13F-HR filed by Cornerstone Wealth Management, LLC
Cornerstone Wealth Management, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-09, with 408 holding rows worth $532,872,000.
- Accession
- 0001085146-18-000473
- Filer
- CIK 1674117
- Filed
- 2018-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 408 entries on the cover page, a total value of $532,872,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $532,872,000 with VALUE read as thousands by filing date, 13F file number 028-17458. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 111,336 | $30,712,000 | thousands by filing date | |
| VTI | 922908769 | COM | 167,786 | $23,614,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 174,982 | $18,550,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 224,094 | $18,219,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 92,289 | $16,071,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 228,395 | $12,205,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 191,591 | $11,244,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 119,703 | $10,416,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 95,408 | $9,941,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 103,142 | $9,470,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 53,365 | $7,770,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 92,440 | $7,734,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 69,503 | $7,522,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 45,872 | $7,440,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 53,462 | $7,209,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 86,082 | $6,809,000 | thousands by filing date | |
| IJH | 464287507 | COM | 34,697 | $6,746,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 20,745 | $5,679,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 116,103 | $4,958,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N782 | CMN | 98,411 | $4,898,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 78,257 | $4,634,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 40,959 | $4,461,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 53,184 | $4,154,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 23,630 | $3,843,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 23,385 | $3,836,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 98,154 | $3,764,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 30,482 | $3,690,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 19,555 | $3,689,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 47,825 | $3,548,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 69,882 | $3,353,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 23,603 | $3,346,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,206 | $3,200,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 38,538 | $3,146,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 52,833 | $2,944,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 27,133 | $2,855,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 61,046 | $2,815,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 37,041 | $2,806,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 10,819 | $2,730,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 103,046 | $2,605,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 44,192 | $2,492,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 85,000 | $2,413,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 43,941 | $2,386,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,396 | $2,294,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 6,219 | $2,183,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 28,645 | $2,069,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,180 | $2,060,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 32,506 | $2,042,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 19,976 | $2,031,000 | thousands by filing date | |
| FIRST TRUST TCW OPPORTUNISTIC | 33740F805 | TCW OPPORTUNIS | 39,567 | $2,008,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 18,470 | $2,003,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 29,996 | $1,990,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 15,449 | $1,989,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 93,912 | $1,869,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 17,692 | $1,833,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 21,035 | $1,832,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 57,790 | $1,762,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 30,481 | $1,746,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 56,149 | $1,744,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 16,332 | $1,743,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 51,055 | $1,702,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 55,675 | $1,691,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 90,713 | $1,658,000 | thousands by filing date | |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 50,418 | $1,652,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 24,738 | $1,650,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,327 | $1,639,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 14,360 | $1,633,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 29,361 | $1,629,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 23,030 | $1,628,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 30,278 | $1,622,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 24,019 | $1,592,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,181 | $1,585,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 14,205 | $1,557,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 22,340 | $1,525,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 25,420 | $1,480,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,215 | $1,470,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 11,839 | $1,444,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,028 | $1,443,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 30,590 | $1,412,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 15,152 | $1,378,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 21,744 | $1,378,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 47,276 | $1,358,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,199 | $1,334,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 69,114 | $1,331,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 36,371 | $1,322,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 8,664 | $1,306,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 36,710 | $1,305,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 16,752 | $1,296,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 7,761 | $1,287,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 25,515 | $1,282,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 35,398 | $1,277,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,556 | $1,258,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 10,590 | $1,253,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 10,657 | $1,245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 34,558 | $1,239,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 24,037 | $1,238,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 22,015 | $1,231,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 12,341 | $1,224,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 6,394 | $1,222,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 26,879 | $1,194,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 21,543 | $1,173,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 22,655 | $1,172,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 12,085 | $1,157,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 17,865 | $1,157,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 9,920 | $1,129,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 26,112 | $1,118,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 23,032 | $1,106,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 10,305 | $1,103,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,918 | $1,098,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,827 | $1,089,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 10,074 | $1,045,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 35,131 | $1,045,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,376 | $1,040,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 17,177 | $1,036,000 | thousands by filing date | |
