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13F-HR filed by MacKay Shields LLC

MacKay Shields LLC filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-01-24, with 162 holding rows worth $2,737,698,000.

Accession
0001085146-18-000192
Filed
2018-01-24
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2017

A holdings report, 199 entries on the cover page, a total value of $2,737,698,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,737,698,000 with VALUE read as thousands by filing date, 13F file number 028-00046. The quarter's positions are built on this report. The resolved quarter.

Other managers

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
STONE ENERGY CORP861642403COM PAR3,920,351$126,078,000thousands by filing date
DISH NETWORK CORPORATION25470MAB5NOTE 3.375% 8/1113,215,000$123,458,000thousands by filing dateprincipal
DANAHER CORP DEL235851AF9NOTE 1/222,652,000$80,364,000thousands by filing dateprincipal
AIR LEASE CORP00912XAK0NOTE 3.875%12/041,664,000$69,731,000thousands by filing dateprincipal
MICROCHIP TECHNOLOGY INC.595017AD6NOTE 1.625% 2/140,714,000$69,404,000thousands by filing dateprincipal
WEATHERFORD INTL LTD947075AH0NOTE 5.875% 7/063,366,000$68,812,000thousands by filing dateprincipal
RED HAT INC756577AD4NOTE 0.250%10/035,500,000$58,545,000thousands by filing dateprincipal
LAM RESEARCH CORP512807AL2NOTE18,965,000$58,076,000thousands by filing dateprincipal
AMERICAN RLTY CAP PPTYS INC02917TAB0NOTE 3.750%12/156,233,000$57,850,000thousands by filing dateprincipal
ANTHEM INC94973VBG1NOTE 2.750%10/118,082,000$55,704,000thousands by filing dateprincipal
HOLOGIC INC436440AC5CORPORATE OBLIG39,827,000$54,972,000thousands by filing dateprincipal
INTEL CORP458140AF7CORPORATE OBLIG23,866,000$53,050,000thousands by filing dateprincipal
MACQUARIE INFRASTRUCTURE COR55608BAA3NOTE 2.875% 7/150,715,000$52,498,000thousands by filing dateprincipal
BANK OF AMER CORP0605056827.25%CNV PFD L38,581$50,928,000thousands by filing date
AMERICAN TOWER CORP NEW03027X407DEP PFD CONV SE395,727$49,884,000thousands by filing date
COMSTOCK RES INC205768AN4NOTE 9.500% 6/152,172,706$48,521,000thousands by filing dateprincipal
CRM 0.25 4/1/1879466LAD6Bond 30/360P2 U30,052,000$46,081,000thousands by filing dateprincipal
PRICELINE GRP INC741503AS5NOTE 0.350% 6/133,360,000$46,064,000thousands by filing dateprincipal
NXP SEMICONDUCTORS N V62952QAB6NOTE 1.000%12/035,950,000$44,511,000thousands by filing dateprincipal
WELLS FARGO & CO949746804PERP PFD CNV A33,942$44,472,000thousands by filing date
SERVICENOW INC81762PAB8NOTE 11/024,227,000$42,814,000thousands by filing dateprincipal
BIOMARIN PHARMACEUTICAL INC09061GAE1NOTE 0.750%10/139,002,000$42,368,000thousands by filing dateprincipal
VERINT SYS INC92343XAA8NOTE 1.500% 6/042,750,000$41,711,000thousands by filing dateprincipal
PRICELINE.COM INC 1.000741503AQ9DEBT 1.000% 3/122,630,000$41,554,000thousands by filing dateprincipal
MICRON TECHNOLOGY INC595112AY9NOTE 3.000%11/128,548,000$41,305,000thousands by filing dateprincipal
