13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 98 holding rows worth $1,015,020,000.
- Accession
- 0001085146-17-002319
- Filer
- CIK 1578299
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 145 entries on the cover page, a total value of $1,015,020,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,015,020,000 with VALUE read as thousands by filing date, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 45,250,000 | $141,017,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 23,204,000 | $86,899,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 39,500,000 | $72,680,000 | thousands by filing date | principal |
| ZOGENIX INC. | 98978L204 | Common Stock | 1,790,200 | $62,747,000 | thousands by filing date | put |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 39,500,000 | $58,207,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 39,500,000 | $56,268,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 40,000,000 | $48,400,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 25,000,000 | $43,360,000 | thousands by filing date | principal |
| BED BATH & BEYOND INC | 690370101 | COM | 1,369,000 | $40,700,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 345,300 | $39,046,000 | thousands by filing date | call |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 29,500,000 | $38,350,000 | thousands by filing date | principal |
| PTC THERAPEUTICS INC | 69366J200 | COM | 1,735,300 | $34,741,000 | thousands by filing date | put |
| Bristol-Myers Squibb Company | 110122108 | COM | 400,000 | $25,488,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 691,700 | $20,564,000 | thousands by filing date | put |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 16,500,000 | $19,779,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 165,600 | $18,726,000 | thousands by filing date | put |
| WABASH NATL CORP | 929566AH0 | CNV | 9,233,000 | $18,212,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 16,000,000 | $17,360,000 | thousands by filing date | principal |
| Intel Corp | 458140100 | COM | 400,000 | $15,236,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 612,543 | $12,257,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 376,700 | $11,753,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 1,475,200 | $10,149,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 720,300 | $10,070,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 182,500 | $9,576,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 621,800 | $8,693,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 240,600 | $7,509,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 213,000 | $6,645,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 103,800 | $6,361,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 339,300 | $6,270,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 333,300 | $5,241,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 75,000 | $5,068,000 | thousands by filing date | |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 5,000,000 | $4,994,000 | thousands by filing date | principal |
| ZOGENIX INC. | 98978L204 | Common Stock | 134,000 | $4,696,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 200,000 | $4,096,000 | thousands by filing date | put |
| DERMIRA INC | 24983L104 | COM | 120,100 | $3,244,000 | thousands by filing date | put |
| FIBROGEN INC | 31572Q808 | COM | 57,000 | $3,064,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 142,300 | $2,504,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 53,400 | $2,265,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 690370101 | COM | 67,670 | $2,009,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 83,400 | $1,849,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 410,000 | $1,624,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 401,295 | $1,593,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 83,900 | $1,476,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 567,300 | $1,372,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 158,900 | $1,283,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 10,000 | $1,025,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 19,000 | $1,013,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 4,500 | $813,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 100,000 | $807,000 | thousands by filing date | put |
| BARD C R INC | 067383109 | COM | 2,500 | $801,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 242,600 | $788,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 9,000 | $773,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 93,300 | $752,000 | thousands by filing date | call |
| NEURODERM LTD | M74231107 | ORD SHS | 19,000 | $739,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 8,000 | $705,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 3,900 | $701,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 12,500 | $637,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 14,500 | $592,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 14,000 | $575,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 13,000 | $504,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 21,000 | $493,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 18,200 | $490,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 21,300 | $472,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 15,400 | $446,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 17,000 | $403,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 18,400 | $395,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 10,000 | $391,000 | thousands by filing date | put |
| SPARTON CORP | 847235108 | COM | 16,554 | $384,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 21,600 | $380,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 38,500 | $377,000 | thousands by filing date | put |
| ASB BANCORP INC N C | 00213T109 | COM | 8,000 | $361,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 25,000 | $355,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 15,795 | $340,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 7,800 | $335,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 10,000 | $332,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 10,000 | $331,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 27,500 | $308,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 7,500 | $306,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,278 | $288,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 5,000 | $282,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 43,800 | $279,000 | thousands by filing date | put |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 15,000 | $278,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 2,000 | $266,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 6,000 | $262,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 8,752 | $241,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 20,000 | $239,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 3,500 | $236,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 11,000 | $223,000 | thousands by filing date | put |
| MAXPOINT INTERACTIVE INC | 57777M201 | COM NEW | 15,001 | $208,000 | thousands by filing date | |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 25,000 | $150,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 10,000 | $132,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 15,000 | $106,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 20,795 | $99,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 10,000 | $46,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 25,000 | $41,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 10,000 | $38,000 | thousands by filing date | call |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,000 | $21,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,000 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002319 | this filing | 2017-11-13 | acceptance time not in the bulk data set |