13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-07, with 1,311 holding rows worth $3,884,772,000.
- Accession
- 0001085146-18-000385
- Filer
- CIK 822581
- Filed
- 2018-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,311 entries on the cover page, a total value of $3,884,772,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,884,772,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,204 | $346,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 5,408 | $345,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 3,276 | $344,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 6,736 | $344,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 25,046 | $344,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 36,557 | $343,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,402 | $342,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 24,289 | $341,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 23,508 | $341,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 6,945 | $340,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,700 | $339,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 10,028 | $338,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,424 | $336,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,174 | $336,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,080 | $336,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 40,776 | $334,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 25,350 | $334,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 15,431 | $333,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 5,800 | $331,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 56,591 | $331,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 32,424 | $330,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,803 | $328,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 21,635 | $327,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,103 | $326,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 12,855 | $325,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 16,683 | $325,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 12,630 | $321,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 9,390 | $321,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 9,609 | $317,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,767 | $317,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,791 | $316,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,454 | $315,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 51,327 | $315,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 5,825 | $314,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 8,579 | $314,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 4,852 | $313,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 52,123 | $312,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 80,210 | $311,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 20,263 | $310,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 261,904 | $310,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,534 | $309,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,600 | $308,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 21,350 | $308,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 8,600 | $307,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 6,035 | $306,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 13,908 | $305,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,200 | $304,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,280 | $304,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 22,313 | $304,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 9,707 | $302,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 17,000 | $302,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 20,350 | $301,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 64,638 | $301,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 26,250 | $299,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,236 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 4,929 | $298,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 10,000 | $297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 10,638 | $296,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,805 | $295,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,271 | $295,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 17,500 | $295,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 53,098 | $294,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 27,700 | $293,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 16,415 | $293,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 17,899 | $293,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 24,153 | $292,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 17,493 | $292,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 35,873 | $291,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,000 | $290,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 21,015 | $290,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 6,817 | $289,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,900 | $288,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,895 | $286,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,500 | $285,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 91,422 | $285,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,851 | $284,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,000 | $283,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,000 | $283,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 19,957 | $283,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,153 | $281,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 10,000 | $281,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 3,358 | $281,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 5,782 | $281,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,210 | $280,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 13,276 | $279,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 5,407 | $279,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,758 | $278,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 11,875 | $278,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 21,953 | $278,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,526 | $277,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,738 | $277,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 4,462 | $277,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,600 | $276,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,000 | $276,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 8,076 | $276,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,874 | $275,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 11,812 | $274,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,310 | $273,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 17,950 | $273,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 9,140 | $273,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 26,769 | $272,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 5,406 | $270,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,400 | $269,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,467 | $268,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 7,690 | $268,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4,023 | $268,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 28,750 | $268,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 16,000 | $266,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 36,422 | $265,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 14,700 | $264,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 23,578 | $264,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 21,300 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,907 | $262,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 25,800 | $261,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,600 | $260,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,252 | $260,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 174,000 | $259,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 4,342 | $258,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 8,130 | $257,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,026 | $257,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 9,401 | $256,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 5,245 | $256,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,532 | $256,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 16,808 | $255,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 41,176 | $254,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,000 | $253,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 10,800 | $253,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,252 | $251,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 30,000 | $251,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 42,500 | $250,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,120 | $249,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 16,006 | $247,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 3,928 | $247,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,375 | $246,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,875 | $246,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,636 | $244,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,268 | $244,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 37,278 | $243,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 17,438 | $243,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,639 | $242,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 8,100 | $242,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 9,360 | $242,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 6,842 | $240,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 1,616 | $239,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 3,668 | $239,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 22,500 | $238,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,127 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1,904 | $237,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 2,863 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,083 | $237,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 7,597 | $237,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 9,987 | $236,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 17,000 | $236,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 29,018 | $236,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,358 | $236,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 11,839 | $235,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,336 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 3,354 | $235,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 42,000 | $235,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,308 | $234,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,299 | $233,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,900 | $232,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 18,352 | $232,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 23,690 | $231,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,577 | $229,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,685 | $228,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,000 | $227,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,240 | $226,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 8,511 | $226,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 9,971 | $225,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 12,056 | $225,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 16,075 | $224,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 13,214 | $223,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,226 | $223,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,503 | $221,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,654 | $220,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 32,751 | $220,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 5,445 | $220,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 1,145 | $219,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,157 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 9,327 | $217,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 12,320 | $216,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 14,881 | $216,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 53,293 | $216,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 6,695 | $213,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,892 | $213,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 250 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 14,700 | $213,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 3,300 | $213,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 5,021 | $213,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 43,452 | $212,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 14,900 | $211,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 5,668 | $210,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 47,889 | $210,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,800 | $210,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 15,796 | $210,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,126 | $210,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 5,377 | $207,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,261 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1,626 | $206,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 8,202 | $206,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,787 | $205,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 92,349 | $205,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 2,611 | $204,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 95,500 | $204,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,056 | $203,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 4,292 | $203,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 16,209 | $203,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 27,700 | $203,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 11,902 | $202,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 4,740 | $201,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 8,331 | $200,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,355 | $198,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 94,083 | $194,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,000 | $192,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 11,176 | $191,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 14,400 | $189,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 15,350 | $189,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 65,870 | $188,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 16,181 | $184,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 58,926 | $183,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 92,700 | $182,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,962 | $179,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,632 | $178,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,587 | $177,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 26,800 | $177,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,000 | $176,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 12,450 | $175,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 42,000 | $174,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,502 | $171,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 26,023 | $170,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,579 | $170,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 13,325 | $170,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 17,500 | $170,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 14,266 | $167,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 14,150 | $167,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 12,900 | $166,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 10,889 | $165,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 11,017 | $164,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 18,000 | $164,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 27,565 | $163,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 33,800 | $162,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,577 | $160,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 35,500 | $158,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 16,726 | $156,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,024 | $155,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,437 | $155,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 27,500 | $155,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,500 | $154,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 14,771 | $150,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 10,300 | $150,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 10,648 | $150,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 12,424 | $144,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 13,775 | $139,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 13,914 | $136,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 10,500 | $135,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 10,500 | $131,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 25,010 | $131,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 12,741 | $130,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 80,725 | $130,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 20,397 | $127,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 14,460 | $127,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 14,625 | $127,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 10,702 | $126,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 17,905 | $122,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 11,242 | $118,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 20,900 | $114,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,200 | $112,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,000 | $108,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 14,400 | $106,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 12,300 | $104,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 17,223 | $104,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 25,000 | $101,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 11,600 | $100,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 57,447 | $97,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 17,058 | $97,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 16,077 | $95,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 11,099 | $93,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 10,220 | $92,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 14,841 | $87,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $81,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,664 | $77,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 10,818 | $73,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 16,400 | $68,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 10,000 | $67,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 12,800 | $66,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 25,500 | $63,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 11,800 | $63,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 40,316 | $56,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 13,400 | $55,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,000 | $52,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 25,600 | $51,000 | thousands by filing date | |
| NANTKWEST INC | 63016Q102 | COM | 10,300 | $46,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 15,512 | $43,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 26,000 | $43,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 12,100 | $42,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,300 | $41,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,118 | $37,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 11,400 | $36,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,656 | $33,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,488 | $31,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 28,343 | $22,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 13,527 | $22,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,204 | $20,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,700 | $19,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,000 | $17,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 10,000 | $13,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 15,000 | $11,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,000 | $5,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 35,000 | $4,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 21,000 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000385 | this filing | 2018-02-07 | acceptance time not in the bulk data set |