13F-HR filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 1,099 holding rows worth $3,135,930,000.
- Accession
- 0001085146-17-002298
- Filer
- CIK 1011659
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,348 entries on the cover page, a total value of $3,135,930,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,135,930,000 with VALUE read as thousands by filing date, 13F file number 028-04665. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMUFG Union Bank, N.A.028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerBANK OF TOKYO - MITSUBISHI UFJ, LTD028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
- included managerMITSUBISHI UFJ SECURITIES (USA), Inc.028-15100
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ELLIS PERRY INTL INC | 288853104 | COM | 135 | $3,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 160 | $3,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 247 | $3,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 160 | $3,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 554 | $3,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 395 | $3,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 110 | $3,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 410 | $3,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 66 | $3,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 361 | $3,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 271 | $3,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 65 | $3,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 797 | $3,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 1,321 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 885 | $2,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 34 | $2,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 177 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 160 | $2,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 413 | $2,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 100 | $2,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 46 | $2,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 48 | $2,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 132 | $2,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 103 | $2,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 65 | $2,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 232 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 70 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 66 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 100 | $2,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 120 | $2,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 100 | $2,000 | thousands by filing date | |
| WINMARK CORP | 974250102 | COM | 16 | $2,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 132 | $2,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 373 | $2,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 33 | $2,000 | thousands by filing date | |
| ROCKY BRANDS INC | 774515100 | COMMON STOCK | 143 | $2,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 211 | $2,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 600 | $2,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 50 | $2,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 250 | $2,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 216 | $2,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 230 | $2,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 70 | $2,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 316 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 261 | $2,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 660 | $2,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 263 | $2,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 153 | $2,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 317 | $2,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 481 | $2,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 68 | $2,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 709 | $2,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 115 | $2,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 135 | $2,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 100 | $2,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 213 | $2,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 169 | $2,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 557 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 80 | $2,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 150 | $2,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 632 | $2,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 150 | $2,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 273 | $2,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 990 | $2,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 174 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 44 | $1,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 187 | $1,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $1,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 92 | $1,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 28 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y201 | COMMON STOCK | 75 | $1,000 | thousands by filing date | |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 1,166 | $1,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 62 | $1,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 47 | $1,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 76 | $1,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 183 | $1,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 62 | $1,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 60 | $1,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 190 | $1,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 290 | $1,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 150 | $1,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 169 | $1,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 16 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 213 | $1,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 15 | $1,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 346 | $1,000 | thousands by filing date | |
| RUBICON PROJ INC | 78112V102 | COM | 290 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 130 | $1,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 360 | $1,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 161 | $1,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 609 | $1,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002298 | this filing | 2017-11-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-002785 | added | 2018-11-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001209 | added | 2019-04-19 | acceptance time not in the bulk data set |