13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-07, with 1,181 holding rows worth $2,367,563,000.
- Accession
- 0001085146-18-000391
- Filer
- CIK 1567755
- Filed
- 2018-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,181 entries on the cover page, a total value of $2,367,563,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,367,563,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,655 | $227,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,334 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,096 | $227,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 6,858 | $227,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 9,065 | $227,000 | thousands by filing date | principal |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 10,222 | $227,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 861 | $226,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 2,027 | $226,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 14,995 | $226,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 19,434 | $225,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 942 | $224,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,541 | $224,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 4,986 | $224,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 4,985 | $223,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,474 | $223,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 2,757 | $223,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 8,949 | $223,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,031 | $223,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 17,108 | $223,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 8,915 | $223,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 8,950 | $223,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 3,297 | $222,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,361 | $222,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 5,841 | $222,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,176 | $221,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,341 | $221,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 26,800 | $221,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,534 | $221,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 8,646 | $221,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 960 | $220,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 9,968 | $220,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,771 | $219,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 2,953 | $219,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,403 | $219,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 5,982 | $218,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,334 | $218,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 16,699 | $218,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 5,853 | $217,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,687 | $217,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 14,073 | $217,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 52,388 | $217,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 11,170 | $216,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 1,839 | $216,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 8,451 | $214,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 5,785 | $214,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 5,829 | $213,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,366 | $213,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 9,633 | $213,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 3,814 | $213,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 19,704 | $212,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 1,470 | $212,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 18,600 | $212,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 10,414 | $212,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,046 | $211,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 4,630 | $211,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,825 | $211,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 5,227 | $211,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,964 | $210,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 5,353 | $210,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 6,890 | $209,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 3,177 | $209,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,173 | $208,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,186 | $207,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 5,298 | $207,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 1,786 | $206,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,627 | $206,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 4,730 | $206,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 1,607 | $205,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 2,251 | $204,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 15,987 | $204,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 13,875 | $204,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 3,957 | $204,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 6,928 | $204,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,375 | $203,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 18,305 | $203,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,551 | $203,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 14,697 | $203,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 1,585 | $202,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 5,374 | $202,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 13,915 | $202,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 20,303 | $202,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,080 | $201,000 | thousands by filing date | |
| ISHARES TR IBONDS DEC2023 | 46435G318 | IBONDS DEC2023 | 7,951 | $201,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 1,677 | $200,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 15,786 | $199,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,358 | $195,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 14,805 | $194,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 11,285 | $191,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,037 | $189,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,321 | $188,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 74,004 | $188,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 13,725 | $186,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 13,755 | $183,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 11,364 | $183,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 10,349 | $182,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,429 | $179,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,498 | $178,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 11,119 | $177,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 25,696 | $170,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 15,179 | $170,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 11,049 | $170,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,325 | $170,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 11,684 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,671 | $168,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,288 | $168,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,350 | $166,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 10,606 | $166,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 13,473 | $165,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,811 | $162,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,523 | $161,000 | thousands by filing date | |
| ATHENEX INC | 04685N103 | COM | 10,351 | $161,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 16,804 | $157,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 41,280 | $155,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 13,285 | $154,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 23,989 | $152,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 35,364 | $148,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 10,344 | $147,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,028 | $147,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 11,179 | $146,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,626 | $143,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 13,253 | $142,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 12,661 | $140,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 25,619 | $137,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,461 | $134,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 16,881 | $133,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 10,189 | $132,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,468 | $129,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 21,498 | $127,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 40,424 | $126,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,257 | $126,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 23,495 | $125,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 17,500 | $125,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 31,761 | $125,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 17,458 | $122,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,263 | $122,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 63,065 | $120,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 18,032 | $112,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 13,623 | $106,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 105,000 | $105,000 | thousands by filing date | principal |
| SUNOPTA INC | 8676EP108 | COM | 11,492 | $100,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 14,859 | $99,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 24,722 | $98,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 19,886 | $96,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 10,657 | $91,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 10,297 | $88,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 43,943 | $87,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 16,000 | $87,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 90,000 | $86,000 | thousands by filing date | principal |
| ENSCO PLC | G3157S106 | SHS CLASS A | 13,287 | $84,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 14,103 | $84,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 10,470 | $82,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 14,374 | $81,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,355 | $79,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 11,737 | $79,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 13,830 | $79,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 15,180 | $78,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,586 | $77,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 12,225 | $77,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 11,010 | $71,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 12,671 | $68,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 12,279 | $62,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 26,000 | $59,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 10,204 | $56,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,008 | $56,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 15,159 | $50,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 13,332 | $49,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 18,709 | $45,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 10,784 | $44,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 18,778 | $43,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 12,105 | $36,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 11,731 | $35,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,853 | $34,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 21,375 | $29,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,920 | $28,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 13,500 | $26,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 22,821 | $19,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 10,000 | $14,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $13,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 30,027 | $8,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 13,740 | $8,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000391 | this filing | 2018-02-07 | acceptance time not in the bulk data set |