13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 82 holding rows worth $1,376,903,000.
- Accession
- 0001085146-18-000551
- Filer
- CIK 1578299
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 127 entries on the cover page, a total value of $1,376,903,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,376,903,000 with VALUE read as thousands by filing date, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 1,852,900 | $194,999,000 | thousands by filing date | put |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 47,750,000 | $159,783,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,247,500 | $88,610,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 569,600 | $66,678,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 39,500,000 | $62,633,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 46,000,000 | $61,957,000 | thousands by filing date | principal |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 1,016,500 | $60,451,000 | thousands by filing date | put |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 23,204,000 | $57,430,000 | thousands by filing date | principal |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 726,740 | $51,614,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 40,000,000 | $49,672,000 | thousands by filing date | principal |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,667,400 | $43,265,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 1,795,300 | $41,597,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 299,125 | $31,474,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 491,817 | $29,249,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,763,300 | $28,495,000 | thousands by filing date | call |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 1,071,700 | $27,618,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 1,468,300 | $23,727,000 | thousands by filing date | put |
| CONVERGYS CORP | 212485AE6 | SDCV | 10,000,000 | $21,963,000 | thousands by filing date | principal |
| SCMP 3.25-12/21 | 864909AB2 | Bond 30/360P2 U | 17,500,000 | $21,350,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 167,000 | $19,549,000 | thousands by filing date | put |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 15,000,000 | $18,572,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 400,000 | $18,476,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 776,600 | $17,512,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 11,000,000 | $17,364,000 | thousands by filing date | principal |
| WABASH NATL CORP | 929566AH0 | CNV | 9,233,000 | $17,318,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 988,500 | $16,642,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 236,700 | $15,250,000 | thousands by filing date | put |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 10,000,000 | $11,952,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 10,250,000 | $11,896,000 | thousands by filing date | principal |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 748,700 | $10,721,000 | thousands by filing date | call |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 10,000,000 | $10,590,000 | thousands by filing date | principal |
| NIC INC | 62914B100 | COM | 421,700 | $6,993,000 | thousands by filing date | put |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 422,700 | $6,120,000 | thousands by filing date | call |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 262,900 | $6,092,000 | thousands by filing date | call |
| INVACARE CORP | 461203101 | COMMON STOCK | 291,200 | $4,915,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 176,000 | $4,894,000 | thousands by filing date | put |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 272,000 | $4,891,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 197,682 | $4,460,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 86,500 | $3,948,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 510,000 | $2,831,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 146,100 | $2,422,000 | thousands by filing date | call |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 139,255 | $1,984,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 279,400 | $1,973,000 | thousands by filing date | call |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 26,800 | $1,224,000 | thousands by filing date | put |
| CALATLANTIC GROUP INC | 128195104 | COM | 17,600 | $992,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 278,900 | $959,000 | thousands by filing date | put |
| IXYS CORP | 46600W106 | COMMON STOCK | 40,000 | $958,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 4,840 | $880,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 10,000 | $854,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 43,200 | $819,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 17,600 | $747,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 43,250 | $702,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,500 | $631,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 7,500 | $612,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,500 | $475,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 38,500 | $457,000 | thousands by filing date | put |
| HSN INC | 404303109 | COM | 10,560 | $426,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 5,000 | $419,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,500 | $409,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 118,995 | $409,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 10,000 | $390,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 25,000 | $378,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 17,600 | $375,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 14,000 | $374,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 10,000 | $345,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,936 | $303,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 17,000 | $288,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 5,000 | $275,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,000 | $274,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 10,500 | $242,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 4,400 | $234,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 9,500 | $213,000 | thousands by filing date | put |
| GGP INC | 36174X101 | COM | 9,000 | $211,000 | thousands by filing date | |
| SUN BANCORP INC | 86663B201 | COM NEW | 8,289 | $201,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 26,700 | $182,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 20,000 | $139,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 10,666 | $128,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 10,000 | $122,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 13,200 | $104,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 10,000 | $98,000 | thousands by filing date | call |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 10,000 | $94,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,400 | $30,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000551 | this filing | 2018-02-12 | acceptance time not in the bulk data set |