13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 171 holding rows worth $674,928,000.
- Accession
- 0001085146-17-002290
- Filer
- CIK 1569356
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 171 entries on the cover page, a total value of $674,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $674,928,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 166,008 | $161,645,000 | thousands by filing date | |
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 86,500,000 | $101,097,000 | thousands by filing date | principal |
| ALTABA INC | 021346101 | COM | 1,403,971 | $92,999,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 35,000,000 | $39,878,000 | thousands by filing date | principal |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 32,000,000 | $34,600,000 | thousands by filing date | principal |
| FOX CORP CLASS B | 90130A200 | COM | 1,163,648 | $30,010,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,000,000 | $27,663,000 | thousands by filing date | principal |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 826,500 | $25,529,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 2,915,875 | $24,831,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 20,000,000 | $24,325,000 | thousands by filing date | principal |
| Vale Sa | 91912E204 | COM | 853,100 | $7,976,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 776,582 | $6,189,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 435,300 | $6,112,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 19,827 | $5,231,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 20,794 | $3,771,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 111,379 | $3,717,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 33,098 | $3,489,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 108,134 | $3,389,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 430,216 | $3,305,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 62,294 | $3,156,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 482,330 | $3,134,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 83,000 | $3,089,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 530,200 | $2,970,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 19,808 | $2,470,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,938 | $2,463,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 168,200 | $2,338,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,993 | $2,144,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 41,708 | $2,044,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 60,100 | $1,995,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 31,063 | $1,907,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 47,200 | $1,902,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 24,163 | $1,874,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 64,784 | $1,566,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 32,000 | $1,424,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 1,545 | $1,380,000 | thousands by filing date | put |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 50,000 | $1,350,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 57,291 | $1,345,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 18,315 | $1,290,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 29,862 | $1,208,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 12,027 | $1,104,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 4,264 | $1,084,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 63,991 | $1,073,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 11,050 | $987,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 8,721 | $948,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 34,699 | $919,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,889 | $828,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 8,556 | $817,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 21,900 | $793,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 500 | $745,000 | thousands by filing date | call |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 22,733 | $673,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 17,677 | $614,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,252 | $606,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 21,683 | $595,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,750 | $580,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 1,820 | $570,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 650 | $553,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 3,062 | $550,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 35,254 | $505,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 1,766 | $502,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 350 | $497,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 900 | $477,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 500 | $466,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 600 | $440,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 600 | $392,000 | thousands by filing date | put |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 10,600 | $380,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 1,000 | $380,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 3,000 | $367,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 18,803 | $337,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 600 | $332,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 1,509 | $323,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 4,954 | $314,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 3,790 | $295,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 4,009 | $288,000 | thousands by filing date | put |
| MYLAN NV | N59465109 | SHS EURO | 9,183 | $288,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 3,500 | $271,000 | thousands by filing date | put |
| KRAFT HEINZ CO COM | 500754106 | Stock | 250 | $254,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 1,700 | $247,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 4,571 | $229,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,051 | $218,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 480 | $218,000 | thousands by filing date | call |
| FIREEYE INC | 31816Q101 | COM | 3,000 | $212,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 729 | $210,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 2,700 | $200,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 500 | $197,000 | thousands by filing date | call |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 500 | $188,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 750 | $182,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 1,250 | $178,000 | thousands by filing date | put |
| PVH CORPORATION COM | 693656100 | Stock | 1,293 | $163,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 500 | $163,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 1,500 | $156,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 500 | $155,000 | thousands by filing date | put |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,859 | $151,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 500 | $143,000 | thousands by filing date | put |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,850 | $141,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 400 | $139,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 3,215 | $135,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 500 | $125,000 | thousands by filing date | put |
| CUMMINS INC COM | 231021106 | Stock | 900 | $120,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 804 | $115,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 300 | $113,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,350 | $111,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 500 | $108,000 | thousands by filing date | put |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 1,000 | $108,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 150 | $105,000 | thousands by filing date | call |
| FOOT LOCKER INC | 344849104 | COM | 2,922 | $103,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 450 | $102,000 | thousands by filing date | put |
| TWITTER INC | 90184L102 | COM | 6,071 | $102,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 186 | $98,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 303 | $89,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 709 | $83,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 800 | $79,000 | thousands by filing date | call |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,000 | $78,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 300 | $77,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 500 | $75,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 500 | $69,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 409 | $65,000 | thousands by filing date | put |
| MURPHY OIL CORP COM | 626717102 | Stock | 225 | $65,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 1,000 | $65,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 790 | $64,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 2,900 | $59,000 | thousands by filing date | put |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 400 | $58,000 | thousands by filing date | put |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 1,000 | $57,000 | thousands by filing date | put |
| FLUOR CORP | 343412102 | COM | 1,324 | $57,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 1,528 | $56,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 3,540 | $55,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 350 | $52,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 210 | $51,000 | thousands by filing date | call |
| BIOGEN INC COM | 09062X103 | Stock | 300 | $49,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 559 | $48,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 300 | $45,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 500 | $45,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 250 | $44,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $44,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 100 | $38,000 | thousands by filing date | put |
| WW GRAINGER INC COM | 384802104 | Stock | 300 | $34,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $33,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 300 | $33,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 225 | $32,000 | thousands by filing date | put |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 500 | $28,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 70 | $26,000 | thousands by filing date | call |
| HASBRO INC COM | 418056107 | Stock | 255 | $25,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 102 | $24,000 | thousands by filing date | put |
| Eaton Corp. Plc | G29183103 | COM | 1,100 | $22,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 90 | $21,000 | thousands by filing date | put |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 859 | $18,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 250 | $17,000 | thousands by filing date | put |
| YELP INC CL A | 985817105 | Stock | 50 | $15,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 52 | $15,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 800 | $14,000 | thousands by filing date | put |
| FOOT LOCKER INC | 344849104 | COM | 112 | $14,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 10 | $13,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 100 | $12,000 | thousands by filing date | put |
| DOVER CORP COM | 260003108 | Stock | 80 | $9,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 70 | $7,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 28 | $7,000 | thousands by filing date | call |
| MATTEL INC | 577081102 | COM | 102 | $7,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 250 | $6,000 | thousands by filing date | put |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 200 | $6,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 2,000 | $6,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15 | $6,000 | thousands by filing date | put |
| MCKESSON CORP COM | 58155Q103 | Stock | 10 | $4,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 24 | $4,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 5 | $3,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 100 | $2,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,020 | $2,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 600 | $2,000 | thousands by filing date | put |
| HASBRO INC COM | 418056107 | Stock | 6 | $2,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 600 | $2,000 | thousands by filing date | call |
| VERISIGN INC COM | 92343E102 | Stock | 5 | $1,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 20 | $1,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 34 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002290 | this filing | 2017-11-13 | acceptance time not in the bulk data set |