13F-HR filed by AQR Arbitrage LLC
AQR Arbitrage LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 322 holding rows worth $9,235,892,000.
- Accession
- 0001085146-17-002451
- Filer
- CIK 1167456
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 322 entries on the cover page, a total value of $9,235,892,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $9,235,892,000 with VALUE read as thousands by filing date, 13F file number 028-10114. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAQR Capital Management Holdings, LLC028-16752
- included managerAQR CAPITAL MANAGEMENT LLC028-10120
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 119,892,000 | $659,256,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 136,300,000 | $424,745,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 4,722,497 | $312,818,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 8,409,395 | $230,586,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,801,000 | $215,796,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 1,618,539 | $211,559,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 6,288,335 | $208,207,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 1,891,951 | $193,830,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 15,786,776 | $188,652,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,165,976 | $186,036,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 6,362,496 | $184,131,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 91,314,000 | $176,750,000 | thousands by filing date | principal |
| BARD C R INC | 067383109 | COM | 527,993 | $169,222,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 87,925,000 | $153,869,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 87,325,000 | $151,236,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 81,201,000 | $149,359,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 2,643,391 | $140,866,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 54,129,000 | $140,735,000 | thousands by filing date | principal |
| KITE PHARMA INC | 49803L109 | COM | 759,314 | $136,532,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 996,482 | $132,692,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 2,582,852 | $128,109,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 1,486,199 | $125,138,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 7,847,445 | $115,750,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 1,301,861 | $114,668,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 2,144,385 | $111,015,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 3,295,577 | $109,380,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 2,131,268 | $108,673,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 29,305,000 | $104,784,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 925,305 | $104,643,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 92,500,000 | $103,947,000 | thousands by filing date | principal |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 58,350,000 | $103,498,000 | thousands by filing date | principal |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,920,000 | $100,877,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 77,725,000 | $85,060,000 | thousands by filing date | principal |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 2,939,902 | $81,141,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 2,050,045 | $72,264,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 1,739,172 | $71,393,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 33,950,000 | $62,298,000 | thousands by filing date | principal |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 49,800,000 | $61,285,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AH2 | NOTE 1.50010/0 | 41,325,000 | $56,099,000 | thousands by filing date | principal |
| FORTIVE CORP COM | 34959J108 | Stock | 765,660 | $54,201,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 3,821,353 | $54,187,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 1,370,876 | $53,327,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 2,266,806 | $53,202,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 44,600,000 | $47,220,000 | thousands by filing date | principal |
| BANKRATE INC DEL | 06647F102 | COM | 3,373,518 | $47,061,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 459,525 | $45,966,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 36,299,000 | $45,646,000 | thousands by filing date | principal |
| HSN INC | 404303109 | COM | 1,160,421 | $45,314,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 26,500,000 | $44,851,000 | thousands by filing date | principal |
| CIENA CORP | 171779AJ0 | NOTE 3.750%10/1 | 37,005,000 | $44,845,000 | thousands by filing date | principal |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 697,025 | $44,392,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 59,750 | $43,819,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 2,051,659 | $43,064,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 29,100,000 | $41,959,000 | thousands by filing date | principal |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 2,722,558 | $40,049,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 113,660 | $38,769,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 3,978,237 | $37,356,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 36,700,000 | $36,998,000 | thousands by filing date | principal |
| LAMB WESTON HLDGS INC | 513272104 | COM | 787,914 | $36,945,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BJ4 | NOTE 1.875% 6/0 | 28,525,000 | $36,476,000 | thousands by filing date | principal |
| SCMP 3.25 12/21 | 864909AA4 | Bond 30/360P2 U | 34,050,000 | $35,348,000 | thousands by filing date | principal |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 1,619,668 | $34,823,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 1,495,544 | $34,442,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 35,150,000 | $34,227,000 | thousands by filing date | principal |
| CU BANCORP | 126534106 | COM | 882,569 | $34,222,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 33,500,000 | $33,647,000 | thousands by filing date | principal |
| FERRARI N V | N3167Y103 | COM | 301,487 | $33,308,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 179,375 | $32,408,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 30,250,000 | $32,141,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163UAD8 | NOTE 3.250% 6/0 | 31,575,000 | $30,786,000 | thousands by filing date | principal |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 34,390,000 | $30,650,000 | thousands by filing date | principal |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 31,218,000 | $30,613,000 | thousands by filing date | principal |
