13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-12, with 1,511 holding rows worth $599,258,000.
- Accession
- 0001085146-18-000501
- Filer
- CIK 1416692
- Filed
- 2018-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 1,930 entries on the cover page, a total value of $599,258,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $599,258,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LOGMEIN INC | 54142L109 | COMMON STOCK | 155 | $18,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 102 | $18,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 1,324 | $18,000 | thousands by filing date | principal |
| FIVE OAKS INVESTMENT CORP | 33830W106 | CMN | 4,613 | $18,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 378 | $17,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 778 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 589 | $17,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $17,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 1,000 | $17,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 100 | $17,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,087 | $17,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 570 | $17,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,205 | $17,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 1,950 | $17,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 741 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 474 | $17,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 321 | $16,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 500 | $16,000 | thousands by filing date | |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 400 | $16,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 336 | $16,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 170 | $16,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 286 | $16,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 219 | $16,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 250 | $16,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 420 | $16,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $16,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 200 | $16,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 500 | $16,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 300 | $16,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 620 | $16,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 360 | $16,000 | thousands by filing date | |
| J JILL INC | 46620W102 | COM | 2,000 | $16,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 541 | $15,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 284 | $15,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 230 | $15,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 6,000 | $15,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 300 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 302 | $15,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,000 | $15,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 361 | $15,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,000 | $15,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 766 | $15,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 365 | $15,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 191 | $15,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 2,000 | $15,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,000 | $15,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,700 | $15,000 | thousands by filing date | |
| SUPERVALU INC | 868536301 | COM NEW | 714 | $15,000 | thousands by filing date | |
| RESOURCE CAP CORP | 76120W708 | COM NEW | 1,625 | $15,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 4 | $14,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 400 | $14,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 58 | $14,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 270 | $14,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 200 | $14,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 50 | $14,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 400 | $14,000 | thousands by filing date | put |
| LEGGETT & PLATT INC | 524660107 | COM | 300 | $14,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 949 | $14,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 212 | $14,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 389 | $14,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 800 | $14,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 450 | $14,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 7,206 | $14,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 11,700 | $14,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 441 | $13,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $13,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 400 | $13,000 | thousands by filing date | call |
| WORKDAY INC CL A | 98138H101 | Stock | 125 | $13,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 600 | $13,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 505 | $13,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 600 | $13,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 550 | $13,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 400 | $13,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 60 | $13,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 500 | $13,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 325 | $13,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 400 | $13,000 | thousands by filing date | put |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 1,000 | $13,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 141 | $13,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 438 | $13,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 600 | $13,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 200 | $13,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 100 | $13,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 663 | $13,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $13,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,000 | $13,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 468 | $13,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 3,000 | $13,000 | thousands by filing date | call |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 800 | $13,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 190 | $12,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 195 | $12,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 176 | $12,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 30 | $12,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 375 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 501 | $12,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,000 | $12,000 | thousands by filing date | principal |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 300 | $12,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 360 | $12,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 300 | $12,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 1,015 | $12,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 200 | $12,000 | thousands by filing date | call |
| SEALED AIR CORP NEW | 81211K100 | COM | 235 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 265 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R811 | NASDQ SEMCNDTR | 392 | $12,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 188 | $12,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 334 | $12,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 1,300 | $12,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 1,000 | $12,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 1,800 | $12,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 1,050 | $12,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 5,000 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 416 | $12,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 2,000 | $12,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 200 | $11,000 | thousands by filing date | call |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 200 | $11,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 171 | $11,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 90 | $11,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 150 | $11,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 157 | $11,000 | thousands by filing date | principal |
| RBC BEARINGS INC COM | 75524B104 | Stock | 84 | $11,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 501 | $11,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 103 | $11,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 33 | $11,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 190 | $11,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 225 | $11,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 815 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 135 | $11,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 746 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 185 | $11,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 200 | $11,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 200 | $11,000 | thousands by filing date | call |
| POST HLDGS INC | 737446104 | COM | 136 | $11,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 57 | $11,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 165 | $11,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 500 | $11,000 | thousands by filing date | |
