13F-HR filed by RFG Advisory, LLC
RFG Advisory, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-08, with 176 holding rows worth $214,424,000.
- Accession
- 0001085146-18-000422
- Filer
- CIK 1633387
- Filed
- 2018-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 176 entries on the cover page, a total value of $214,424,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $214,424,000 with VALUE read as thousands by filing date, 13F file number 028-16724. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 389,669 | $39,490,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,122,076 | $13,681,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 83,738 | $6,828,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 36,771 | $5,489,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 42,168 | $4,608,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 30,978 | $4,384,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 46,731 | $4,348,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 25,509 | $3,965,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 43,698 | $3,660,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 96,019 | $3,528,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 33,055 | $3,385,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 19,258 | $3,328,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 58,297 | $2,775,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 29,994 | $2,620,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 79,503 | $2,520,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 9,072 | $2,458,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 29,365 | $2,329,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 49,283 | $2,267,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 48,771 | $2,198,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 40,750 | $2,067,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 17,716 | $1,978,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 56,684 | $1,891,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 17,165 | $1,829,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 9,147 | $1,715,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 45,019 | $1,686,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 55,493 | $1,673,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 49,841 | $1,645,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 16,007 | $1,599,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 62,155 | $1,539,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 38,321 | $1,535,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,398 | $1,471,000 | thousands by filing date | |
| VTI | 922908769 | COM | 10,497 | $1,469,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 12,841 | $1,452,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,219 | $1,412,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 28,117 | $1,325,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 18,726 | $1,319,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 166,610 | $1,237,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,296 | $1,224,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 36,181 | $1,202,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 22,634 | $1,187,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,222 | $1,147,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 25,320 | $1,136,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 21,289 | $1,116,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 27,880 | $1,071,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 45,297 | $1,045,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 11,296 | $991,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 25,639 | $978,000 | thousands by filing date | |
| CORPORATE CAP TR INC | 219880101 | COM | 61,179 | $968,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 8,495 | $967,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 13,906 | $949,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 11,288 | $935,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 18,707 | $935,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 18,684 | $927,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 8,282 | $925,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 24,908 | $907,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,338 | $907,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 16,301 | $880,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 22,157 | $878,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 28,812 | $876,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 28,759 | $850,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,699 | $847,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,602 | $827,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 6,340 | $812,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 15,294 | $795,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 30,700 | $788,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,729 | $770,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 16,194 | $768,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 24,343 | $762,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 9,526 | $745,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 7,305 | $739,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 3,840 | $736,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 25,536 | $734,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,503 | $731,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 14,995 | $711,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 6,477 | $680,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 5,839 | $640,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,930 | $630,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,411 | $618,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 9,270 | $614,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 8,915 | $609,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 5,075 | $607,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 3,621 | $582,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 19,200 | $577,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 5,080 | $551,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 10,665 | $551,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 8,276 | $548,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 6,862 | $543,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 441 | $537,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 3,087 | $537,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 5,355 | $536,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,920 | $536,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 5,830 | $535,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 2,330 | $529,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 67,931 | $526,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 9,445 | $523,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,766 | $521,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 8,594 | $516,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 22,190 | $501,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 2,860 | $487,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 7,862 | $486,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 7,295 | $483,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 3,944 | $482,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 3,286 | $481,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,730 | $469,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 6,194 | $460,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 8,136 | $451,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 8,680 | $441,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,420 | $440,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 2,654 | $434,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 27,288 | $432,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 5,696 | $427,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,021 | $410,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 20,230 | $406,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 20,588 | $396,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 341 | $374,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,946 | $368,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 5,098 | $361,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,878 | $360,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 326 | $357,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,500 | $355,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 10,353 | $354,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 5,453 | $346,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,015 | $341,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 4,477 | $341,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,535 | $339,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 19,044 | $338,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 8,995 | $331,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,222 | $326,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,240 | $324,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,575 | $321,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 5,331 | $320,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,808 | $318,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,650 | $314,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 11,746 | $311,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,808 | $308,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,858 | $305,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 5,490 | $301,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,400 | $297,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1,943 | $291,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,122 | $288,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 2,276 | $285,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 8,204 | $283,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 910 | $278,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,837 | $278,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,346 | $274,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 3,079 | $273,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1,693 | $271,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 6,166 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 2,404 | $266,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,671 | $264,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5,028 | $260,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 4,378 | $259,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 5,269 | $258,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 23,517 | $257,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,990 | $254,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,261 | $251,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,637 | $250,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,725 | $249,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 762 | $248,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,101 | $248,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,311 | $246,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,949 | $246,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1,994 | $235,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 7,503 | $233,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 4,745 | $232,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 4,817 | $228,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 7,356 | $226,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 930 | $222,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,862 | $219,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,541 | $219,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,796 | $217,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 944 | $211,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,019 | $211,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 12,406 | $207,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,184 | $200,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 15,500 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000422 | this filing | 2018-02-08 | acceptance time not in the bulk data set |