| GENWORTH FINL INC | 37247D106 | COM SHS | 7,796,296 | $30,016,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 1,400,000 | $29,960,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 350,811 | $29,465,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 853,956 | $29,214,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 1,029,122 | $28,363,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 1,636,462 | $28,147,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 711,260 | $27,611,000 | thousands by filing date | |
| STARWOOD WAYPOINT HOMES COM | 85572F105 | Stock | 745,053 | $27,098,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 2,737,871 | $26,968,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 468,072 | $26,713,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 439,181 | $26,702,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 1,692,094 | $26,515,000 | thousands by filing date | |
| INGEVITY CORP COM | 45688C107 | Stock | 417,796 | $26,100,000 | thousands by filing date | |
| SILVER STD RES INC | 82823LAC0 | NOTE 2.875% 2/0 | 25,650,000 | $25,890,000 | thousands by filing date | principal |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 752,764 | $25,474,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 4,876,696 | $25,408,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 942,191 | $25,392,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 1,171,724 | $24,841,000 | thousands by filing date | |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 23,600,000 | $24,751,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 16,650,000 | $24,611,000 | thousands by filing date | principal |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 458,665 | $24,596,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 22,650,000 | $24,561,000 | thousands by filing date | principal |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 1,494,700 | $24,169,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 26,625,000 | $24,162,000 | thousands by filing date | principal |
| QUALITY CARE PPTYS INC | 747545101 | COM | 1,538,131 | $23,841,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 24,000,000 | $23,610,000 | thousands by filing date | principal |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 23,955,000 | $22,458,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 21,314,000 | $22,246,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 20,595,000 | $22,114,000 | thousands by filing date | principal |
| TUTOR PERINI CORP | 901109AD0 | NOTE 2.875% 6/1 | 18,700,000 | $21,867,000 | thousands by filing date | principal |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 19,500,000 | $21,279,000 | thousands by filing date | principal |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 281,523 | $21,173,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 535,696 | $20,694,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 21,400,000 | $20,089,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 19,625,000 | $19,944,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 19,000,000 | $19,095,000 | thousands by filing date | principal |
| ALCOA CORP COM | 013872106 | Stock | 403,897 | $18,830,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 469,593 | $18,770,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 18,450,000 | $18,658,000 | thousands by filing date | principal |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 606,071 | $18,606,000 | thousands by filing date | |
| UNISYS CORP | 909214BS6 | NOTE 5.500% 3/0 | 15,325,000 | $17,806,000 | thousands by filing date | principal |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 17,500,000 | $17,697,000 | thousands by filing date | principal |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 15,000,000 | $17,625,000 | thousands by filing date | principal |
| CARS COM INC | 14575E105 | COM | 642,609 | $17,100,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 13,025,000 | $17,038,000 | thousands by filing date | principal |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 11,525,000 | $15,508,000 | thousands by filing date | principal |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 303,475 | $15,477,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 15,000,000 | $15,291,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 15,000,000 | $14,981,000 | thousands by filing date | principal |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 14,925,000 | $14,944,000 | thousands by filing date | principal |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 14,450,000 | $13,908,000 | thousands by filing date | principal |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 13,525,000 | $13,846,000 | thousands by filing date | principal |
| RICHMONT MINES INC | 76547T106 | COM | 1,479,763 | $13,804,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 8,775,000 | $12,085,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 12,250,000 | $11,844,000 | thousands by filing date | principal |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 213,125 | $11,765,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 184,685 | $11,317,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 477,295 | $11,312,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 4,725,000 | $11,240,000 | thousands by filing date | principal |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 1,001,892 | $11,161,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 9,700,000 | $11,113,000 | thousands by filing date | principal |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 357,700 | $11,107,000 | thousands by filing date | |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 11,250,000 | $10,814,000 | thousands by filing date | principal |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 263,937 | $10,766,000 | thousands by filing date | |
| KNOWLES CORP | 49926DAB5 | NOTE 3.250%11/0 | 9,350,000 | $10,577,000 | thousands by filing date | principal |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 651,160 | $10,490,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 350,000 | $10,255,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 10,000,000 | $10,031,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 9,415,000 | $10,015,000 | thousands by filing date | principal |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 13,400,000 | $9,916,000 | thousands by filing date | principal |
| BLOCK INC CL A | 852234103 | Stock | 338,823 | $9,761,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 1,000,000 | $9,670,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 1,000,000 | $9,500,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 900,000 | $8,748,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 900,000 | $8,658,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 479,425 | $8,591,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 186,927 | $8,187,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 292,963 | $8,071,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 6,475,000 | $7,960,000 | thousands by filing date | principal |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 750,000 | $7,320,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 750,000 | $7,313,000 | thousands by filing date | |
