13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 173 holding rows worth $111,007,000.
- Accession
- 0001085146-17-002346
- Filer
- CIK 1511137
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 173 entries on the cover page, a total value of $111,007,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $111,007,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 191 | $52,842,000 | thousands by filing date | |
| VTI | 922908769 | COM | 67,913 | $8,796,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 74,640 | $4,779,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 46,870 | $4,028,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 5,954 | $3,318,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 52,687 | $3,114,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 18,734 | $2,886,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 17,486 | $2,610,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 16,274 | $2,276,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 75,291 | $1,947,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 22,654 | $1,852,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 18,151 | $1,635,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 20,735 | $1,472,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 22,231 | $1,200,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 761,299 | $1,103,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,912 | $1,082,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 8,017 | $963,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,716 | $857,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 25,344 | $853,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 3,980 | $780,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,874 | $677,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,680 | $674,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 2,505 | $634,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,300 | $584,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 9,506 | $516,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 6,017 | $493,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 3,789 | $492,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 7,262 | $412,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 7,680 | $408,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 3,861 | $401,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,146 | $374,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 361 | $347,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 10,532 | $339,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,875 | $332,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,375 | $286,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,350 | $221,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 205 | $196,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 200 | $195,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1,463 | $188,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,161 | $169,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,229 | $159,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 30,646 | $158,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 1,841 | $155,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 450 | $153,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,679 | $151,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,430 | $136,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 5,260 | $127,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1,168 | $126,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 980 | $123,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 3,200 | $122,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 450 | $120,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,000 | $110,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,400 | $104,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 681 | $97,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 844 | $88,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 480 | $87,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 694 | $80,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 560 | $73,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 342 | $72,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 454 | $71,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 917 | $71,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 38 | $70,000 | thousands by filing date | |
| ANTERO MIDSTREAM LP | 03673L103 | Limited Partnership | 2,067 | $66,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,288 | $65,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,151 | $63,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,776 | $63,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,556 | $60,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 348 | $59,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 2,746 | $53,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 290 | $52,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,725 | $52,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 262 | $50,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 410 | $50,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 404 | $47,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 700 | $45,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 929 | $44,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 292 | $41,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 5,000 | $40,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 417 | $38,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 85 | $38,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 200 | $37,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 235 | $35,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 295 | $35,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 7,059 | $35,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 701 | $34,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 488 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 280 | $31,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 440 | $30,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 791 | $29,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 200 | $28,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 200 | $27,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 5,000 | $27,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 337 | $26,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 68 | $25,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 150 | $25,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 389 | $25,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 425 | $23,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 500 | $23,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 240 | $22,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 200 | $22,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,000 | $22,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 435 | $20,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 490 | $20,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 391 | $19,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 80 | $19,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 350 | $18,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 757 | $18,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 330 | $18,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 350 | $17,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 413 | $16,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 230 | $16,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 133 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 230 | $15,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 250 | $15,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 110 | $14,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 95 | $14,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 154 | $14,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 150 | $14,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565506 | COM NEW | 5,000 | $14,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 500 | $13,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 161 | $13,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 104 | $13,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 3,000 | $13,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 71 | $13,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $12,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 85 | $12,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 220 | $12,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 120 | $12,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 200 | $12,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 300 | $12,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,000 | $12,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 200 | $11,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 175 | $11,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 700 | $11,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 330 | $11,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 150 | $10,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 171 | $10,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 500 | $10,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 125 | $10,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,050 | $10,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 100 | $9,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 125 | $9,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 327 | $9,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 550 | $9,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,000 | $9,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 100 | $8,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 65 | $8,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 159 | $8,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 101 | $8,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 60 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 237 | $8,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 20 | $6,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 40 | $6,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 55 | $5,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 50 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 18 | $3,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 335 | $3,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 200 | $3,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 226 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,000 | $2,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 5,646 | $2,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 13 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 13 | $1,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 81 | $1,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 60 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADWIND INC | 11161T207 | CMN | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 372 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002346 | this filing | 2017-11-14 | acceptance time not in the bulk data set |