13F-HR filed by OPPENHEIMER ASSET MANAGEMENT INC.
OPPENHEIMER ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-07, with 1,096 holding rows worth $3,768,767,000.
- Accession
- 0001085146-18-000386
- Filer
- CIK 1269119
- Filed
- 2018-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A combination report, 3,809 entries on the cover page, a total value of $3,768,767,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,768,767,000 with VALUE read as thousands by filing date, 13F file number 028-10748. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALKEON CAPITAL MANAGEMENT LLC028-10451
- reports for this filerBirch Grove Capital LP028-17364
- included managerACR Alpine Capital Research
- included managerAlger
- included managerAncora Advisors
- included managerApex Capital
- included managerAtalanta Sosnoff Capital
- included managerAthena Invest
- included managerAtlanta Capital Management
- included managerBahl & Gaynor
- included managerBrandes Investment Partners
- included managerCambiar Investors
- included managerCauseway Capital Management
- included managerCambridge Financial Group
- included managerChautauqua Capital Management
- included managerChurchill Management Group
- included managerClearBridge Advisors
- included managerClarkston Caplital Partners
- included managerCampbell Newman Asset Mgmt
- included managerConfluence Investment Mgmt
- included managerCohen And Steers
- included managerColumbia Management
- included managerCongress Asset Management
- included managerCove Street Capital
- included managerCramer Rosenthal McGlynn
- included managerDavis Advisors
- included managerDelaware Capital Management
- included managerDeRoy & Deveraux
- included managerDearborn Partners
- included managerEarnest Partners
- included managerEaton Vance
- included managerEpoch Investment
- included managerFayez Sarofim & Co.
- included managerFPA First Pacific Advisors
- included managerGood Harbor Financial
- included managerGlobalt Investments
- included managerGW&K Investment Management
- included managerHerndon Capital Management
- included managerHarding Loevner Managed Accts
- included managerInvesco Advisors
- included managerThe Ithaka Group
- included managerJennison Associates
- included managerLyrical Asset Management
- included managerMacKay Shields
- included managerMadison Investment Advisors
- included managerMetWest Capital Management
- included managerMiller Howard
- included managerMontag & Caldwell
- included managerMount Lucas Management
- included managerNavellier & Associates
- included managerOak Ridge Investments
- included managerPenn Capital
- included managerPoplar Forest Capital
- included managerReinhart Partners
- included managerRiverbridge Partners
- included managerRNC Genter Capital Mgmt
- included managerRoosevelt Investment Group
- included managerSage Advisory Services
- included managerSalient Capital Advisors
- included managerSaratogaRIM
- included managerSchafer Cullen Capital Mgmt
- included managerSeaview Global Advisors
- included managerSecurity Capital
- included managerSovereign Asset Mgmt
- included managerStephens Inv Mgt
- included managerSterling
- included managerSouthernSun Asset Mgmt
- included managerThornburg Investment Management
- included managerTorray
- included manager12th Street Asset Mgmt
- included managerWasatch Advisors
- included managerWedgewood Partners
- included managerWestend Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LEMAITRE VASCULAR INC | 525558201 | COM | 6,313 | $236,000 | thousands by filing date | |
| iShares iBonds Dec 2026 Term Corporate ETF | 46435GAA0 | SHS | 9,532 | $235,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 4,486 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 6,708 | $231,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,561 | $230,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 3,883 | $230,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 5,201 | $230,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 5,026 | $229,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,000 | $228,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 9,533 | $228,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,750 | $228,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 6,843 | $226,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 10,228 | $225,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 15,618 | $225,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 12,984 | $224,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,484 | $224,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,455 | $224,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 6,179 | $223,000 | thousands by filing date | |
| TRUPANION INC | 898202106 | COM | 8,372 | $221,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,219 | $220,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 9,754 | $220,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,408 | $219,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 8,139 | $216,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 764 | $214,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 8,100 | $214,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 10,750 | $213,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,342 | $213,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 6,437 | $213,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,233 | $212,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 3,793 | $212,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,348 | $211,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,994 | $210,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 4,198 | $210,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 2,984 | $206,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 7,639 | $206,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 15,213 | $205,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 7,648 | $205,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 20,341 | $204,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 3,228 | $203,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 23,728 | $203,000 | thousands by filing date | |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 10,729 | $202,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 5,600 | $200,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 2,962 | $200,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 12,463 | $191,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 11,506 | $191,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25,299 | $186,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 63,309 | $174,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 53,000 | $174,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 10,868 | $161,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 10,008 | $157,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 51,000 | $156,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 86,000 | $150,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 96,000 | $148,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 12,390 | $147,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 14,813 | $145,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 132,000 | $144,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,201 | $142,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 93,000 | $141,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 92,000 | $133,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 113,000 | $126,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 10,873 | $120,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 11,375 | $116,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,763 | $114,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 71,000 | $114,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 93,000 | $113,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 75,000 | $105,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 13,059 | $100,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 51,000 | $100,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 82,000 | $99,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 77,000 | $93,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 11,572 | $91,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 73,000 | $91,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 80,000 | $89,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 74,000 | $86,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 76,000 | $85,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 71,000 | $81,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 76,000 | $81,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 80,000 | $79,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 80,000 | $78,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 77,000 | $77,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 58,000 | $71,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 17,523 | $70,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 55,000 | $69,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 14,431 | $66,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 29,000 | $53,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 11,103 | $53,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 52,000 | $52,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 46,000 | $49,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 27,000 | $48,000 | thousands by filing date | |
| MEDICINES CO | 584688AG0 | NOTE 2.750% 7/1 | 46,000 | $48,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 52,000 | $47,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 29,000 | $33,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 11,019 | $32,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 11,016 | $26,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 34,000 | $26,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 30,000 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000386 | this filing | 2018-02-07 | acceptance time not in the bulk data set |