| AMYRIS INC | 03236MAF8 | NOTE 9.500 4/1 | 9,626,000 | $6,997,000 | thousands by filing date | principal |
| AGRIUM INC | 008916108 | COM | 63,535 | $6,812,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 700,000 | $6,797,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 169,856 | $6,777,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 538,288 | $6,686,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 683,600 | $6,638,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 379,300 | $5,500,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329YAG9 | NOTE 2.750%12/0 | 5,000,000 | $5,444,000 | thousands by filing date | principal |
| PROS HOLDINGS INC | 74346YAB9 | NOTE 2.00012/0 | 5,300,000 | $5,419,000 | thousands by filing date | principal |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 168,530 | $5,376,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 460,357 | $5,285,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 43,400 | $5,101,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 500,000 | $5,060,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 64,357 | $4,988,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 500,000 | $4,930,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 500,000 | $4,870,000 | thousands by filing date | |
| HOLOGIC INC | 436440AG6 | FRNT 2.000%12/1 | 4,025,000 | $4,865,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 4,000,000 | $4,795,000 | thousands by filing date | principal |
| HWAY 1.5 7/18 | 422245AB6 | Bond 30/360P2 U | 2,250,000 | $4,731,000 | thousands by filing date | principal |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 4,650,000 | $4,644,000 | thousands by filing date | principal |
| COWEN INC | 223622AB7 | NOTE 3.000 3/1 | 4,250,000 | $4,481,000 | thousands by filing date | principal |
| RAMBUS INC | 750917AE6 | CNV | 3,575,000 | $4,223,000 | thousands by filing date | principal |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 450,001 | $4,163,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,000,000 | $4,030,000 | thousands by filing date | principal |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 400,000 | $3,884,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 46,129 | $3,751,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 3,725,000 | $3,730,000 | thousands by filing date | principal |
| NEWS CORP NEW CL A | 65249B109 | Stock | 260,487 | $3,454,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 348,364 | $3,397,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 318,461 | $3,376,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 22,119 | $3,184,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 308,712 | $3,035,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 84,638 | $2,806,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 250,002 | $2,638,000 | thousands by filing date | |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 2,500,000 | $2,594,000 | thousands by filing date | principal |
| M I ACQUISITIONS INC | 55304A104 | COM | 250,000 | $2,525,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 21,995 | $2,522,000 | thousands by filing date | |
| COMPUCREDIT HLDGS CORP | 20478NAD2 | NOTE 5.875%11/3 | 5,000,000 | $2,413,000 | thousands by filing date | principal |
| I AM CAP ACQUISITION CO | 45074Q207 | UNIT 08/15/2022 | 225,000 | $2,304,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,234 | $2,259,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 62,805 | $2,252,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 19,024 | $2,251,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 140,451 | $2,208,000 | thousands by filing date | |
| ACRES COMMERCIAL REALTY CORP | 76120WAC8 | NOTE 4.500% 8/1 | 2,000,000 | $2,083,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 200,000 | $2,050,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 200,000 | $2,030,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 200,000 | $2,000,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 199,998 | $1,900,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 21,600 | $1,884,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC | 92828Q208 | PFD CV SER D | 17,975 | $1,860,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222AF1 | NOTE 4.125% 9/0 | 1,750,000 | $1,809,000 | thousands by filing date | principal |
| CORENERGY INFRASTRUCTURE TR | 21870UAA4 | NOTE 7.000% 6/1 | 1,500,000 | $1,746,000 | thousands by filing date | principal |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 23,773 | $1,716,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 150,000 | $1,527,000 | thousands by filing date | |
| ACCURAY INC | 004397AF2 | NOTE 3.500% 2/0 | 1,475,000 | $1,503,000 | thousands by filing date | principal |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 150,000 | $1,481,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 1,747,500 | $1,206,000 | thousands by filing date | |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 1,323,740 | $1,178,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 2,500,000 | $1,050,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 2,090,000 | $1,045,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 1,000,000 | $1,027,000 | thousands by filing date | principal |
| NEXTDECADE CORP | 65342K113 | COM | 1,095,541 | $1,019,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 21,184 | $1,002,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 52,083 | $953,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 16,899 | $936,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 700,000 | $910,000 | thousands by filing date | |
| HARMONIC INC | 413160AB8 | NOTE 4.000%12/0 | 1,000,000 | $894,000 | thousands by filing date | principal |