| iShares International Equity Factor ETF | 46434V274 | SHS | 33,723 | $1,006,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 7,532 | $986,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 5,059 | $981,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 3,468 | $976,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 19,961 | $971,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 15,459 | $970,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 20,063 | $962,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 15,794 | $932,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 7,282 | $929,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 30,470 | $916,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $912,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,045 | $907,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 12,407 | $897,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 62,787 | $882,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 12,216 | $875,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 13,309 | $869,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,757 | $852,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,405 | $842,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 9,402 | $832,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,545 | $830,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 61,780 | $816,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 13,471 | $810,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N824 | VCSHS US EQ INCM | 17,403 | $809,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,400 | $808,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 7,344 | $806,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,432 | $799,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 29,306 | $793,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 4,577 | $790,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 22,627 | $774,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 14,973 | $770,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 8,215 | $766,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,411 | $756,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 6,747 | $754,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 55,662 | $753,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 24,046 | $751,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 44,270 | $748,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 12,485 | $747,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 16,064 | $740,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,620 | $739,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 30,773 | $739,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 11,629 | $725,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,194 | $724,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,173 | $723,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 4,477 | $711,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 4,284 | $693,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 5,415 | $680,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 34,553 | $674,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,545 | $670,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 14,577 | $667,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 16,585 | $662,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,714 | $660,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 1,539 | $654,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 24,100 | $647,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,667 | $645,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 8,167 | $642,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 580 | $638,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 8,540 | $634,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 10,125 | $631,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 11,474 | $630,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 21,229 | $626,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 14,127 | $625,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,036 | $621,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 21,235 | $618,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 11,031 | $612,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,404 | $606,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 14,905 | $597,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 5,414 | $597,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 53,032 | $590,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 8,760 | $584,000 | thousands by filing date | |
| MGC | 921910873 | COM | 6,179 | $583,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,870 | $581,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,392 | $579,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 5,111 | $579,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 2,564 | $570,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 3,491 | $563,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,557 | $563,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 10,186 | $561,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 18,250 | $559,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 8,195 | $558,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 12,679 | $556,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 9,991 | $555,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 17,649 | $555,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 17,021 | $554,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,580 | $550,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 24,225 | $550,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 2,586 | $549,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,988 | $544,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 16,922 | $544,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,301 | $536,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 4,577 | $530,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 13,721 | $528,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 4,254 | $523,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 12,108 | $522,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 10,337 | $517,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 19,671 | $512,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 6,973 | $507,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 4,607 | $503,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 19,595 | $503,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,932 | $495,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,150 | $494,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 8,174 | $493,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 7,814 | $492,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 4,741 | $490,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,568 | $489,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 4,772 | $477,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 15,878 | $475,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 4,311 | $473,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,854 | $470,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,793 | $470,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 12,713 | $470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 9,740 | $468,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 9,407 | $466,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 6,063 | $466,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 27,364 | $464,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 5,051 | $459,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 14,415 | $459,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 11,599 | $456,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,980 | $450,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 8,281 | $449,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,248 | $446,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 15,993 | $446,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 3,909 | $445,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 16,500 | $445,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,115 | $444,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 13,651 | $442,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 12,488 | $437,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 6,548 | $437,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 2,114 | $435,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 3,587 | $434,000 | thousands by filing date | |
| ISHARES INC | 464286582 | MSCI JAPN SMCETF | 5,282 | $434,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 12,647 | $432,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 3,033 | $431,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 19,722 | $430,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 4,224 | $429,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,578 | $428,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,221 | $426,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 2,604 | $425,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 4,238 | $424,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 16,803 | $419,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11,081 | $416,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,200 | $414,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,588 | $411,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 23,836 | $405,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,862 | $404,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,591 | $400,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,222 | $393,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 7,603 | $393,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 9,871 | $388,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 56,198 | $381,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 6,058 | $376,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 12,828 | $376,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,282 | $376,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 9,253 | $376,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 4,964 | $375,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 6,862 | $373,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 6,620 | $372,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,837 | $370,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,626 | $369,000 | thousands by filing date | |
