13F-HR filed by J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 1,292 holding rows worth $15,184,143,000.
- Accession
- 0001085146-18-000478
- Filer
- CIK 1418204
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,292 entries on the cover page, a total value of $15,184,143,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,184,143,000 with VALUE read as thousands by filing date, 13F file number 028-12624. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 51,000 | $344,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 11,577 | $344,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,228 | $343,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 28,222 | $343,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 193,649 | $342,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 9,979 | $341,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 9,510 | $340,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,985 | $339,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 9,508 | $337,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 6,310 | $336,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 8,726 | $336,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 8,196 | $334,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 11,593 | $329,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 21,100 | $328,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 6,050 | $328,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,577 | $328,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 5,267 | $327,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 7,680 | $327,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 14,074 | $327,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 14,611 | $327,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 19,585 | $327,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 19,015 | $326,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 5,893 | $325,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 13,727 | $325,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,717 | $325,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2,096 | $324,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 3,613 | $324,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 33,065 | $322,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 4,000 | $322,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 28,643 | $321,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 8,471 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 11,870 | $320,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 16,829 | $319,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 53,919 | $319,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 7,322 | $319,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,159 | $318,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 6,541 | $317,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,423 | $315,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 6,774 | $315,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 7,159 | $315,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 4,201 | $315,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 3,868 | $314,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,680 | $314,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 6,246 | $311,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 3,585 | $309,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 32,986 | $308,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 5,235 | $307,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 7,784 | $306,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 15,134 | $306,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,730 | $305,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 8,842 | $304,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 11,646 | $303,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 4,005 | $302,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 12,475 | $302,000 | thousands by filing date | |
| SOUNDTHINKING INC | 82536T107 | COM | 21,400 | $301,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 4,954 | $300,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,300 | $300,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 12,299 | $299,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,306 | $299,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,324 | $299,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 5,064 | $298,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 11,776 | $296,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,239 | $296,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 8,618 | $295,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,014 | $293,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 5,514 | $292,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,754 | $291,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,544 | $291,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 3,411 | $291,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 10,018 | $288,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 7,129 | $286,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 61,230 | $285,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 12,445 | $284,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 7,473 | $283,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,200 | $281,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,915 | $279,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 6,123 | $278,000 | thousands by filing date | |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 13,000 | $277,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,607 | $276,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 2,091 | $276,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,240 | $274,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,075 | $274,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 12,467 | $274,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,124 | $272,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,453 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,501 | $269,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 5,022 | $268,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,242 | $268,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 5,495 | $267,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,566 | $266,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 4,699 | $264,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 5,556 | $263,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,005 | $262,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 9,394 | $262,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 12,586 | $261,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 10,008 | $261,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 7,667 | $260,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 2,688 | $260,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,655 | $259,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,846 | $259,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 39,438 | $257,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 10,811 | $257,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 2,304 | $256,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 12,131 | $256,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 20,000 | $255,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,651 | $254,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 5,158 | $254,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,312 | $254,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,414 | $253,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,693 | $252,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 11,203 | $250,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 7,273 | $249,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,782 | $249,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,560 | $248,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 12,350 | $248,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,166 | $246,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,115 | $245,000 | thousands by filing date | |
| TPG RE FIN TR INC COM | 87266M107 | REIT | 12,850 | $245,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,210 | $244,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,620 | $243,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,874 | $242,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 10,194 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 1,800 | $241,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 10,713 | $241,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 2,840 | $240,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 41,735 | $240,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,600 | $238,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,497 | $238,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 8,486 | $238,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 3,237 | $238,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,365 | $237,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,076 | $237,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 6,922 | $237,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 8,260 | $237,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,329 | $236,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,523 | $233,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 2,614 | $233,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 10,050 | $233,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,925 | $232,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 5,169 | $232,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,958 | $232,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 4,000 | $232,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 8,259 | $231,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 3,777 | $231,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 5,792 | $230,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 6,733 | $226,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 3,974 | $224,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 4,944 | $224,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,635 | $224,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 3,489 | $224,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 4,193 | $223,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 9,869 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,067 | $223,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 10,987 | $223,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 7,178 | $222,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,820 | $222,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 16,615 | $222,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 2,493 | $220,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 9,098 | $220,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 13,545 | $219,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 9,552 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 4,975 | $218,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,906 | $217,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 7,144 | $217,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 3,186 | $217,000 | thousands by filing date | |