| MODUSLINK GLOBAL SOLUTIONS I | 60786LAB3 | NOTE 5.250 3/0 | 900,000 | $871,000 | thousands by filing date | principal |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 20,221 | $864,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 23,115 | $809,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 19,436 | $756,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 1,000,000 | $743,000 | thousands by filing date | principal |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 675,000 | $726,000 | thousands by filing date | principal |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 27,760 | $724,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 20,646 | $715,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 1,700,000 | $714,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 69,000 | $706,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 27,936 | $682,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 42,553 | $680,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 500,000 | $650,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 22,533 | $648,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,057 | $644,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 38,409 | $644,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 300,000 | $633,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 15,439 | $627,000 | thousands by filing date | |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 378,003 | $624,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 11,845 | $623,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 31,028 | $621,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 38,865 | $621,000 | thousands by filing date | |
| ANTERO MIDSTREAM GP LP | 03675Y103 | COM SHS REPSTG | 30,200 | $618,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 28,000 | $615,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 768,000 | $607,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 18,004 | $601,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 37,694 | $586,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 27,451 | $582,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 11,341 | $582,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 12,160 | $582,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 1,500,000 | $582,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 21,965 | $579,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 27,668 | $579,000 | thousands by filing date | |
| ANDEAVOR LOGISTICS LP NPV | 03350F106 | COM UNIT LP INT | 11,550 | $578,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 19,985 | $576,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 20,609 | $574,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 12,764 | $574,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 31,819 | $566,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 25,000 | $565,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 10,775 | $564,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 9,887 | $564,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 12,714 | $564,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 12,721 | $556,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 37,302 | $548,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 33,200 | $526,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 52,249 | $525,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 13,011 | $517,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 55,865 | $503,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 573,250 | $487,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 489,600 | $485,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 94,300 | $484,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 308,333 | $469,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 850,000 | $459,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 30,342 | $454,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367PAB6 | NOTE 2.000% 6/1 | 600,000 | $452,000 | thousands by filing date | principal |
| ATLANTICUS HOLDINGS CORP | 04914Y102 | COMMON STOCK | 191,430 | $444,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 808,712 | $437,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 943,380 | $424,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 375,000 | $413,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 500,000 | $410,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 1,000,000 | $400,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 1,000,000 | $400,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 16,639 | $384,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,787 | $383,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 500,000 | $370,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 990,000 | $317,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 470,000 | $310,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 132,502 | $303,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,677 | $302,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 1,000,000 | $300,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 11,629 | $293,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 12,726 | $274,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 375,000 | $274,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B111 | *W EXP 06/01/202 | 750,000 | $263,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 500,000 | $250,000 | thousands by filing date | |
| QUORUM HEALTH CORP | 74909E106 | COM | 47,681 | $247,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 166,667 | $233,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 700,000 | $224,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 250,000 | $223,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 600,000 | $222,000 | thousands by filing date | |
| ARMSTRONG FLOORING INC | 04238R106 | COM | 13,995 | $220,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 64,745 | $207,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 133,333 | $203,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 500,000 | $200,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 13,965 | $193,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 10,871 | $179,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 13,300 | $175,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 1,000,000 | $170,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 23,130 | $133,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 487,260 | $122,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 9,282,097 | $108,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789134 | RIGHT 03/12/2018 | 315,500 | $101,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789118 | *W EXP 12/17/202 | 300,000 | $92,000 | thousands by filing date | |
| JASON INDS INC | 471172114 | *W EXP 06/30/201 | 1,933,070 | $90,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 250,000 | $88,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 174,000 | $63,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 42,000 | $50,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 487,260 | $49,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 150,000 | $45,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 174,000 | $42,000 | thousands by filing date | |
| DELTA TECHNOLOGY HLDGS LTD | G8477B113 | *W EXP 12/18/201 | 866,998 | $33,000 | thousands by filing date | |
| VALLEY NATIONAL BANCORP-CW18 | 919794131 | WTS | 114,185 | $23,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002451 | this filing | 2017-11-14 | acceptance time not in the bulk data set |