| FIRST TRUST ALTERNATIVE ABSOLUTE RETURN STRATEGYETF | 33740Y101 | UIT EXCHANGE TRADED | 12,405 | $369,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,649 | $367,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 7,022 | $366,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,995 | $365,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,297 | $355,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 3,355 | $353,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 5,915 | $352,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,293 | $351,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,422 | $351,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 8,128 | $350,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,433 | $348,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,001 | $346,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,109 | $340,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,407 | $337,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,986 | $336,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 2,209 | $328,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,477 | $328,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 10,936 | $325,000 | thousands by filing date | |
| ISHARES TR | 46435G540 | MLTFACT TECH | 7,988 | $324,000 | thousands by filing date | |
| ISHARES EDGE MSCI MULTIFACTOR FINANCIALS ETF | 46435G581 | ETF | 9,055 | $324,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 6,603 | $321,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 6,748 | $318,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,397 | $316,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,957 | $316,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 4,657 | $315,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 6,166 | $313,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 5,026 | $313,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,176 | $312,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,961 | $311,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,051 | $310,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,699 | $309,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 3,165 | $308,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,909 | $307,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 13,998 | $302,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,829 | $301,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 7,628 | $300,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 11,598 | $299,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,688 | $292,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 12,169 | $292,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,134 | $287,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 2,206 | $284,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 11,938 | $282,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,517 | $282,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,784 | $280,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 3,503 | $278,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 3,359 | $276,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,748 | $273,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 2,064 | $273,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 14,525 | $272,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 7,438 | $272,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 3,670 | $272,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 18,818 | $272,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,036 | $271,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 5,182 | $270,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,978 | $267,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 5,562 | $267,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 6,169 | $265,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,807 | $264,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 20,733 | $264,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,036 | $259,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 6,107 | $257,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,565 | $256,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,418 | $256,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,516 | $255,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,485 | $253,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,192 | $252,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 8,979 | $249,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,022 | $248,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,437 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 9,921 | $244,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 6,223 | $244,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 5,160 | $243,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 4,647 | $240,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 4,792 | $240,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,969 | $240,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,372 | $239,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 2,766 | $238,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 10,887 | $237,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 3,648 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,307 | $235,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 25,054 | $235,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,944 | $232,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,477 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 5,596 | $232,000 | thousands by filing date | |
| ISHARES TR | 46435G565 | MLTFCT HLTCARE | 7,096 | $232,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,820 | $230,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,479 | $229,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 2,866 | $228,000 | thousands by filing date | |
| Vanguard International Dividend Appreciation ETF | 921946810 | SHS | 3,366 | $227,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 4,067 | $225,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 1,159 | $225,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 2,990 | $224,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 5,285 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 3,185 | $223,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,338 | $221,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 1,713 | $221,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 3,704 | $220,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,661 | $219,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 116 | $218,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 24,017 | $215,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 2,146 | $215,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 6,166 | $215,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,552 | $214,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 3,328 | $212,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 6,427 | $212,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 10,510 | $212,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 400 | $212,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 772 | $210,000 | thousands by filing date | |
| ISHARES TR | 46435G599 | MLTFACT ENERGY | 7,154 | $210,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 1,455 | $209,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 5,450 | $209,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,710 | $208,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 6,743 | $204,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,256 | $203,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,537 | $202,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 10,602 | $176,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 16,667 | $167,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 17,146 | $161,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 19,472 | $159,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 24,388 | $155,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,186 | $153,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,800 | $149,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 12,632 | $142,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,869 | $133,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,900 | $122,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 15,307 | $119,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 16,206 | $105,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,516 | $93,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,400 | $16,000 | thousands by filing date | put |
| AT&T Inc | 00206R102 | COM | 1,000 | $2,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,000 | $2,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 900 | $1,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 400 | $1,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Verizon Communications Inc | 92343V104 | COM | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000473 | this filing | 2018-02-09 | acceptance time not in the bulk data set |