13F-HR filed by INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 593 holding rows worth $1,362,215,000.
- Accession
- 0001085146-17-002266
- Filer
- CIK 1351904
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 593 entries on the cover page, a total value of $1,362,215,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,362,215,000 with VALUE read as thousands by filing date, 13F file number 028-14413. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,963 | $232,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 17,175 | $232,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,016 | $232,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 40,828 | $227,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 5,660 | $227,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 4,118 | $227,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 47,225 | $225,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 6,636 | $224,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 3,574 | $223,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 4,832 | $222,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 5,480 | $220,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 7,469 | $219,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,560 | $219,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 764 | $219,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 1,702 | $219,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 8,061 | $218,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,359 | $218,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 10,599 | $216,000 | thousands by filing date | |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 2,812 | $216,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 6,488 | $216,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,169 | $214,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,986 | $214,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 2,083 | $214,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,410 | $213,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1,600 | $213,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,747 | $212,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,171 | $211,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,899 | $210,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,177 | $210,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 34,965 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,290 | $209,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,519 | $207,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 7,990 | $207,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 4,300 | $207,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,906 | $207,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1,568 | $207,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,399 | $206,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 35,595 | $205,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 22,048 | $204,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 1,086 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,685 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 12,962 | $201,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 13,342 | $201,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,266 | $200,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 10,420 | $200,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 18,700 | $198,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 10,000 | $198,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 14,936 | $196,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 35,795 | $195,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 11,030 | $193,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 14,206 | $193,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 25,320 | $192,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 11,047 | $189,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 13,013 | $183,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,086 | $180,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 13,721 | $177,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 26,375 | $176,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 12,345 | $175,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 13,130 | $171,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 14,150 | $170,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 38,780 | $166,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 32,500 | $162,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 11,333 | $162,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,419 | $158,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 16,750 | $155,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 12,692 | $151,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 17,984 | $149,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,020 | $148,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 14,849 | $138,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,515 | $134,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 11,846 | $127,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 21,852 | $112,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,572 | $107,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 17,250 | $103,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,686 | $99,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 10,000 | $98,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 11,057 | $83,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,629 | $80,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 14,200 | $78,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,612 | $71,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 10,877 | $67,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60,000 | $60,000 | thousands by filing date | principal |
| SFL CORPORATION LTD | G81075AF3 | NOTE 5.750%10/1 | 50,000 | $52,000 | thousands by filing date | principal |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 50,000 | $50,000 | thousands by filing date | principal |
| Lee Enterprises Inc | 523768109 | COM | 21,230 | $47,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 45,000 | $46,000 | thousands by filing date | principal |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 13,500 | $38,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 23,050 | $34,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,468 | $33,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 24,000 | $32,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 18,389 | $19,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 23,000 | $15,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244TAB5 | DBCV 7.500%11/0 | 15,000 | $15,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002266 | this filing | 2017-11-13 | acceptance time not in the bulk data set |