13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-16, with 917 holding rows worth $2,198,500,000.
- Accession
- 0001085146-17-002494
- Filer
- CIK 1534468
- Filed
- 2017-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 917 entries on the cover page, a total value of $2,198,500,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,198,500,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 23,681 | $553,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 8,252 | $552,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 11,343 | $546,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 35,266 | $546,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 17,916 | $543,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 6,664 | $539,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,390 | $538,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 23,492 | $532,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 27,267 | $532,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 5,513 | $530,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 11,354 | $529,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 35,507 | $529,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 40,424 | $527,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 6,809 | $527,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 8,235 | $525,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 7,101 | $524,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,987 | $516,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 44,780 | $514,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,518 | $512,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,465 | $511,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 4,580 | $506,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 23,415 | $500,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 11,333 | $499,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 19,496 | $498,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 15,015 | $497,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,667 | $496,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 13,553 | $491,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 18,767 | $488,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 18,944 | $485,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 10,700 | $485,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 25,291 | $483,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 41,892 | $482,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 5,820 | $481,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 10,147 | $480,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5,749 | $479,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 21,885 | $479,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,418 | $476,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 23,597 | $473,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,226 | $471,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 38,808 | $471,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,329 | $470,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,402 | $469,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 6,833 | $467,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 10,067 | $464,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 12,446 | $464,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,872 | $463,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 4,081 | $460,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 13,916 | $459,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 53,791 | $458,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 8,143 | $452,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 10,120 | $451,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 15,085 | $450,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 16,079 | $449,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 25,987 | $449,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6,548 | $441,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,378 | $441,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 6,540 | $440,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,774 | $438,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 20,441 | $438,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 13,209 | $435,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 15,809 | $435,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 8,830 | $434,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 9,603 | $432,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 23,760 | $431,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 36,047 | $430,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 25,376 | $425,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 13,967 | $424,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 231 | $421,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 78,375 | $421,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 4,357 | $420,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 24,684 | $417,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,930 | $416,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 11,462 | $415,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 3,568 | $414,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 8,505 | $414,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,221 | $414,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 3,164 | $414,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,291 | $414,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 5,166 | $411,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 1,556 | $411,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 40,633 | $410,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 24,278 | $409,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 3,527 | $408,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,660 | $408,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 3,280 | $406,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 20,168 | $406,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,517 | $406,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 3,288 | $404,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 16,347 | $403,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,434 | $402,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,213 | $401,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 31,112 | $401,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 11,939 | $400,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 9,089 | $400,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 3,450 | $399,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 32,885 | $397,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 6,565 | $396,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,797 | $395,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 47,614 | $393,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 6,163 | $392,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 32,957 | $391,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 7,196 | $390,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 13,410 | $388,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,794 | $388,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 16,586 | $388,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 5,181 | $387,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 12,998 | $387,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,996 | $386,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,685 | $386,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 23,234 | $386,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,475 | $385,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,255 | $385,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 4,150 | $384,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 11,940 | $384,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 57,408 | $383,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 4,781 | $383,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 2,955 | $382,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,697 | $380,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 33,759 | $379,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 12,547 | $377,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 8,152 | $373,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,541 | $373,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,997 | $372,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 24,829 | $372,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 13,207 | $372,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 17,691 | $372,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 17,923 | $370,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 824 | $367,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 37,793 | $366,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 23,578 | $363,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 27,753 | $363,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 7,376 | $362,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,010 | $361,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,894 | $360,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 7,291 | $360,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 3,599 | $359,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 6,200 | $359,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,220 | $357,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 55,500 | $356,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 7,492 | $355,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,531 | $353,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 23,153 | $353,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 19,563 | $353,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 14,059 | $352,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,047 | $351,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 22,219 | $346,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,136 | $344,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 20,375 | $343,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,533 | $342,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 22,858 | $342,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 24,175 | $341,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 3,611 | $339,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 3,218 | $336,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,293 | $336,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 6,737 | $334,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 12,532 | $332,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,004 | $331,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 6,875 | $331,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 4,538 | $331,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 9,737 | $330,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 5,202 | $330,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 17,400 | $329,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 11,743 | $328,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F643 | MRNGSTR WDE MOAT | 8,175 | $327,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,739 | $323,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,892 | $323,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 45,574 | $323,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,932 | $322,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 2,411 | $322,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,630 | $322,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 10,137 | $320,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 9,700 | $320,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 41,723 | $316,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 7,808 | $316,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,864 | $315,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 2,434 | $314,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,357 | $314,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 5,190 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,784 | $312,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 4,050 | $311,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 15,636 | $306,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 2,870 | $302,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,158 | $298,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,555 | $298,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 13,596 | $298,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,123 | $297,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 40,852 | $297,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 7,504 | $296,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 14,757 | $294,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 6,965 | $294,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 16,299 | $293,000 | thousands by filing date | |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 9,613 | $293,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 11,379 | $293,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,224 | $292,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 23,600 | $292,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17,159 | $291,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 7,327 | $290,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 3,617 | $290,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,240 | $289,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,864 | $289,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 28,745 | $289,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,635 | $288,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 1,523 | $287,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 11,572 | $285,000 | thousands by filing date | principal |
| MASCO CORP | 574599106 | COM | 7,221 | $284,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 42,375 | $284,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 14,062 | $284,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 4,892 | $284,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,368 | $283,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,447 | $282,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W791 | GUG S&P500EQWTUT | 3,283 | $282,000 | thousands by filing date | |
