13F-HR filed by Cypress Wealth Services, LLC
Cypress Wealth Services, LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-05, with 205 holding rows worth $240,806,000.
- Accession
- 0001085146-18-000328
- Filer
- CIK 1721527
- Filed
- 2018-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 205 entries on the cover page, a total value of $240,806,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,806,000 with VALUE read as thousands by filing date, 13F file number 028-18257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Philip Morris International Inc. | 718172109 | COM | 67,954 | $7,179,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,329 | $6,752,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 65,111 | $5,982,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 24,244 | $5,947,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 34,871 | $5,397,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 75,374 | $5,382,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 112,401 | $5,042,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 58,418 | $4,886,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 42,672 | $4,751,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 27,533 | $4,739,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 54,056 | $4,724,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 16,914 | $4,514,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 95,968 | $4,403,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 114,797 | $4,370,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 36,277 | $4,322,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 27,685 | $4,312,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 38,196 | $4,085,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 32,603 | $4,082,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 23,547 | $3,866,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 44,283 | $3,792,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 43,184 | $3,768,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 77,170 | $3,543,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 119,990 | $3,181,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 66,634 | $3,076,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 20,372 | $3,011,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 57,309 | $2,982,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 10,966 | $2,948,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 26,895 | $2,656,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 26,687 | $2,581,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 20,482 | $2,456,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 33,338 | $2,421,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 15,886 | $2,320,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 12,301 | $2,084,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 14,425 | $2,029,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 3,736 | $1,919,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 26,905 | $1,892,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 40,869 | $1,749,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 29,620 | $1,734,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 35,428 | $1,723,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 20,708 | $1,718,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 29,407 | $1,678,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 19,560 | $1,673,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 20,992 | $1,665,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 16,289 | $1,605,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,303 | $1,571,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 10,097 | $1,562,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 86,744 | $1,514,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,423 | $1,499,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 28,200 | $1,493,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 20,989 | $1,427,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,487 | $1,412,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 7,395 | $1,305,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 30,012 | $1,256,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 21,865 | $1,230,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,319 | $1,209,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,795 | $1,186,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 19,781 | $1,136,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 5,296 | $1,134,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V871 | MFS SYS VAL EQ | 17,113 | $1,133,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,539 | $1,098,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,194 | $1,096,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 4,321 | $1,078,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 10,096 | $1,067,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 13,494 | $1,049,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 19,951 | $1,021,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,165 | $1,015,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 20,989 | $989,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 28,898 | $985,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 14,818 | $956,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,536 | $943,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 14,715 | $939,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,445 | $922,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 3,070 | $905,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 766 | $896,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 22,968 | $893,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 8,529 | $877,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,271 | $856,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 12,781 | $845,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 7,849 | $829,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 7,696 | $818,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 8,009 | $810,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,752 | $791,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 7,524 | $789,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 14,430 | $769,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 2,277 | $765,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 727 | $761,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 14,627 | $756,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 50,395 | $749,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,730 | $726,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,126 | $688,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 12,859 | $686,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,205 | $670,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 7,433 | $670,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 9,899 | $651,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 22,134 | $618,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 10,315 | $610,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,318 | $606,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,540 | $603,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 3,453 | $597,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,199 | $584,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 8,666 | $584,000 | thousands by filing date | |
| IJH | 464287507 | COM | 3,035 | $576,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,046 | $569,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 9,054 | $555,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 13,859 | $542,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 8,606 | $526,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,946 | $524,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 15,045 | $506,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,539 | $502,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 17,665 | $502,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,126 | $500,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 19,603 | $496,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 8,808 | $481,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,704 | $470,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 6,193 | $456,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,328 | $425,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 4,398 | $421,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 20,383 | $419,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,919 | $414,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,689 | $412,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,038 | $407,000 | thousands by filing date | |
| WHEATON PRECIOUS METALS CORP COM | 962879102 | Stock | 18,348 | $406,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 5,054 | $404,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 15,870 | $396,000 | thousands by filing date | principal |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 24,589 | $381,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 10,550 | $379,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 4,688 | $370,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,949 | $369,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 10,449 | $363,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,698 | $362,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 6,341 | $362,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,873 | $361,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,275 | $350,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 7,128 | $343,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 9,908 | $335,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VBK5 | ETF | 13,458 | $334,000 | thousands by filing date | principal |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 6,515 | $326,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,884 | $325,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,718 | $314,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,213 | $313,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 4,894 | $312,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 4,385 | $311,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 5,400 | $307,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 5,543 | $301,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 9,171 | $296,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1,949 | $295,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 43,660 | $294,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,564 | $291,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 7,366 | $282,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,620 | $278,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,748 | $278,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,964 | $276,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 10,855 | $273,000 | thousands by filing date | principal |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 10,951 | $272,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,353 | $271,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,135 | $267,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 2,681 | $266,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,134 | $265,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 8,186 | $261,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 4,675 | $260,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 8,484 | $260,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 10,345 | $259,000 | thousands by filing date | principal |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,686 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 5,382 | $255,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 20,352 | $254,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 13,190 | $250,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,080 | $247,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 9,824 | $246,000 | thousands by filing date | principal |
| CDK GLOBAL INC | 12508E101 | COM | 3,424 | $244,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 778 | $242,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 2,005 | $242,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1,855 | $242,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,558 | $242,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 8,089 | $239,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 937 | $239,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,271 | $236,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 2,566 | $232,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 4,664 | $232,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 4,087 | $226,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 9,900 | $224,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,948 | $222,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 10,481 | $220,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,791 | $218,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 4,441 | $217,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,648 | $216,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 6,880 | $213,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 14,381 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 5,274 | $211,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 19,477 | $210,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,329 | $208,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 2,488 | $206,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,431 | $204,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 3,334 | $202,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 38,250 | $200,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 10,800 | $195,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,657 | $192,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 13,185 | $187,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 10,000 | $180,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 12,229 | $145,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 39,900 | $105,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 15,000 | $80,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 12,250 | $79,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 28,700 | $46,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 15,000 | $35,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,000 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-18-000328 | this filing | 2018-02-05 | acceptance time not in the bulk data set |