13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-16, with 830 holding rows worth $1,658,776,000.
- Accession
- 0001085146-17-002493
- Filer
- CIK 1534400
- Filed
- 2017-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 830 entries on the cover page, a total value of $1,658,776,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,658,776,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,682 | $448,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 12,008 | $448,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,547 | $446,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 12,900 | $445,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,718 | $442,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 7,289 | $442,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 8,191 | $435,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,892 | $433,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,270 | $432,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 11,620 | $432,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 13,404 | $432,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 4,900 | $431,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 18,449 | $431,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,857 | $426,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 36,832 | $423,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,874 | $423,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,967 | $422,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 6,727 | $422,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 11,519 | $419,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 53,225 | $419,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 8,783 | $418,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 604,320 | $418,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 6,439 | $417,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 15,325 | $417,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 12,945 | $414,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 33,851 | $411,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 5,628 | $408,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 14,341 | $408,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 5,042 | $406,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 7,053 | $402,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 6,656 | $400,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 4,085 | $400,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 27,197 | $400,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 6,515 | $400,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 16,490 | $399,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 2,764 | $398,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,734 | $398,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 21,622 | $395,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 21,592 | $392,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,921 | $391,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 11,400 | $390,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 28,191 | $384,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,556 | $383,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 19,739 | $382,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 1,577 | $382,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,506 | $380,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 12,245 | $380,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 10,221 | $380,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 12,771 | $378,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 17,464 | $378,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 848 | $374,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 7,188 | $373,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,493 | $373,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 21,676 | $371,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,963 | $365,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,641 | $363,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 24,808 | $363,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,580 | $360,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,240 | $359,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 6,857 | $358,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 9,390 | $358,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 40,490 | $356,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 12,402 | $355,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 15,900 | $354,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 4,538 | $352,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 3,483 | $352,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M134 | GUGGENHEIM 2024 | 13,591 | $352,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 9,500 | $351,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 5,449 | $346,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 17,952 | $345,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 5,520 | $343,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 13,599 | $343,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 3,368 | $342,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,327 | $342,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,484 | $341,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 6,026 | $340,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,724 | $337,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 9,818 | $337,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,260 | $336,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,376 | $333,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,125 | $331,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 2,520 | $330,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 2,069 | $329,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 38,651 | $329,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,900 | $328,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 23,293 | $323,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,331 | $323,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 8,569 | $323,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 3,568 | $316,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 5,720 | $316,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 4,981 | $316,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 15,737 | $316,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 3,309 | $313,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W448 | GERMANY HEDEQ FD | 9,900 | $313,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 6,807 | $311,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 6,380 | $308,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 10,833 | $307,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 4,940 | $305,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 3,551 | $305,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 2,223 | $304,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 4,987 | $304,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,977 | $304,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 21,800 | $304,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 53,503 | $303,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,586 | $302,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 2,828 | $301,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 2,509 | $301,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 3,554 | $301,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 956 | $300,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 6,412 | $300,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 4,725 | $298,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 5,255 | $298,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 6,220 | $298,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,313 | $297,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 8,589 | $297,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,540 | $296,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 6,927 | $295,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 26,568 | $294,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 1,473 | $294,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 2,822 | $293,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 5,761 | $292,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 5,729 | $291,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 4,328 | $291,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 4,658 | $290,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 25,755 | $290,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 19,679 | $287,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,273 | $286,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,584 | $284,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 7,155 | $284,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 10,831 | $283,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 2,462 | $281,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,271 | $281,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,671 | $279,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 15,305 | $278,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 5,731 | $278,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,221 | $277,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 4,788 | $277,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,729 | $276,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,508 | $276,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,242 | $275,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 2,102 | $274,000 | thousands by filing date | |
| PIMCO NEW YORK MUN INCM | 72201E105 | FD 1 COM | 27,435 | $274,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,633 | $272,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E708 | DIVIDEND STRNGTH | 8,750 | $272,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 5,223 | $271,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 6,461 | $270,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 4,252 | $268,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 3,609 | $267,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 12,447 | $266,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,643 | $266,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 20,267 | $265,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 5,779 | $265,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 14,157 | $264,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,247 | $264,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,680 | $264,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4,084 | $262,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 2,091 | $262,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3,835 | $261,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 1,964 | $261,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,493 | $261,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 3,353 | $260,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 39,058 | $259,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1,905 | $258,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 2,774 | $258,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,229 | $258,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 7,190 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q507 | SSI STRG ETF | 8,969 | $256,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,788 | $255,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 10,854 | $254,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 13,047 | $254,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 2,093 | $252,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 24,450 | $252,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 17,000 | $251,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 14,726 | $250,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 14,500 | $249,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 25,652 | $249,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 2,170 | $248,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 4,800 | $248,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 8,127 | $247,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 3,654 | $246,000 | thousands by filing date | |
