13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 1,463 holding rows worth $4,044,067,000.
- Accession
- 0001085146-17-002341
- Filer
- CIK 1567755
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,463 entries on the cover page, a total value of $4,044,067,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,044,067,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,728 | $392,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 28,753 | $392,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 15,445 | $392,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 26,450 | $391,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 4,111 | $390,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 23,521 | $386,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 12,550 | $386,000 | thousands by filing date | |
| ISHARES TR | 46434V720 | MIN VOL EUROPE | 15,175 | $384,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 7,538 | $383,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 3,421 | $382,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 14,054 | $382,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 2,768 | $381,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 14,752 | $381,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 5,897 | $380,000 | thousands by filing date | |
| ISHARES TR | 46435G433 | MSCI USA SMCP MN | 13,303 | $380,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 17,612 | $379,000 | thousands by filing date | |
| JP MORGAN EXCHANGE TRADED FD | 46641Q506 | DIVRSFD RT INT | 12,807 | $378,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 1,468 | $376,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 30,635 | $376,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 13,158 | $376,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 24,104 | $375,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 10,132 | $374,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 6,532 | $373,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,581 | $373,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 6,024 | $372,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 25,284 | $372,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06741VZQ8 | MTNF 8/0 | 368,000 | $371,000 | thousands by filing date | principal |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 5,717 | $367,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 15,086 | $367,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L886 | ULTR SHO INC FD | 4,849 | $366,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 7,014 | $365,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 23,788 | $364,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,920 | $364,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 3,285 | $364,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 4,750 | $363,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 7,217 | $363,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 12,472 | $362,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 15,919 | $360,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 10,550 | $360,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 29,641 | $359,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 5,526 | $359,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 5,272 | $359,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 7,615 | $358,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,740 | $358,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,723 | $358,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 11,024 | $357,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 20,872 | $356,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 7,909 | $356,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,868 | $355,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 13,481 | $355,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 15,314 | $355,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 13,804 | $354,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 5,427 | $353,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 41,022 | $353,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 3,240 | $352,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 5,543 | $351,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 4,148 | $351,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 20,646 | $350,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 15,740 | $350,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 11,334 | $350,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 10,112 | $349,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,505 | $349,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 4,496 | $349,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,966 | $349,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 7,011 | $348,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,933 | $347,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 2,282 | $346,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 3,089 | $346,000 | thousands by filing date | |
| OSI ETF TR | 67110P209 | OSI ETF TR | 12,675 | $346,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 2,173 | $345,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 16,374 | $344,000 | thousands by filing date | |
| CLAYMORE CEF GS ETF | 362273104 | ETF | 21,283 | $344,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 33,441 | $343,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,862 | $342,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 12,531 | $342,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 2,058 | $341,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 22,881 | $340,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 5,446 | $339,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,136 | $339,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 24,568 | $339,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 18,856 | $338,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 7,905 | $336,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 63,716 | $334,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,120 | $334,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 28,380 | $333,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 17,872 | $333,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 12,590 | $333,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 17,484 | $332,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 13,183 | $332,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 7,161 | $331,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 8,331 | $331,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 23,707 | $330,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 32,835 | $330,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 44,160 | $329,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,169 | $329,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E127 | REIT ETF | 21,150 | $328,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 8,567 | $327,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 6,711 | $327,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 9,994 | $326,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 20,112 | $326,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,998 | $325,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 18,095 | $325,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 8,579 | $325,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 4,262 | $324,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 29,444 | $324,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 7,299 | $323,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 5,882 | $322,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 3,205 | $322,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,453 | $320,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,445 | $318,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,744 | $317,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,199 | $315,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 20,215 | $315,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 29,899 | $314,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11,535 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,535 | $314,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 11,237 | $313,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,159 | $312,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,782 | $311,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 2,891 | $311,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 11,401 | $310,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,928 | $310,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 15,942 | $310,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 16,888 | $310,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 88,128 | $310,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 7,050 | $309,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 5,828 | $308,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 12,365 | $308,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,947 | $308,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 6,316 | $308,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 50,278 | $306,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 9,564 | $306,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 5,789 | $306,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,241 | $305,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,200 | $304,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,350 | $304,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 12,944 | $304,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 9,180 | $303,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 29,488 | $303,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 12,605 | $303,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,000 | $302,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 20,571 | $302,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 11,355 | $301,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 22,189 | $299,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 19,327 | $299,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 4,678 | $298,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 31,156 | $298,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 21,038 | $296,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,867 | $295,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 5,085 | $295,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,686 | $294,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,180 | $294,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 11,446 | $294,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 5,756 | $293,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,529 | $292,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,878 | $292,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 12,473 | $292,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 48,567 | $292,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 14,675 | $291,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 1,982 | $290,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 93,440 | $290,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 8,759 | $290,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 18,185 | $289,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,586 | $289,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 31,722 | $289,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,217 | $288,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 12,723 | $288,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,971 | $288,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 27,654 | $288,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,349 | $287,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 3,407 | $286,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 8,978 | $286,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,126 | $283,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 20,100 | $283,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 18,574 | $283,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 8,303 | $281,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 14,959 | $281,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 3,637 | $281,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 80,437 | $281,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,168 | $280,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,892 | $280,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 9,699 | $279,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 7,397 | $278,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 7,973 | $278,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,272 | $277,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,791 | $277,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,513 | $277,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 11,330 | $277,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 7,933 | $276,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 18,265 | $276,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 6,788 | $274,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 4,970 | $274,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,164 | $274,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 20,164 | $274,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,651 | $273,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 38,149 | $273,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 4,843 | $272,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,688 | $272,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,511 | $272,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,252 | $271,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 5,688 | $271,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 10,491 | $269,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 20,160 | $268,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 20,856 | $268,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,964 | $268,000 | thousands by filing date | |
| PACER FDS TR | 69374H857 | US SMALL CAP CAS | 10,339 | $267,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 20,986 | $267,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 8,576 | $266,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 25,390 | $266,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,966 | $266,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 9,002 | $264,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 9,530 | $263,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,725 | $262,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 38,269 | $261,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 3,598 | $261,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,241 | $260,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,479 | $260,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,230 | $260,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,258 | $259,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 6,152 | $258,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 16,103 | $258,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,324 | $257,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 6,214 | $256,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,061 | $256,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 8,813 | $256,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,881 | $255,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 6,454 | $254,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,093 | $253,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 18,376 | $253,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,590 | $252,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 9,864 | $252,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 12,201 | $251,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 10,074 | $250,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 3,155 | $249,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 4,215 | $248,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 2,052 | $248,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 13,087 | $247,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,284 | $247,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 15,925 | $247,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 2,020 | $246,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,773 | $246,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,084 | $245,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 9,561 | $245,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 2,260 | $244,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 4,346 | $244,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 12,211 | $244,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 4,479 | $243,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,389 | $243,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,855 | $243,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,845 | $243,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,315 | $243,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 6,307 | $243,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 73,014 | $242,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 4,697 | $241,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 24,120 | $241,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,444 | $240,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 3,567 | $240,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L207 | SELECT US EQTY | 10,800 | $240,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,955 | $240,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,232 | $239,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 4,220 | $238,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,780 | $237,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,778 | $236,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,552 | $236,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 1,090 | $236,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 4,002 | $236,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,700 | $236,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 5,347 | $236,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 6,558 | $235,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,726 | $234,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 5,353 | $233,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,637 | $232,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 7,375 | $232,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 19,434 | $232,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 18,853 | $231,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,693 | $231,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 3,949 | $231,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,325 | $230,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 16,305 | $230,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 54,193 | $230,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 54,790 | $230,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 6,117 | $230,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 11,900 | $230,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,391 | $228,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 50,804 | $227,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,344 | $227,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,311 | $226,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 8,900 | $226,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,787 | $226,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 9,001 | $225,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 9,678 | $224,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 14,171 | $224,000 | thousands by filing date | |