ATLAS AIR WORLDWIDE HLDGS IN049164BH8NOTE 2.250% 6/034,541,000$39,762,000thousands by filing dateprincipal
ON SEMICONDUCTOR CORP682189AK1NOTE 1.000%12/030,042,000$38,468,000thousands by filing dateprincipal
OASIS PETE INC NEW674215AJ7NOTE35,197,000$37,907,000thousands by filing dateprincipal
XPO INC COM983793100Stock407,902$37,360,000thousands by filing date
INPHI CORP45772FAB3NOTE 1.125%12/030,902,000$35,925,000thousands by filing dateprincipal
AMERICAN EAGLE OUTFITTERS INC COM02553E106Stock1,874,584$35,242,000thousands by filing date
HELIX ENERGY SOLUTIONS GRP I42330PAH0NOTE 4.250% 5/034,124,000$34,057,000thousands by filing dateprincipal
CITRIX SYS INC177376AD2NOTE 0.500% 4/126,049,000$33,738,000thousands by filing dateprincipal
BLACKHAWK NETWORK HLDGS INC09238EAB0NOTE 1.500% 1/132,051,000$32,693,000thousands by filing dateprincipal
ILLUMINA INC452327AH2NOTE 0.500% 6/126,962,000$31,978,000thousands by filing dateprincipal
LIBERTY MEDIA CORP DEL531229AB8NOTE 1.375%10/126,388,000$30,472,000thousands by filing dateprincipal
PROOFPOINT INC743424AD5DBCV 0.750% 6/124,162,000$30,331,000thousands by filing dateprincipal
WABASH NATL CORP929566AH0CNV15,473,000$29,053,000thousands by filing dateprincipal
BECTON DICKINSON & CO075887208PFD SHS CONV A468,884$27,342,000thousands by filing date
STANLEY BLACK & DECKER INC854502887UNIT 05/15/2020210,810$25,881,000thousands by filing date
ISIS PHARMACEUTICALS INC DEL464337AJ3NOTE 1.000%11/124,347,000$25,755,000thousands by filing dateprincipal
NUVEEN AMT FREE QLTY MUN INC670657105COM1,795,140$24,683,000thousands by filing date
ADVANCED MICRO DEVICES INC007903BD8COM16,001,000$24,068,000thousands by filing dateprincipal
ALLERGAN PLCG0177J116PFD CONV SER A40,845$23,887,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS189,000$23,370,000thousands by filing date
ZILLOW GROUP INC98954MAB7NOTE 2.000%12/020,915,000$22,902,000thousands by filing dateprincipal
MERCADOLIBRE INC58733RAB8NOTE 2.250 7/09,120,000$22,863,000thousands by filing dateprincipal
COMSTOCK RES INC205768AM6NOTE 7.750% 4/024,190,554$22,376,000thousands by filing dateprincipal
TWITTER INC90184LAB8NOTE 0.250% 9/122,817,000$21,847,000thousands by filing dateprincipal
NOVELLUS SYS INC670008AD3NOTE 2.625% 5/13,961,000$21,815,000thousands by filing dateprincipal
DELTA AIR LINES INC COM NEW247361702Stock378,997$21,224,000thousands by filing date
T-Mobile US,Inc.872590104COM323,636$20,554,000thousands by filing date
TELEFLEX INCORPORATED879369106COM82,214$20,456,000thousands by filing date
Bank of America Corp060505104COM666,299$19,669,000thousands by filing date
NUVEEN MUN CR INCOME FD67070X101COM SH BEN INT1,265,291$19,283,000thousands by filing date
CARRIAGE SVCS INC143905AM9NOTE 2.750% 3/115,269,000$19,096,000thousands by filing dateprincipal
NUVASIVE INC670704AG0NOTE 2.250% 3/116,224,000$19,079,000thousands by filing dateprincipal
CROWN CASTLE INTL CORP NEW22822V3096.875% CON PFD A15,886$17,932,000thousands by filing date
FINISAR CORP31787AAP6NOTE 0.500%12/119,145,000$17,853,000thousands by filing dateprincipal