| ARK ETF TR | 00214Q401 | NEXT GNRTN INTER | 6,975 | $281,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 22,410 | $277,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 258 | $275,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 6,858 | $275,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,790 | $275,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,298 | $274,000 | thousands by filing date | |
| SPDR SER TR | 78468R721 | NUVEEN BLMBRG MU | 5,584 | $274,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,811 | $273,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 21,968 | $273,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,193 | $271,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 9,000 | $271,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,835 | $270,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,258 | $270,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 18,892 | $270,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 14,057 | $269,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 6,396 | $269,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1,894 | $268,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 6,105 | $264,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 9,368 | $264,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 12,894 | $263,000 | thousands by filing date | |
| PLUMAS BANCORP | 729273102 | COMMON STOCK | 12,592 | $263,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 26,390 | $262,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 2,972 | $261,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 3,958 | $261,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 16,155 | $261,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 32,696 | $260,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 18,237 | $260,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 28,687 | $260,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,927 | $259,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,412 | $259,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 2,319 | $258,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1,737 | $257,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,825 | $256,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 5,516 | $255,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 4,913 | $254,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 3,100 | $254,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 6,699 | $249,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 7,195 | $248,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,342 | $248,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 5,172 | $247,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 3,419 | $246,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,711 | $246,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 14,450 | $244,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 3,758 | $243,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,517 | $242,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 13,930 | $242,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 20,999 | $242,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 1,858 | $241,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 12,852 | $240,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,562 | $239,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,275 | $239,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,020 | $239,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,558 | $238,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 7,574 | $238,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,791 | $237,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 12,402 | $237,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,465 | $236,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 5,208 | $236,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,568 | $235,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,626 | $234,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 3,868 | $233,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1,868 | $232,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 20,973 | $232,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,322 | $231,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,596 | $230,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 4,186 | $230,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,223 | $230,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 10,002 | $230,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,740 | $230,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 8,947 | $229,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 4,839 | $229,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 4,433 | $229,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 3,466 | $228,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 16,601 | $228,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 9,035 | $228,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 7,573 | $228,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 2,698 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 6,062 | $227,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 3,669 | $227,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 19,061 | $227,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,563 | $225,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 3,639 | $225,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,419 | $224,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 6,677 | $224,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 614 | $223,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 2,142 | $223,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 16,600 | $223,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 3,595 | $223,000 | thousands by filing date | |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 3,333 | $223,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 1,466 | $222,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 3,538 | $222,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,908 | $222,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 6,285 | $222,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,372 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 2,526 | $222,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,953 | $221,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 9,170 | $221,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 9,047 | $221,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,449 | $220,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 32,956 | $220,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 10,105 | $220,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 9,661 | $220,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 9,631 | $219,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,165 | $219,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 3,062 | $219,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,615 | $218,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 4,236 | $217,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,428 | $216,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 9,930 | $216,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 16,100 | $216,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,044 | $214,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 9,511 | $214,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 34,757 | $214,000 | thousands by filing date | |
| ISHARES INC | 464286293 | ASIA/PAC DIV ETF | 4,400 | $214,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,164 | $213,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,465 | $213,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 8,700 | $213,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 4,170 | $212,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,276 | $212,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 3,215 | $212,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 2,477 | $211,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 18,356 | $211,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 13,030 | $211,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,774 | $210,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 3,407 | $209,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 5,677 | $209,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 1,993 | $207,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 12,617 | $207,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 7,731 | $207,000 | thousands by filing date | |
| PROVIDENT BANCORP INC | 74383X109 | COM | 8,950 | $207,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,056 | $206,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 6,214 | $206,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 1,373 | $204,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,089 | $204,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 6,761 | $203,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 2,340 | $203,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 19,333 | $202,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 4,093 | $201,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 14,466 | $201,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,262 | $201,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,438 | $201,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 38,203 | $200,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 1,999 | $200,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 7,665 | $200,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 14,788 | $198,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 10,809 | $197,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,887 | $195,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 29,439 | $193,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 12,904 | $192,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 13,045 | $189,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 11,804 | $188,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 36,704 | $187,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 24,509 | $186,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 12,293 | $181,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 12,788 | $179,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 10,292 | $179,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,620 | $179,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 14,887 | $177,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 12,459 | $176,000 | thousands by filing date | |
| SERES THERAPEUTICS INC | 81750R102 | COM | 11,000 | $176,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 11,501 | $171,000 | thousands by filing date | |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 14,102 | $168,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,245 | $162,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 14,029 | $162,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 11,385 | $161,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 10,881 | $161,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 13,352 | $152,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 23,643 | $148,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 16,462 | $145,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 22,486 | $142,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,086 | $142,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 26,113 | $141,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 11,137 | $141,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 31,322 | $134,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 11,400 | $131,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,124 | $130,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 13,498 | $129,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 17,000 | $124,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 12,585 | $120,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 17,653 | $119,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 12,411 | $113,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 11,025 | $110,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 19,124 | $105,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 10,176 | $102,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 14,168 | $102,000 | thousands by filing date | |
| GLOBAL SELF STORAGE INC | 37955N106 | CMN | 20,704 | $100,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 11,655 | $98,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 12,166 | $94,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 18,260 | $62,000 | thousands by filing date | |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 20,000 | $55,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 17,077 | $51,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 13,333 | $50,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 10,250 | $46,000 | thousands by filing date | |
| IDEAL PWR INC | 451622104 | COM | 14,000 | $37,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 11,647 | $36,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 15,721 | $34,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 15,963 | $34,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 15,000 | $32,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 11,286 | $32,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 15,350 | $30,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 11,100 | $21,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 10,090 | $14,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 10,000 | $10,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 11,000 | $10,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,000 | $8,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,860 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002494 | this filing | 2017-11-16 | acceptance time not in the bulk data set |