| REV Group Inc | 749527107 | Common Stock | 7,662 | $224,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 2,615 | $223,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 19,223 | $223,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 8,415 | $223,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 3,787 | $223,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,409 | $222,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,278 | $222,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 18,111 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 5,200 | $221,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,362 | $221,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,721 | $220,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06741VZN5 | MTNF 8/0 | 215,000 | $220,000 | thousands by filing date | principal |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,098 | $219,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 6,206 | $218,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,299 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,311 | $216,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 27,270 | $216,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 9,906 | $215,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 7,861 | $215,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 5,591 | $215,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,189 | $214,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 1,836 | $214,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 4,150 | $214,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 13,755 | $213,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,315 | $213,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 14,140 | $213,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 6,791 | $213,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 8,375 | $213,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,825 | $212,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 3,844 | $212,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,873 | $212,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 12,761 | $212,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,308 | $211,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 15,990 | $211,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 14,697 | $210,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 27,401 | $209,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,470 | $208,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 5,692 | $208,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 6,392 | $208,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 15,809 | $208,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 30,102 | $206,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,969 | $206,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,801 | $205,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 2,793 | $204,000 | thousands by filing date | |
| SINGLE TOUCH SYSTEMS INC | 82988R203 | COM | 27,400 | $204,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 9,721 | $204,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 1,777 | $203,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 39,203 | $203,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 8,086 | $203,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 8,382 | $203,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,152 | $202,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,290 | $202,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,127 | $201,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,682 | $201,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 5,680 | $200,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 9,070 | $200,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 2,786 | $200,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 35,460 | $197,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 11,710 | $197,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 10,357 | $196,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 16,775 | $196,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 11,504 | $195,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,370 | $195,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 11,974 | $195,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 16,155 | $192,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 14,325 | $192,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 31,906 | $189,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 28,359 | $187,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 12,039 | $184,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 32,362 | $183,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 12,669 | $183,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 10,540 | $183,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 52,089 | $182,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 10,770 | $180,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 12,018 | $176,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,493 | $175,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 11,610 | $174,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 41,369 | $174,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 11,812 | $173,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 11,457 | $173,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 12,900 | $173,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,311 | $173,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 11,660 | $173,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 15,179 | $172,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 33,576 | $172,000 | thousands by filing date | |
| UNITI GROUP INC | 91325V108 | COM | 11,030 | $171,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 23,453 | $170,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 86,000 | $168,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 69,599 | $167,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 16,859 | $166,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 10,674 | $166,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 21,975 | $165,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 12,615 | $164,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,136 | $163,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 14,479 | $163,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 17,505 | $163,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 25,122 | $160,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,523 | $160,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 43,851 | $159,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,949 | $155,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,848 | $148,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 11,221 | $148,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 23,948 | $148,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 21,000 | $147,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 17,507 | $146,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 16,291 | $140,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 10,302 | $137,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 12,643 | $133,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 10,000 | $127,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 65,726 | $124,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,257 | $123,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 75,000 | $122,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 10,522 | $121,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,079 | $120,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 17,636 | $114,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,492 | $107,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 20,000 | $103,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 17,797 | $100,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 13,686 | $99,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,000 | $98,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 13,750 | $97,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 12,354 | $95,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 10,230 | $93,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,220 | $92,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 15,673 | $92,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,718 | $92,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 12,719 | $91,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 10,634 | $90,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 10,175 | $88,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 14,105 | $84,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 90,000 | $83,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 80,000 | $80,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 11,559 | $77,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 14,269 | $77,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 27,000 | $65,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 12,046 | $62,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 16,071 | $60,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 11,129 | $59,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,008 | $58,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 33,723 | $56,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,674 | $55,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 27,092 | $54,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 13,013 | $52,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 22,354 | $48,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 18,350 | $46,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 15,000 | $46,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 74,073 | $46,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 12,590 | $45,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 10,920 | $44,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 13,869 | $42,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 19,800 | $42,000 | thousands by filing date | |
| AETERNA ZENTARIS INC | 007975402 | COM | 20,501 | $42,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 12,404 | $42,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 19,853 | $41,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 11,223 | $40,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 40,000 | $40,000 | thousands by filing date | principal |
| PSIVIDA CORP | 74440J101 | COM | 30,000 | $37,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 12,072 | $35,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 22,175 | $33,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 22,301 | $23,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,000 | $23,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 56,105 | $19,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 16,533 | $14,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 12,000 | $13,000 | thousands by filing date | principal |
| VERTEX ENERGY INC | 92534K107 | COM | 14,250 | $11,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 18,200 | $10,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 14,621 | $10,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 12,605 | $10,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 40,000 | $9,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,000 | $8,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 10,754 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002341 | this filing | 2017-11-13 | acceptance time not in the bulk data set |