13F-HR filed by BROWN ADVISORY INC
BROWN ADVISORY INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 1,224 holding rows worth $31,588,015,000.
- Accession
- 0001085146-18-000537
- Filer
- CIK 1345929
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 2,079 entries on the cover page, a total value of $31,588,015,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $31,588,015,000 with VALUE read as thousands by filing date, 13F file number 028-13997. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerBROWN INVESTMENT ADVISORY & TRUST CO028-04859
- included managerBrown Advisory LLC028-05775
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TENNECO INC | 880349105 | COM | 5,734 | $335,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 6,344 | $334,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,097 | $334,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 33,637 | $331,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 3,265 | $331,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 100,000 | $329,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 9,608 | $328,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 2,683 | $328,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 27,540 | $327,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 7,000 | $327,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,113 | $326,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 10,925 | $325,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 6,708 | $325,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 37,723 | $325,000 | thousands by filing date | |
| WINGSTOP INC COM | 974155103 | Stock | 8,310 | $324,000 | thousands by filing date | |
| PETIQ INC | 71639T106 | COMMON STOCK | 14,863 | $324,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 19,115 | $324,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 8,378 | $323,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 9,811 | $323,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,793 | $321,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 9,052 | $321,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 17,620 | $320,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 10,000 | $319,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 4,374 | $319,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 15,200 | $318,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 3,800 | $318,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 26,015 | $317,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 2,760 | $316,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,858 | $315,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,791 | $314,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,150 | $313,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 251,900 | $312,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 3,539 | $311,000 | thousands by filing date | |
| ACQUIRERS SMALL AND MICRO DEEP VALUE ETF | 26922A701 | ETF | 9,482 | $311,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 6,739 | $311,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A306 | COM NEW | 9,894 | $311,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,539 | $309,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,000 | $307,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 19,466 | $306,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 2,676 | $306,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,564 | $303,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 8,559 | $302,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 4,301 | $297,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 8,380 | $297,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,418 | $296,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5,650 | $296,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 18,200 | $296,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,979 | $294,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 25,996 | $293,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 4,000 | $291,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 2,460 | $291,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 3,628 | $290,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 3,609 | $290,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V306 | COM SER C | 14,092 | $290,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,250 | $289,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 6,800 | $285,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2,716 | $285,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 5,911 | $284,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,176 | $284,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 2,630 | $283,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 19,550 | $282,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 71,668 | $282,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 1,998 | $280,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,039 | $278,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,128 | $277,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,697 | $277,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 4,648 | $274,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 4,617 | $273,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3,210 | $273,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 7,764 | $272,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 11,452 | $270,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 2,809 | $267,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 10,000 | $267,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,090 | $267,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 17,000 | $267,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 4,385 | $266,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 1,127 | $266,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,744 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 5,590 | $263,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,713 | $263,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 26,034 | $261,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 5,500 | $260,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 5,353 | $258,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 1,286 | $258,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,208 | $257,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,686 | $256,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 3,634 | $255,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,070 | $253,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 17,617 | $253,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 4,885 | $253,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 13,724 | $253,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 9,222 | $251,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 4,529 | $250,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 7,161 | $250,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,812 | $249,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,123 | $249,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 8,842 | $249,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 6,685 | $248,000 | thousands by filing date | |
| PULSE BIOSCIENCES INC | 74587B101 | COMMON STOCK | 10,500 | $248,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 5,893 | $247,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 1,153 | $247,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 2,838 | $246,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 9,551 | $246,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,648 | $245,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 3,676 | $244,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 9,182 | $243,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 14,648 | $242,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 9,346 | $241,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 3,754 | $240,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 9,076 | $238,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 9,300 | $237,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 5,382 | $236,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 5,627 | $236,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 5,000 | $235,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 15,000 | $233,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 6,561 | $233,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 15,286 | $233,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 4,819 | $232,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 3,141 | $231,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 4,317 | $231,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,277 | $230,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 65,000 | $230,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 6,296 | $229,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 17,090 | $229,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 6,076 | $228,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 5,440 | $228,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 8,355 | $228,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 13,920 | $228,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,421 | $225,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 10,110 | $225,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 13,179 | $224,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 1,696 | $224,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 40,216 | $224,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 13,218 | $223,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 10,999 | $223,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,441 | $221,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 5,565 | $221,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A404 | VIDENT INTERNATI | 7,858 | $220,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 2,312 | $219,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 55,094 | $218,000 | thousands by filing date | |
| TAILORED BRANDS INC | 87403A107 | COM | 10,000 | $218,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 8,552 | $215,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 12,520 | $215,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 12,799 | $214,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 2,591 | $213,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,860 | $212,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 7,530 | $212,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 2,234 | $211,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,000 | $211,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 2,232 | $210,000 | thousands by filing date | |
| NEWMARK GROUP INC | 65158N102 | CL A | 13,297 | $210,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 4,113 | $209,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 3,634 | $208,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 5,537 | $207,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 7,809 | $207,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,723 | $206,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 4,050 | $206,000 | thousands by filing date | |
| Merrimack Pharmaceuticals Inc | 590328209 | Common / Ordinary Stock | 20,029 | $205,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 141,646 | $205,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 6,420 | $204,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,235 | $202,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,159 | $200,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 10,786 | $192,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 11,466 | $191,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 21,694 | $184,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 45,000 | $179,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO | 82900L110 | *W EXP 07/07/202 | 44,697 | $174,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,098 | $172,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,000 | $169,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 12,510 | $169,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 15,266 | $156,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 14,082 | $156,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 30,000 | $153,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 22,136 | $144,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 10,000 | $141,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 10,254 | $138,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 12,751 | $138,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 75,962 | $129,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 18,458 | $126,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 14,685 | $126,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 30,549 | $114,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 11,806 | $113,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 13,404 | $103,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 30,000 | $95,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 20,000 | $92,000 | thousands by filing date | |
| RAND CAP CORP | 752185108 | COM | 30,000 | $91,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 14,319 | $90,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 34,866 | $86,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 17,819 | $85,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 35,225 | $80,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 15,404 | $79,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 65,080 | $79,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 13,283 | $77,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,000 | $77,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 12,942 | $74,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 16,700 | $68,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 13,702 | $66,000 | thousands by filing date | |
| National Amern Univ Hldgs Inc | 63245q105 | COM | 44,900 | $64,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,059 | $63,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,594 | $59,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 60,000 | $55,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 19,108 | $53,000 | thousands by filing date | |
| Castle Brands Inc | 148435100 | COM | 42,500 | $52,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 20,299 | $49,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 15,646 | $48,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 17,466 | $44,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 14,008 | $38,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 10,000 | $36,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 12,475 | $34,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 14,500 | $31,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 16,500 | $30,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 10,000 | $27,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 11,000 | $26,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326102 | COM | 25,000 | $25,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 10,000 | $23,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 3,300 | $18,000 | thousands by filing date | call |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,200 | $15,000 | thousands by filing date | put |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 12,699 | $11,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 13,000 | $6,000 | thousands by filing date | call |
| Bank of America Corp | 060505104 | COM | 4,100 | $5,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,800 | $5,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 900 | $3,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 6,300 | $2,000 | thousands by filing date | call |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 14,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000537 | this filing | 2018-02-12 | acceptance time not in the bulk data set |