| BLACKLINE, INC. | 09239B109 | COM | 6,523 | $214,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F767 | INDIA GROWTH LDR | 3,150 | $214,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,134 | $213,000 | thousands by filing date | |
| JERNIGAN CAP INC | 476405105 | COM | 11,214 | $213,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,145 | $211,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 1,775 | $211,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,186 | $210,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,114 | $210,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,832 | $209,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 4,765 | $208,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 739 | $208,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 2,100 | $208,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 1,688 | $207,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 6,168 | $205,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 9,805 | $205,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,157 | $204,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,967 | $204,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 2,525 | $203,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 21,421 | $203,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 52,370 | $203,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 284 | $202,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 5,346 | $202,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 4,394 | $201,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 5,649 | $201,000 | thousands by filing date | |
| RH | 74967X103 | COM | 2,317 | $200,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 927 | $200,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 4,117 | $200,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 1,863 | $200,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,000 | $200,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 10,000 | $200,000 | thousands by filing date | |
| AQUANTIA CORP | 03842Q108 | COM | 17,000 | $193,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,200 | $191,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 21,249 | $190,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 11,443 | $183,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 14,243 | $179,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 17,278 | $178,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 18,099 | $177,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 12,559 | $176,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 87,110 | $172,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,329 | $167,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 15,122 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 10,781 | $158,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,272 | $157,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 13,000 | $156,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 17,200 | $154,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 12,100 | $153,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 11,560 | $153,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 15,000 | $151,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 18,200 | $150,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 13,000 | $144,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,385 | $140,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 25,006 | $138,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 14,399 | $133,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 21,802 | $130,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 12,000 | $124,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 11,715 | $119,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 18,236 | $117,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,378 | $116,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 10,298 | $114,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 24,187 | $113,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,834 | $112,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,000 | $109,000 | thousands by filing date | call |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 10,100 | $108,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 19,000 | $96,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 13,124 | $96,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 12,505 | $94,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 12,597 | $92,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 21,100 | $91,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 15,544 | $91,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 27,908 | $90,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 48,568 | $90,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 25,000 | $88,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 26,000 | $87,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 28,575 | $86,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 15,210 | $86,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,726 | $82,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $81,000 | thousands by filing date | call |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,900 | $81,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,520 | $79,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,000 | $79,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 28,908 | $79,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,000 | $77,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 26,000 | $76,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 15,439 | $75,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 22,100 | $72,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,000 | $70,000 | thousands by filing date | |
| Fusion Telecomm Intl Inc | 36113B400 | COM NEW | 18,316 | $69,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 15,000 | $67,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 146,250 | $63,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 12,137 | $61,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 28,055 | $61,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 10,993 | $59,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 18,500 | $57,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 25,150 | $57,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 10,000 | $57,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 10,025 | $57,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 40,000 | $57,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 40,720 | $55,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,502 | $50,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 500,000 | $50,000 | thousands by filing date | put |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 13,000 | $49,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 20,200 | $48,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 13,550 | $45,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 20,000 | $45,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 17,250 | $42,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 22,024 | $41,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 53,856 | $41,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $40,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,500 | $39,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,000 | $37,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 20,000 | $35,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 11,066 | $31,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 15,357 | $30,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 11,090 | $29,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 15,423 | $27,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 13,000 | $21,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 12,000 | $17,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 5,000 | $13,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 10,000 | $13,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 2,000 | $11,000 | thousands by filing date | call |
| CURIS INC | 231269101 | COM | 12,950 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,000 | $9,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 21,300 | $7,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 378 | $1,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 3,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000478 | this filing | 2018-02-09 | acceptance time not in the bulk data set |