13F-HR filed by Monashee Investment Management LLC
Monashee Investment Management LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 134 holding rows worth $235,941,000.
- Accession
- 0001085146-18-000479
- Filer
- CIK 1627608
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 134 entries on the cover page, a total value of $235,941,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $235,941,000 with VALUE read as thousands by filing date, 13F file number 028-16854. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerKiski Partners, LLC028-17388
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GODADDY INC CL A | 380237107 | Stock | 270,000 | $13,576,000 | thousands by filing date | principal |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 200,000 | $13,192,000 | thousands by filing date | principal |
| IRON MTN INC DEL COM | 46284V101 | REIT | 275,000 | $10,376,000 | thousands by filing date | principal |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 430,000 | $9,512,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 50,000 | $8,236,000 | thousands by filing date | principal |
| MIDWESTONE FINACIAL GROUP I | 598511103 | COMMON STOCK | 242,000 | $8,114,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 250,000 | $8,045,000 | thousands by filing date | principal |
| NEWMARK GROUP INC | 65158N102 | CL A | 500,000 | $7,950,000 | thousands by filing date | principal |
| ATENTO S A | L0427L105 | SHS | 770,000 | $7,816,000 | thousands by filing date | principal |
| STERLING BANCORP INC | 85917W102 | COM | 593,439 | $7,537,000 | thousands by filing date | principal |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 200,000 | $7,252,000 | thousands by filing date | principal |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 95,195 | $7,179,000 | thousands by filing date | principal |
| BLUEBIRD BIO INC | 09609G100 | COM | 37,500 | $6,679,000 | thousands by filing date | principal |
| UNIVAR INC | 91336L107 | COMMON STOCK | 202,357 | $6,265,000 | thousands by filing date | principal |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 120,000 | $4,722,000 | thousands by filing date | principal |
| NATIONAL VISION HLDGS INC COM | 63845R107 | Stock | 105,000 | $4,264,000 | thousands by filing date | principal |
| CURO GROUP HOLDINGS CORP | 23131L107 | COM | 300,000 | $4,224,000 | thousands by filing date | principal |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 177,500 | $3,811,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 200,000 | $3,620,000 | thousands by filing date | principal |
| DAUCH CORP | 024061103 | COM | 210,509 | $3,585,000 | thousands by filing date | principal |
| ARGENX SE SPONSORED ADR | 04016X101 | ADR | 56,000 | $3,536,000 | thousands by filing date | principal |
| AXOGEN INC | 05463X106 | COM | 118,339 | $3,349,000 | thousands by filing date | principal |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 100,000 | $3,339,000 | thousands by filing date | principal |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 25,000 | $3,300,000 | thousands by filing date | principal |
| ODONATE THERAPEUTICS INC | 676079106 | COM | 125,000 | $3,125,000 | thousands by filing date | principal |
| LUTHER BURBANK CORP | 550550107 | COM | 252,840 | $3,044,000 | thousands by filing date | principal |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 300,000 | $2,985,000 | thousands by filing date | principal |
| NATIONAL STORAGE AFFILIATES TR COM SHS BEN IN | 637870106 | REIT | 100,000 | $2,726,000 | thousands by filing date | principal |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 70,000 | $2,503,000 | thousands by filing date | principal |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 250,000 | $2,493,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 125,533 | $2,229,000 | thousands by filing date | principal |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 375,000 | $2,186,000 | thousands by filing date | principal |
| UNITIL CORP COM | 913259107 | Stock | 45,000 | $2,053,000 | thousands by filing date | principal |
| ORION S.A. | L72967109 | COM | 80,000 | $2,048,000 | thousands by filing date | principal |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 72,250 | $2,027,000 | thousands by filing date | principal |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 10,000 | $2,008,000 | thousands by filing date | principal |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 200,000 | $1,990,000 | thousands by filing date | principal |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 370,000 | $1,898,000 | thousands by filing date | principal |
| CZR | 127686103 | Stock | 150,000 | $1,898,000 | thousands by filing date | principal |
| DICERNA PHARMACEUTICALS INC | 253031108 | COM | 208,004 | $1,878,000 | thousands by filing date | principal |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 110,000 | $1,843,000 | thousands by filing date | principal |
