13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 667 holding rows worth $5,424,290,000.
- Accession
- 0001085146-17-002301
- Filer
- CIK 743127
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 667 entries on the cover page, a total value of $5,424,290,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,424,290,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VEON LTD | 91822M106 | SPONSORED ADR | 112,689 | $471,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 25,100 | $471,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 3,975 | $466,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,129 | $458,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 19,572 | $456,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 12,347 | $455,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 11,000 | $452,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 4,137 | $445,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,200 | $445,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,501 | $443,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 58,300 | $443,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 12,985 | $440,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 6,206 | $440,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 1,521 | $438,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,515 | $435,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 5,063 | $428,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 5,243 | $428,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 13,630 | $423,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 16,175 | $423,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 73,350 | $422,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,490 | $422,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 28,493 | $419,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,543 | $418,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,575 | $417,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 95,969 | $417,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 3,112 | $414,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 79,210 | $413,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 3,887 | $412,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 7,253 | $404,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,537 | $403,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,045 | $396,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,076 | $396,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 10,533 | $395,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,955 | $395,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 29,844 | $394,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 13,700 | $390,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 3,146 | $389,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3,791 | $388,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,732 | $378,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 68,536 | $378,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 8,925 | $368,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 8,120 | $367,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 48,250 | $366,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 7,750 | $365,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 26,907 | $363,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 19,500 | $363,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 28,088 | $362,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,277 | $360,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 250,000 | $356,000 | thousands by filing date | principal |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,450 | $355,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,670 | $354,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,975 | $353,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,249 | $347,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,586 | $345,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,491 | $344,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 5,100 | $343,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 19,230 | $341,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 8,800 | $340,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 21,862 | $329,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,976 | $325,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,704 | $324,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,000 | $321,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 3,335 | $319,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,990 | $318,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,550 | $317,000 | thousands by filing date | |
| Radcom Ltd | M81865111 | COM | 15,030 | $316,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 45,350 | $311,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 16,160 | $311,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 10,400 | $307,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 6,400 | $304,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,500 | $302,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 8,025 | $300,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 8,325 | $298,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 19,937 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,655 | $296,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,500 | $294,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,632 | $290,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 17,950 | $282,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 29,460 | $280,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,600 | $279,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 16,190 | $278,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,150 | $276,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 6,130 | $275,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,455 | $273,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,070 | $263,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,758 | $263,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,407 | $263,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 25,000 | $262,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 8,375 | $260,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 21,312 | $260,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 3,350 | $260,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,745 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 4,716 | $257,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 14,495 | $257,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,585 | $254,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,995 | $248,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,072 | $247,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,111 | $246,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 4,885 | $246,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 8,002 | $246,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 5,170 | $242,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,115 | $242,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 4,175 | $240,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 14,000 | $240,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,420 | $239,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 16,382 | $238,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 2,150 | $238,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 9,750 | $237,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,055 | $236,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,588 | $236,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,670 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,624 | $234,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,143 | $233,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 9,450 | $233,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,144 | $226,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 23,242 | $225,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,658 | $225,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 3,151 | $224,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 9,700 | $224,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 2,574 | $222,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 6,750 | $222,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 38,328 | $222,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,538 | $221,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,036 | $221,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 1,995 | $220,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,785 | $219,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1,925 | $218,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,176 | $217,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 3,802 | $217,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 3,850 | $212,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 13,430 | $211,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 5,740 | $211,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,158 | $209,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,106 | $208,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,160 | $207,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,429 | $206,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,232 | $205,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 3,159 | $204,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,053 | $204,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 10,850 | $192,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 14,514 | $188,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 13,677 | $184,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 39,795 | $183,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 17,100 | $165,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 121,400 | $163,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 12,803 | $151,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 11,250 | $148,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 11,600 | $137,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 12,085 | $136,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 25,100 | $134,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 33,600 | $129,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 30,600 | $121,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,500 | $120,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 10,694 | $114,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,875 | $90,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,430 | $73,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 10,085 | $70,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 25,927 | $58,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 28,400 | $56,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 15,000 | $56,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 19,500 | $54,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 13,300 | $49,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 32,820 | $46,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,800 | $38,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 12,818 | $23,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 28,900 | $20,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 11,524 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002301 | this filing | 2017-11-13 | acceptance time not in the bulk data set |