ECHO GLOBAL LOGISTICS INC27875TAA9NOTE17,040,000$17,679,000thousands by filing dateprincipal
NUVEEN AMT FREE MUN CR INC F67071L106COM1,130,278$17,451,000thousands by filing date
ALZA CORP 7/202261WAB5SDCV8,929,000$17,172,000thousands by filing dateprincipal
MOLINA HEALTHCARE INC60855RAC4NOTE 1.125% 1/18,808,000$16,867,000thousands by filing dateprincipal
ENSCO JERSEY FIN LTD29359WAB1NOTE 3.000% 1/317,905,000$15,980,000thousands by filing dateprincipal
PUTNAM MUNICIPAL OPPORTUNITIES746922103SH BEN INT1,234,990$15,252,000thousands by filing date
INTERCEPT PHARMACEUTICALS IN45845PAA6NOTE 3.250% 7/017,789,000$14,221,000thousands by filing dateprincipal
ILLUMINA INC452327AF6NOTE 6/110,948,000$11,933,000thousands by filing dateprincipal
BLACKROCK MUNICIPAL INCOME FUN09253X102COM800,000$11,136,000thousands by filing date
WELLTOWER INC 6.50 PFD PREPET95040Q203CPFD164,800$9,909,000thousands by filing date
HALLIBURTON CO COM406216101Stock186,718$9,125,000thousands by filing date
NEXTERA ENERGY INC65339F846UNIT 08/31/2018127,390$8,911,000thousands by filing date
NUVEEN NEW YORK AMT QLT MUNI670656107COM648,590$8,406,000thousands by filing date
VERISIGN INC92343EAD4CORPORATE OBLIG2,500,000$8,359,000thousands by filing dateprincipal
iShares Gold Trust464285105ISHARES627,900$7,855,000thousands by filing date
DELAWARE INV MN MUN INC FD I24610V103COM564,399$7,602,000thousands by filing date
HYD92189F361ETF241,386$7,531,000thousands by filing date
NUVEEN PA INVT QUALITY MUN F670972108COM563,000$7,403,000thousands by filing date
RPM INTL INC749685AT0NOTE 2.250%12/16,338,000$7,340,000thousands by filing dateprincipal
WRIGHT MED GROUP INC98235TAE7NOTE 2.000% 2/16,848,000$7,031,000thousands by filing dateprincipal
UNITED TECHNOLOGIES CORP913017109COM53,105$6,775,000thousands by filing date
BlackRock Muniy Michigan09254V105Fund451,928$6,327,000thousands by filing date
SPDR SERIES TRUST78464A284NUVEEN ICE HIGH108,515$6,040,000thousands by filing date
EATON VANCE NEW YORK MUN BD27827Y109COM481,489$5,937,000thousands by filing date
SOUTHWESTERN ENERGY CO DEP SHS 120 B845467208Convertible Preferred423,017$5,118,000thousands by filing date
MOLINA HEALTHCARE INC60855RAD2DBCV 1.625% 8/13,386,000$4,641,000thousands by filing dateprincipal
NUVEEN MICH QUALITY INCOME MUN FD INC670979103CEF300,000$3,978,000thousands by filing date
MEDICINES CO584688AG0NOTE 2.750% 7/14,203,000$3,850,000thousands by filing dateprincipal
BLACKROCK MUN TARGET TERM TR09257P105COM SHS BEN IN167,704$3,747,000thousands by filing date
ABRDN NATL MUN INCOME FD SH BEN INT24610T108CEF256,199$3,397,000thousands by filing date
AMERICAN RLTY CAP PPTYS INC02917TAA2NOTE 3.000% 8/03,390,000$3,394,000thousands by filing dateprincipal
CHART INDUSTRIES INC16115QAC4NOTE3,229,000$3,221,000thousands by filing dateprincipal
TESLA INC88160RAC5NOTE 1.250% 3/02,800,000$3,035,000thousands by filing dateprincipal
MFS MUNICIPAL INCOME TRUST552738106SH BEN INT433,879$2,981,000thousands by filing date
PETROQUEST ENERGY INC COM NEW716748306Stock1,527,557$2,887,000thousands by filing date