| FATE THERAPEUTICS INC | 31189P102 | COM | 300,000 | $1,833,000 | thousands by filing date | principal |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 64,314 | $1,804,000 | thousands by filing date | principal |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 48,500 | $1,760,000 | thousands by filing date | principal |
| TELADOC HEALTH INC | 87918A105 | COM | 46,816 | $1,632,000 | thousands by filing date | principal |
| AT HOME GROUP INC | 04650Y100 | COM | 50,000 | $1,520,000 | thousands by filing date | principal |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 16,500 | $1,515,000 | thousands by filing date | principal |
| ESQUIRE FINL HLDGS INC | 29667J101 | COM | 75,600 | $1,492,000 | thousands by filing date | principal |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 150,000 | $1,485,000 | thousands by filing date | principal |
| BLACKLINE, INC. | 09239B109 | COM | 45,000 | $1,476,000 | thousands by filing date | principal |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 45,000 | $1,405,000 | thousands by filing date | principal |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 75,000 | $1,403,000 | thousands by filing date | principal |
| CITY OFFICE REIT INC | 178587101 | COM | 90,000 | $1,171,000 | thousands by filing date | principal |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 10,000 | $1,145,000 | thousands by filing date | principal |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 30,000 | $1,040,000 | thousands by filing date | principal |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 70,000 | $1,035,000 | thousands by filing date | principal |
| TELLURIAN INC NEW | 87968A104 | COM | 100,000 | $974,000 | thousands by filing date | principal |
| VERASTEM INC | 92337C104 | COM | 275,000 | $844,000 | thousands by filing date | principal |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 250,000 | $720,000 | thousands by filing date | principal |
| PARTY CITY HOLDCO INC | 702149105 | COM | 50,000 | $698,000 | thousands by filing date | principal |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 26,700 | $658,000 | thousands by filing date | principal |
| Cannae Holdings, Inc. | 13765N107 | Common Stock, $0.0001 par value | 35,000 | $596,000 | thousands by filing date | principal |
| EVERPURE INC CL A | 74624M102 | Stock | 35,000 | $555,000 | thousands by filing date | principal |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 25,700 | $496,000 | thousands by filing date | principal |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 90,000 | $459,000 | thousands by filing date | principal |
| SPLUNK INC | 848637104 | COM | 5,000 | $414,000 | thousands by filing date | principal |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 29,700 | $413,000 | thousands by filing date | principal |
| PDL CMNTY BANCORP | 69290X101 | COM | 26,619 | $404,000 | thousands by filing date | principal |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 25,000 | $326,000 | thousands by filing date | principal |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 249,999 | $287,000 | thousands by filing date | principal |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 8,264 | $268,000 | thousands by filing date | principal |
| SCPHARMACEUTICALS INC | 810648105 | COM | 19,000 | $230,000 | thousands by filing date | principal |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 30,000 | $228,000 | thousands by filing date | principal |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 133,332 | $207,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044207 | COMMON STOCK | 10,135 | $200,000 | thousands by filing date | principal |
| AMERICANRLTYINVSINC | 029174109 | STOK | 15,448 | $199,000 | thousands by filing date | principal |
| 22ND CENTY GROUP INC | 90137F103 | COM | 69,767 | $195,000 | thousands by filing date | principal |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 22,355 | $192,000 | thousands by filing date | principal |
| Arsanis Inc | 042873109 | COM | 15,000 | $191,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 224,999 | $190,000 | thousands by filing date | principal |
| RIMINI STR INC DEL | 76674Q107 | COM | 22,796 | $180,000 | thousands by filing date | principal |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R129 | *W EXP 99/99/999 | 99,999 | $175,000 | thousands by filing date | principal |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 12,043 | $172,000 | thousands by filing date | principal |
| GENERAL FINANCE CORPORATION | 369822101 | COM | 25,210 | $171,000 | thousands by filing date | principal |
| BRT APARTMENTS CORP | 055645303 | REIT | 14,423 | $170,000 | thousands by filing date | principal |
| SELECT BANCORP INC NEW COM | 81617L108 | Stock | 12,942 | $164,000 | thousands by filing date | principal |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 11,737 | $163,000 | thousands by filing date | principal |