| TIVO CORP | 88870P106 | COM | 700 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 263 | $11,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP | 73937B803 | EXCHANGE TRADED | 211 | $11,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 400 | $11,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 26 | $11,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $11,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T217 | VLCTYSHS 3X S&P | 150 | $11,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 1,150 | $11,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 110 | $10,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 200 | $10,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 300 | $10,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 200 | $10,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 100 | $10,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 2,542 | $10,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 160 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $10,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 209 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 370 | $10,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 200 | $10,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 700 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $10,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 350 | $10,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 440 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 95 | $10,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 255 | $10,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 2,800 | $10,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 192 | $10,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 1,000 | $10,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 3,445 | $10,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 450 | $9,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 2,000 | $9,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 71 | $9,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 900 | $9,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 385 | $9,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 300 | $9,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 421 | $9,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 300 | $9,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 100 | $9,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 50 | $9,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 1,050 | $9,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 400 | $9,000 | thousands by filing date | call |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 575 | $9,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 700 | $9,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 3,000 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 100 | $9,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 3,500 | $9,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 623 | $9,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 164 | $9,000 | thousands by filing date | |
| ENBRIDGE ENERGY MANAGEMENT L | 29250x103 | SHS UNITS LLI | 667 | $9,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 150 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 325 | $9,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 170 | $9,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 600 | $9,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 4,184 | $8,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $8,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 300 | $8,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 119 | $8,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 85 | $8,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 155 | $8,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 34 | $8,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 775 | $8,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 100 | $8,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 255 | $8,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 152 | $8,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 35 | $8,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,000 | $8,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 900 | $8,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 500 | $8,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 350 | $8,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 409 | $8,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 550 | $8,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $8,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 200 | $8,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,196 | $8,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 600 | $8,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 1,050 | $8,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,400 | $8,000 | thousands by filing date | principal |
| TRIMBLE INC COM | 896239100 | Stock | 171 | $7,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 75 | $7,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 35 | $7,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 62 | $7,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 43 | $7,000 | thousands by filing date | |
| CARGURUS INC COM CL A | 141788109 | Stock | 250 | $7,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 489 | $7,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 57 | $7,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 325 | $7,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 100 | $7,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 200 | $7,000 | thousands by filing date | call |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 281 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 538 | $7,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 415 | $7,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 500 | $7,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 400 | $7,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 150 | $7,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 200 | $7,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 350 | $7,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 475 | $7,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 200 | $7,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 100 | $7,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $7,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 46 | $7,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,000 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B860 | ETF - EQUITY | 95 | $7,000 | thousands by filing date | |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 1,000 | $7,000 | thousands by filing date | principal |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 1,600 | $7,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 1,600 | $7,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 167 | $6,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 145 | $6,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 166 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 57 | $6,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 99 | $6,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 70 | $6,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $6,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 206 | $6,000 | thousands by filing date | |
| MONGODB INC CL A | 60937P106 | Stock | 200 | $6,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 160 | $6,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 48 | $6,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 301 | $6,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $6,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 85 | $6,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 150 | $6,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 175 | $6,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 178 | $6,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 775 | $6,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $6,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 73 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 400 | $6,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 80 | $6,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 550 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 57 | $6,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 68 | $6,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 82 | $6,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 49 | $6,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 211 | $6,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,200 | $6,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 300 | $6,000 | thousands by filing date | |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 2,300 | $6,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,000 | $6,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 2,500 | $6,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 200 | $6,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 36 | $5,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 80 | $5,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 42 | $5,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 23 | $5,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 49 | $5,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 112 | $5,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 106 | $5,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 72 | $5,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 100 | $5,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 300 | $5,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 100 | $5,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 387 | $5,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 111 | $5,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 2,010 | $5,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 23 | $5,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 500 | $5,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 26 | $5,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 100 | $5,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 122 | $5,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 1,350 | $5,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 92 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 200 | $5,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 220 | $5,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 300 | $5,000 | thousands by filing date | call |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 466 | $5,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | |
| Direxion Daily Small Cap Bear | 25490k521 | COM | 400 | $5,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $5,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 125 | $5,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 13,466 | $5,000 | thousands by filing date | principal |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,100 | $5,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 600 | $5,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 225 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 98 | $5,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 2,200 | $5,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 35 | $5,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 200 | $5,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 200 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A160 | ULTRAPRO SHORT Q | 225 | $5,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 150 | $4,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 2,050 | $4,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 102 | $4,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 49 | $4,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 66 | $4,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 200 | $4,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 44 | $4,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 83 | $4,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 81 | $4,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 53 | $4,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 51 | $4,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 189 | $4,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 18 | $4,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 200 | $4,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 150 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 140 | $4,000 | thousands by filing date | |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 1,000 | $4,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 216 | $4,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 235 | $4,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 907 | $4,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 200 | $4,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 36 | $4,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 500 | $4,000 | thousands by filing date | principal |
| WPX ENERGY INC | 98212B103 | COM | 266 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 109 | $4,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 35 | $4,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 200 | $4,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 70 | $4,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 62 | $4,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 280 | $4,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 93 | $4,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 2,500 | $4,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 600 | $4,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 400 | $4,000 | thousands by filing date | call |
| SWITCH INC | 87105L104 | CL A | 200 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 250 | $4,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 56 | $4,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 375 | $4,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 200 | $4,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 350 | $4,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 47 | $4,000 | thousands by filing date | principal |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 100 | $3,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 573 | $3,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 27 | $3,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 41 | $3,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 37 | $3,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 100 | $3,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 151 | $3,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 37 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 70 | $3,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 57 | $3,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 75 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 87 | $3,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 200 | $3,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 130 | $3,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 54 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y876 | DAIL HEAL BU ETF | 70 | $3,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 25 | $3,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 675 | $3,000 | thousands by filing date | |
| SIEBERT FINL CORP | 826176109 | COM | 250 | $3,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 25 | $3,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 20 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 250 | $3,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 200 | $3,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 58 | $3,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $3,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 200 | $3,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 900 | $3,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 1,200 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 71 | $3,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 109 | $3,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 100 | $3,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D688 | 3X LONG GOLD | 300 | $3,000 | thousands by filing date | |
| NXT-ID INC | 67091J206 | COM NEW | 800 | $3,000 | thousands by filing date | |
| MELINTA THERAPEUTICS INC | 58549G100 | COM | 160 | $3,000 | thousands by filing date | |
| CAPRICOR THERAPEUTICS INC | 14070B101 | COM | 2,000 | $3,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K506 | COM NEW | 700 | $3,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 18 | $2,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 200 | $2,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 500 | $2,000 | thousands by filing date | |
| JABIL INC COM | 466313103 | Stock | 75 | $2,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 31 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 54 | $2,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 25 | $2,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 17 | $2,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 49 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 19 | $2,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 83 | $2,000 | thousands by filing date | principal |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 200 | $2,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 200 | $2,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 100 | $2,000 | thousands by filing date | principal |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 72 | $2,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 30 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $2,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 105 | $2,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 89 | $2,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $2,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 300 | $2,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 70 | $2,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,500 | $2,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 400 | $2,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 100 | $2,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 400 | $2,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 200 | $2,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 525 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 4,000 | $2,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 140 | $2,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 40 | $2,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,100 | $2,000 | thousands by filing date | |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 2,000 | $2,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 24 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 800 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90270L842 | ETRACS MTH 2XLV | 100 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 72 | $2,000 | thousands by filing date | |
| PULMATRIX INC | 74584P103 | COM | 1,600 | $2,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90274D838 | ETRACS MNT ETN | 100 | $2,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 19 | $1,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 42 | $1,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 46 | $1,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 15 | $1,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 9 | $1,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 27 | $1,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 18 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 25 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $1,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 76 | $1,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 20 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 27 | $1,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 8 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 193 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 25 | $1,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 310 | $1,000 | thousands by filing date | |
| LIVE VENTURES INC | 538142308 | COM NEW | 92 | $1,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 282 | $1,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 19 | $1,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A508 | WHEAT FD | 200 | $1,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 200 | $1,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 36 | $1,000 | thousands by filing date | |
| AMIRA NATURE FOODS LTD | G0335L102 | SHS | 200 | $1,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 1,700 | $1,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y454 | DLY ENERBR3X NEW | 120 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 500 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 200 | $1,000 | thousands by filing date | |
| SEVEN STARS CLOUD GROUP INC | 81789Y102 | COM | 200 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A368 | ULTRASHORT INDL | 50 | $1,000 | thousands by filing date | |
| HANWHA Q CELL CO LTD | 41135V301 | SPONSORED ADR NE | 80 | $1,000 | thousands by filing date | |
| RESHAPE LIFESCIENCES INC | 761123108 | COM | 949 | $1,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 43 | $1,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON BEER INC CL A | 100557107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RMR GROUP INC | 74967R106 | CL A | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 42 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSRA INC | 12650T104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYD | 92189F361 | ETF | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CTI BIOPHARMA CORP | 12648L601 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEOVASC INC COM STK | 64065J106 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000501 | this filing | 2018-02-12 | acceptance time not in the bulk data set |