BLACKROCK FLA MUN 2020 TERM09250M109COM SHS187,485$2,704,000thousands by filing date
NUVEEN MD PREM INC MUNI FUND67061Q107mf200,000$2,516,000thousands by filing date
YAHOO INC984332AF3NOTE 12/01,595,000$2,154,000thousands by filing dateprincipal
CAESARS ENTMT CORP127686AA1NOTE1,099,000$2,131,000thousands by filing dateprincipal
MACQUARIE INFRASTRUCTURE COR55608BAB1NOTE 2.000%10/02,040,000$1,958,000thousands by filing dateprincipal
BLACKROCK MUNIHLDGS NJ QLTY09254X101COM132,807$1,922,000thousands by filing date
BIOMARIN PHARMACEUTICAL INC09061GAF8NOTE 1.500%10/11,498,000$1,782,000thousands by filing dateprincipal
EATON VANCE MUN INCOME TERM27829U105SHS82,787$1,715,000thousands by filing date
BAKER HUGHES COMPANY CL A05722G100Stock51,357$1,625,000thousands by filing date
MFS HIGH INCOME MUN TR59318D104SH BEN INT303,705$1,591,000thousands by filing date
Starwood Property Trust, Inc.85571BAB1CONV1,332,000$1,473,000thousands by filing dateprincipal
PROSPECT CAPITAL CORPORATION74348TAQ5NOTE 4.750% 4/11,420,000$1,431,000thousands by filing dateprincipal
RADIUS HEALTH INC750469AA6NOTE1,500,000$1,418,000thousands by filing dateprincipal
INPHI CORP45772FAC1NOTE 0.750% 9/01,416,000$1,410,000thousands by filing dateprincipal
CYPRESS SEMICONDUCTOR CORP232806AM1NOTE 4.500% 1/11,004,000$1,320,000thousands by filing dateprincipal
DWS Mun Income Tr25160C106COM107,816$1,283,000thousands by filing date
TRINITY INDS INC896522AF6NOTE 3.875% 6/0810,000$1,279,000thousands by filing dateprincipal
SPIRIT RLTY CAP INC NEW84860WAB8NOTE 3.750% 5/11,225,000$1,272,000thousands by filing dateprincipal
TERADYNE INC880770AG7NOTE888,000$1,269,000thousands by filing dateprincipal
INVESCO QUALITY MUNICIPAL INCO46133G107COM99,857$1,249,000thousands by filing date
OLD REP INTL CORP680223AH7NOTE 3.750% 3/1880,000$1,224,000thousands by filing dateprincipal
FIREEYE INC31816QAB7NOTE 1.000% 6/01,285,000$1,206,000thousands by filing dateprincipal
HERBALIFE LTD42703MAB9NOTE 2.000% 8/11,180,000$1,189,000thousands by filing dateprincipal
JAZZ INVESTMENTS I LTD472145AB7NOTE 1.875% 8/11,169,000$1,176,000thousands by filing dateprincipal
FINISAR CORP31787AAM3NOTE 0.500%12/11,095,000$1,106,000thousands by filing dateprincipal
BLACKROCK LONG-TERM MUNCIPAL A09250B103COM81,807$982,000thousands by filing date
PALO ALTO NETWORKS INC697435AB1NOTE 7/0710,000$974,000thousands by filing dateprincipal
INSULET CORP45784PAF8NOTE 1.250% 9/1740,000$968,000thousands by filing dateprincipal
CIENA CORP171779AJ0NOTE 3.750%10/1830,000$967,000thousands by filing dateprincipal
WORKDAY INC98138HAD3NOTE 1.500% 7/1675,000$924,000thousands by filing dateprincipal
CLOVIS ONCOLOGY INC189464AB6NOTE 2.500% 9/1660,000$891,000thousands by filing dateprincipal
TESARO INC881569AA5NOTE 3.00010/0360,000$889,000thousands by filing dateprincipal
WHITING PETE CORP NEW966387AL6NOTE 1.250% 4/0955,000$883,000thousands by filing dateprincipal
HUNTINGTON BANCSHARES INC446150401PREFERRED STOCK600$850,000thousands by filing date
DYCOM INDS INC267475AB7NOTE 0.750% 9/1647,000$847,000thousands by filing dateprincipal