| ISHARES TR | 46434V100 | 0-5YR INVT GR CP | 4,830 | $245,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,057 | $244,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2,432 | $244,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 5,449 | $243,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,464 | $243,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,243 | $241,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,219 | $241,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 18,660 | $241,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,741 | $241,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 8,001 | $239,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 12,658 | $239,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 5,750 | $239,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 5,748 | $238,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 2,983 | $238,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 5,924 | $237,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 4,518 | $235,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 17,280 | $235,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 7,750 | $234,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 8,754 | $233,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 3,500 | $232,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,896 | $230,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,771 | $229,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,979 | $228,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 3,778 | $228,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 22,441 | $228,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 3,000 | $228,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 3,675 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,585 | $227,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 25,075 | $227,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 3,837 | $226,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1,515 | $225,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 3,199 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,378 | $225,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 3,700 | $225,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 42,700 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 4,711 | $224,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 11,090 | $223,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 16,857 | $223,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,084 | $223,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 7,186 | $221,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 18,930 | $221,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 20,973 | $220,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,061 | $219,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 3,422 | $219,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 1,253 | $219,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 17,112 | $218,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1,970 | $217,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,647 | $217,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 10,230 | $217,000 | thousands by filing date | |
| WESTERN ASSET MTG DEFINED OP | 95790B109 | COM | 8,495 | $217,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 5,600 | $217,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,242 | $215,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 1,778 | $215,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 6,100 | $215,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 6,243 | $214,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 5,423 | $214,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,037 | $213,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 6,370 | $213,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 10,750 | $212,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,606 | $212,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 3,274 | $211,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 14,194 | $211,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,475 | $211,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 10,515 | $210,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 2,663 | $210,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 5,239 | $210,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 7,020 | $209,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,690 | $207,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 156 | $207,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 3,351 | $206,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 29,472 | $205,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,524 | $205,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 4,014 | $204,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 13,789 | $204,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 3,939 | $203,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 15,290 | $203,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 8,200 | $202,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 2,145 | $201,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 4,426 | $201,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 6,655 | $201,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 6,145 | $200,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,422 | $200,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,097 | $200,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 10,650 | $199,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,475 | $198,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 13,109 | $197,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 20,122 | $190,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 11,825 | $187,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 10,292 | $185,000 | thousands by filing date | |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 10,840 | $184,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 14,024 | $176,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 11,543 | $174,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 28,147 | $172,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,564 | $161,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 12,328 | $160,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 12,228 | $160,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 10,273 | $157,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 12,585 | $155,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 21,249 | $153,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 10,441 | $150,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 37,787 | $146,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 11,141 | $144,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 11,176 | $144,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 28,004 | $142,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 11,284 | $133,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,797 | $127,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 65,606 | $126,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 14,425 | $115,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 20,525 | $111,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 18,155 | $104,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 12,399 | $103,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914208 | COM NEW | 11,268 | $98,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $96,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 29,800 | $95,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 10,906 | $89,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,620 | $89,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,050 | $85,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 16,566 | $85,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 82,000 | $84,000 | thousands by filing date | principal |
| SYMBOLIC LOGIC INC | 30049R209 | COM | 16,000 | $79,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 25,115 | $71,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 26,200 | $68,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 12,000 | $64,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 10,120 | $62,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 13,808 | $61,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 15,000 | $61,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,300 | $60,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,407 | $60,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 14,000 | $59,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 10,790 | $50,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 50,000 | $50,000 | thousands by filing date | principal |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 27,000 | $49,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 15,100 | $43,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 12,220 | $43,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 11,246 | $43,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 11,000 | $37,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 11,798 | $34,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 14,202 | $31,000 | thousands by filing date | |
| GLOWPOINT INC | 379887201 | CMN | 94,020 | $24,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 22,000 | $22,000 | thousands by filing date | principal |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 10,000 | $21,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 12,130 | $20,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 13,000 | $20,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 17,937 | $19,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 15,000 | $15,000 | thousands by filing date | principal |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 10,700 | $13,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 10,250 | $12,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 13,075 | $7,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 1,600 | $2,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002493 | this filing | 2017-11-16 | acceptance time not in the bulk data set |