13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-16, with 539 holding rows worth $691,425,000.
- Accession
- 0001085146-17-002496
- Filer
- CIK 1607239
- Filed
- 2017-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 539 entries on the cover page, a total value of $691,425,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $691,425,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 10,150 | $197,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,986 | $194,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 11,388 | $193,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 18,000 | $193,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 27,900 | $192,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 15,605 | $192,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 24,499 | $191,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 12,900 | $183,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,015 | $179,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 31,958 | $178,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 10,000 | $174,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 8,900 | $141,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 14,389 | $140,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 47,030 | $135,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,870 | $126,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS IN | 101119113 | WARRANT | 10,000 | $107,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 13,745 | $96,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 10,400 | $92,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 11,400 | $81,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 11,051 | $74,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 17,204 | $72,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 13,250 | $72,000 | thousands by filing date | |
| INSEEGO CORP | 45782B104 | COMMON STOCK | 42,000 | $64,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 8,000 | $59,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 44,000 | $57,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 26,700 | $53,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 15,000 | $48,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 26,053 | $48,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 12,800 | $45,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 13,000 | $38,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 14,500 | $37,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 20,500 | $22,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,000 | $19,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 20,000 | $18,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,000 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 15,400 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 2,500 | $4,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 2,000 | $4,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 5,000 | $4,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002496 | this filing | 2017-11-16 | acceptance time not in the bulk data set |