| CISION LTD | G1992S109 | SHS | 13,123 | $156,000 | thousands by filing date | principal |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 10,699 | $151,000 | thousands by filing date | principal |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 21,127 | $150,000 | thousands by filing date | principal |
| TELARIA INC | 879181105 | COM | 37,129 | $150,000 | thousands by filing date | principal |
| CELSIUS HLDGS INC | 15118V207 | COM NEW | 27,829 | $146,000 | thousands by filing date | principal |
| GLADSTONE LAND CORP | 376549101 | REIT | 10,874 | $146,000 | thousands by filing date | principal |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 26,201 | $145,000 | thousands by filing date | principal |
| MARCHEX INC | 56624R108 | CMN | 44,510 | $144,000 | thousands by filing date | principal |
| NEXTDECADE CORP | 65342K105 | COM | 17,207 | $143,000 | thousands by filing date | principal |
| EXELA TECHNOLOGIES INC | 30162V102 | COM | 27,778 | $143,000 | thousands by filing date | principal |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 23,803 | $140,000 | thousands by filing date | principal |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 200,000 | $140,000 | thousands by filing date | principal |
| CELADON GROUP INC | 150838100 | COM | 21,739 | $139,000 | thousands by filing date | principal |
| PANGAEA LOGISTICS SOLUTIONS | G6891L105 | COMMON STOCK | 36,479 | $134,000 | thousands by filing date | principal |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 55,326 | $133,000 | thousands by filing date | principal |
| TYME TECHNOLOGIES INC COM | 90238J103 | Stock | 20,000 | $128,000 | thousands by filing date | principal |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 116,666 | $128,000 | thousands by filing date | principal |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 18,773 | $126,000 | thousands by filing date | principal |
| ADESTO TECHNOLOGIES CORP | 00687D101 | COM | 18,868 | $122,000 | thousands by filing date | principal |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 31,250 | $119,000 | thousands by filing date | principal |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 11,416 | $115,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 37,037 | $115,000 | thousands by filing date | principal |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 66,296 | $99,000 | thousands by filing date | principal |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 29,762 | $97,000 | thousands by filing date | principal |
| MARINUS PHARMACEUTICALS INC | 56854Q101 | COM | 11,468 | $94,000 | thousands by filing date | principal |
| CAREDX INC | 14167L103 | COM | 11,830 | $87,000 | thousands by filing date | principal |
| COGENTIX MED INC COM | 19243A104 | Stock | 27,430 | $86,000 | thousands by filing date | principal |
| VITAL THERAPIES INC | 92847R104 | COM | 14,085 | $84,000 | thousands by filing date | principal |
| CYTOSORBENTS CORP | 23283X206 | CMN | 12,048 | $78,000 | thousands by filing date | principal |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 17,442 | $77,000 | thousands by filing date | principal |
| ARROWHEAD PHARMACEUTICALS IN | 04280A100 | COM | 20,776 | $76,000 | thousands by filing date | principal |
| SENSEONICS HLDGS INC | 81727U105 | COM | 28,195 | $75,000 | thousands by filing date | principal |
| TTOO | 89853L104 | Stock | 18,248 | $75,000 | thousands by filing date | principal |
| KADMON HLDGS INC | 48283N106 | COM | 20,325 | $74,000 | thousands by filing date | principal |
| AVEO PHARMACEUTICALS INC | 053588109 | COM | 25,084 | $70,000 | thousands by filing date | principal |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 100,000 | $70,000 | thousands by filing date | principal |
| ENDOCYTE INC | 29269A102 | COM | 15,121 | $65,000 | thousands by filing date | principal |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 16,618 | $64,000 | thousands by filing date | principal |
| MOSAIC ACQUISITION CORP | G62848125 | *W EXP 10/23/202 | 49,999 | $62,000 | thousands by filing date | principal |
| TRANSENTERIX INC | 89366M201 | COM NEW | 30,120 | $58,000 | thousands by filing date | principal |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 14,151 | $58,000 | thousands by filing date | principal |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 66,666 | $57,000 | thousands by filing date | principal |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 200,000 | $56,000 | thousands by filing date | principal |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 22,590 | $52,000 | thousands by filing date | principal |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 16,411 | $44,000 | thousands by filing date | principal |
| ONCOBIOLOGICS INC | 68235M121 | *W EXP 05/18/201 | 25,000 | $1,000 | thousands by filing date | principal |
| ONCOBIOLOG-CW17A | 68235M113 | EQUITY WRT | 25,000 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000479 | this filing | 2018-02-09 | acceptance time not in the bulk data set |