13F-HR filed by OPPENHEIMER ASSET MANAGEMENT INC.
OPPENHEIMER ASSET MANAGEMENT INC. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 1,681 holding rows worth $3,849,535,000.
- Accession
- 0001085146-17-002349
- Filer
- CIK 1269119
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 4,670 entries on the cover page, a total value of $3,849,535,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,849,535,000 with VALUE read as thousands by filing date, 13F file number 028-10748. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerALKEON CAPITAL MANAGEMENT LLC028-10451
- reports for this filerBirch Grove Capital LP028-17364
- included managerACR Alpine Capital Research
- included managerAlger
- included managerAncora Advisors
- included managerApex Capital
- included managerAtalanta Sosnoff Capital
- included managerAthena Invest
- included managerAtlanta Capital Management
- included managerBahl & Gaynor
- included managerBrown Investment Advisory
- included managerBrandes Investment Partners
- included managerCambiar Investors
- included managerCauseway Capital Management
- included managerCambridge Financial Group
- included managerChautauqua Capital Management
- included managerChurchill Management Group
- included managerClearBridge Advisors
- included managerClarkston Caplital Partners
- included managerCampbell Newman Asset Mgmt
- included managerConfluence Investment Mgmt
- included managerCohen And Steers
- included managerColumbia Management
- included managerCongress Asset Management
- included managerCove Street Capital
- included managerCramer Rosenthal McGlynn
- included managerDavis Advisors
- included managerDelaware Capital Management
- included managerDeRoy & Deveraux
- included managerDearborn Partners
- included managerEarnest Partners
- included managerEaton Vance
- included managerEpoch Investment
- included managerFayez Sarofim & Co.
- included managerFPA First Pacific Advisors
- included managerGood Harbor Financial
- included managerGlobalt Investments
- included managerGW&K Investment Management
- included managerHerndon Capital Management
- included managerHarding Loevner Managed Accts
- included managerInvesco Advisors
- included managerThe Ithaka Group
- included managerJennison Associates
- included managerLyrical Asset Management
- included managerMacKay Shields
- included managerMadison Investment Advisors
- included managerMetWest Capital Management
- included managerMiller Howard
- included managerMontag & Caldwell
- included managerMount Lucas Management
- included managerNavellier & Associates
- included managerOak Ridge Investments
- included managerPenn Capital
- included managerPoplar Forest Capital
- included managerReinhart Partners
- included managerRiverbridge Partners
- included managerRNC Genter Capital Mgmt
- included managerRoosevelt Investment Group
- included managerSage Advisory Services
- included managerSalient Capital Advisors
- included managerSaratogaRIM
- included managerSchafer Cullen Capital Mgmt
- included managerSeaview Global Advisors
- included managerSecurity Capital
- included managerSovereign Asset Mgmt
- included managerStephens Inv Mgt
- included managerSterling
- included managerSouthernSun Asset Mgmt
- included managerThornburg Investment Management
- included managerTorray
- included manager12th Street Asset Mgmt
- included managerWasatch Advisors
- included managerWedgewood Partners
- included managerWestend Advisors
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AKORN INC | 009728106 | COM | 503 | $17,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 1,411 | $17,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 104 | $16,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 117 | $15,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 453 | $15,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 832 | $15,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 799 | $14,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 257 | $14,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 368 | $14,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 176 | $14,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 404 | $14,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 926 | $14,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 1,015 | $14,000 | thousands by filing date | |
| INDEPENDENT BANK GROUP INC | 45384B106 | COM | 220 | $13,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 1,017 | $13,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 308 | $12,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 306 | $12,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 598 | $12,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 1,117 | $12,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 340 | $12,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 1,735 | $12,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 226 | $11,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 156 | $11,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 184 | $11,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 160 | $11,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 88 | $10,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 227 | $10,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 54 | $10,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 240 | $10,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 399 | $10,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 347 | $10,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 2,136 | $10,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 208 | $9,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 204 | $9,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 35 | $9,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 182 | $9,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 175 | $9,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 85 | $8,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 217 | $8,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 422 | $8,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 236 | $8,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 69 | $7,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 151 | $7,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 70 | $7,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 45 | $7,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 108 | $7,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 78 | $7,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 279 | $7,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 152 | $7,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 193 | $7,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 137 | $6,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 84 | $6,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 115 | $6,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 91 | $6,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 96 | $6,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 116 | $6,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 92 | $6,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 157 | $6,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 179 | $6,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 185 | $6,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 414 | $6,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 141 | $6,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 62 | $6,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 862 | $6,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 309 | $6,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 542 | $6,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 70 | $6,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 47 | $5,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 141 | $5,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 37 | $5,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 31 | $5,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 109 | $5,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 66 | $5,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 327 | $5,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 104 | $5,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 53 | $5,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 310 | $5,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 126 | $5,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 956 | $5,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 367 | $5,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 72 | $5,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 99 | $4,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 28 | $4,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 117 | $4,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 63 | $4,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 140 | $4,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 60 | $4,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 104 | $4,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 43 | $4,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 47 | $4,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 240 | $4,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 163 | $4,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 91 | $4,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 58 | $4,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 230 | $4,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 68 | $3,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 60 | $3,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 84 | $3,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 26 | $3,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 46 | $3,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 68 | $3,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 76 | $3,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 243 | $3,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 71 | $3,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 161 | $3,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 191 | $3,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 52 | $3,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 158 | $3,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 157 | $3,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 120 | $3,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 5 | $3,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 304 | $3,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 42 | $3,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 19 | $3,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 45 | $2,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 90 | $2,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 50 | $2,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 189 | $2,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 55 | $2,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 94 | $2,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 53 | $2,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 150 | $2,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 52 | $2,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 12 | $2,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 32 | $2,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 37 | $2,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 58 | $2,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 114 | $2,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 58 | $2,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 292 | $2,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 59 | $2,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 14 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 90 | $2,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 102 | $2,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 55 | $2,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 178 | $2,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 224 | $2,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 7 | $1,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 15 | $1,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 11 | $1,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 19 | $1,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 21 | $1,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 98 | $1,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 6 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 24 | $1,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 30 | $1,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 7 | $1,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 35 | $1,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 39 | $1,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 111 | $1,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 18 | $1,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 20 | $1,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 25 | $1,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 9 | $1,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 16 | $1,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 20 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 96 | $1,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 6 | $1,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 9 | $1,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 42 | $1,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 14 | $1,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 66 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 91 | $1,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 3 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 162 | $1,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 33 | $1,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 74 | $1,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 51 | $1,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 102 | $1,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 34 | $1,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMOURS CO COM | 163851108 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPKO HEALTH INC | 68375N103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANSIX INC | 00773T101 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENDINGCLUB CORP | 52603A109 | COM | 53 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002349 | this filing | 2017-11-14 | acceptance time not in the bulk data set |