MDSO 1 8/01/1858471AAB1Bond 30/360P2 U720,000$835,000thousands by filing dateprincipal
AKAMAI TECHNOLOGIES INC00971TAG6DBCV 2/1825,000$832,000thousands by filing dateprincipal
J2 GLOBAL INC48123VAC6NOTE 3.250% 6/1665,000$827,000thousands by filing dateprincipal
ROYAL GOLD INC780287AA6NOTE755,000$814,000thousands by filing dateprincipal
PIONEER MUNICIPAL HIGH INCOME723763108COM SHS66,722$791,000thousands by filing date
COLONY CAP INC19624RAB2NOTE 3.875% 1/1790,000$789,000thousands by filing dateprincipal
IRONWOOD PHARMACEUTICALS INC46333XAD0DBCV 2.250% 6/1679,000$789,000thousands by filing dateprincipal
LIGAND PHARMACEUTICALS INC53220KAD0NOTE 0.750 8/1432,000$789,000thousands by filing dateprincipal
ALLEGHENY TECHNOLOGIES INC01741RAG7NOTE425,000$788,000thousands by filing dateprincipal
IMPAX LABORATORIES INC45256BAE1NOTE 2.000% 6/1765,000$746,000thousands by filing dateprincipal
CLEVELAND CLIFFS INC185899AA9DBCV 1.500% 1/1665,000$730,000thousands by filing dateprincipal
SUNPOWER CORP867652AJ8DBCV 0.875% 6/0910,000$709,000thousands by filing dateprincipal
AEROJET ROCKETDYNE HLDGS INC007800AB1NOTE 2.250%12/1510,000$705,000thousands by filing dateprincipal
LIBERTY MEDIA CORP DELAWARE531229AE2DEB 2.250% 9/3645,000$675,000thousands by filing dateprincipal
RTI INTL METALS INC74973WAB3NOTE 1.625%10/1550,000$630,000thousands by filing dateprincipal
EURONET WORLDWIDE INC298736AH2NOTE 1.50010/0505,000$624,000thousands by filing dateprincipal
NAVISTAR INTL CORP NEW63934EAS7NOTE 4.750 4/1550,000$597,000thousands by filing dateprincipal
INTEGRATED DEVICE TECHNOLOGY458118AC0NOTE 0.87511/1482,000$539,000thousands by filing dateprincipal
ENCORE CAP GROUP INC292554AF9NOTE 3.000% 7/0475,000$528,000thousands by filing dateprincipal
WAYFAIR INC94419LAA9NOTE 0.375% 9/0500,000$523,000thousands by filing dateprincipal
VEECO INSTRS INC DEL922417AD2NOTE 2.700% 1/1592,000$517,000thousands by filing dateprincipal
INTERDIGITAL INC458660AD9NOTE 1.500% 3/0418,000$500,000thousands by filing dateprincipal
SPDR SER TR78464A359BBG CONV SEC ETF9,849$498,000thousands by filing date
BRISTOW GROUP INC110394AF0NOTE 4.500 6/0415,000$459,000thousands by filing dateprincipal
ELECTRONICS FOR IMAGING INC286082AC6NOTE 0.750% 9/0452,000$437,000thousands by filing dateprincipal
GOGO INC38046CAB5NOTE 3.750 3/0465,000$429,000thousands by filing dateprincipal
CHENIERE ENERGY INC16411RAG4NOTE 4.250% 3/1580,000$414,000thousands by filing dateprincipal
INVESCO MUNICIPAL TRUST46131J103COM24,087$301,000thousands by filing date
TEVA PHARMACEUTICAL FIN LLC88163VAE9DBCV 0.250% 2/0295,000$260,000thousands by filing dateprincipal
BLACKROCK MUNIHLDGS NY QLTY09255C106COM19,700$259,000thousands by filing date
REDWOOD TRUST INC758075AC9BOND250,000$242,000thousands by filing dateprincipal
REX ENERGY CORPORATION761565506COM NEW141,701$197,000thousands by filing date
LEXICON PHARMACEUTICALS INC528872AB0NOTE127,000$180,000thousands by filing dateprincipal

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001085146-18-000192this filing2018-01-24acceptance time not in the bulk data set