13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 1,290 holding rows worth $3,736,156,000.
- Accession
- 0001085146-17-002243
- Filer
- CIK 822581
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,290 entries on the cover page, a total value of $3,736,156,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,736,156,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 26,115 | $331,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 22,150 | $329,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 49,775 | $327,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 17,372 | $326,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,700 | $326,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 27,795 | $325,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 15,022 | $325,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 5,000 | $324,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 7,747 | $323,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 57,356 | $322,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 4,201 | $321,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 71,206 | $320,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 22,595 | $318,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 30,390 | $317,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 14,423 | $317,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 3,300 | $315,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 7,335 | $315,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 19,952 | $314,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 45,579 | $313,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 23,275 | $312,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 52,210 | $312,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,418 | $311,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 6,697 | $311,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 26,510 | $311,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,890 | $307,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 20,138 | $307,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q135 | GUGG CHN TECH | 5,376 | $307,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,476 | $306,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 17,500 | $306,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,177 | $304,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,597 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,157 | $302,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 15,093 | $302,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 21,830 | $301,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 27,200 | $301,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,291 | $300,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 5,400 | $300,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,250 | $300,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,499 | $299,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 2,585 | $298,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,744 | $295,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 4,855 | $295,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 1,570 | $292,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,606 | $292,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 18,944 | $292,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,708 | $290,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 34,303 | $289,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 8,600 | $288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,321 | $288,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 3,439 | $288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,525 | $287,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,013 | $287,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,466 | $286,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 11,501 | $286,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 12,875 | $286,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,000 | $284,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 21,250 | $284,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,200 | $282,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,860 | $282,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 4,151 | $280,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,000 | $280,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 4,785 | $278,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 16,808 | $277,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,253 | $275,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 9,376 | $274,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 14,858 | $274,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,500 | $273,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 8,971 | $273,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 8,697 | $273,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 15,175 | $272,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 8,261 | $272,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 5,000 | $270,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 2,239 | $268,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 14,820 | $268,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 4,738 | $267,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,282 | $266,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 5,606 | $266,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 68,926 | $265,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,828 | $265,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 17,929 | $264,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 28,279 | $264,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 32,452 | $264,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 4,900 | $263,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 11,575 | $262,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,000 | $262,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 7,904 | $262,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 90,613 | $262,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,840 | $261,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,022 | $261,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 16,889 | $260,000 | thousands by filing date | |
| PACER FDS TR | 69374H204 | TRENDP US MID CP | 8,752 | $259,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 97,772 | $259,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,310 | $258,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 14,329 | $258,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,800 | $257,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 8,083 | $257,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 2,075 | $256,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 12,347 | $256,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 9,399 | $255,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 12,000 | $255,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,532 | $255,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 32,334 | $254,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 6,914 | $253,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,429 | $251,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,000 | $251,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,816 | $250,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,240 | $250,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,787 | $250,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,232 | $249,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 38,203 | $249,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 22,640 | $249,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 4,193 | $248,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 17,938 | $247,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 12,451 | $246,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,516 | $241,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,420 | $241,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,479 | $240,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,917 | $238,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 24,500 | $238,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,751 | $237,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,270 | $237,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 17,000 | $237,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 18,000 | $236,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 10,300 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,058 | $236,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 13,000 | $236,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 11,835 | $235,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,700 | $234,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 24,487 | $234,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,323 | $234,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 5,904 | $233,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 26,529 | $233,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,729 | $231,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,661 | $231,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 12,500 | $231,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,670 | $231,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 25,984 | $231,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,172 | $231,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 7,400 | $230,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,922 | $229,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,774 | $228,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,875 | $226,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,335 | $225,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 6,031 | $225,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,143 | $224,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 113,786 | $223,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,921 | $223,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,113 | $223,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 3,358 | $223,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 7,131 | $223,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 5,440 | $223,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,682 | $222,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 30,000 | $221,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 11,857 | $220,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 6,815 | $219,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 3,987 | $219,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 15,500 | $218,000 | thousands by filing date | |
| INSTEEL INDS INC | 45774W108 | COM | 8,300 | $217,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 16,126 | $216,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,150 | $215,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,576 | $215,000 | thousands by filing date | |
| Direxion Daily Technology Bull 3X Shares | 25459W102 | ETF | 2,400 | $215,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 86,279 | $214,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 250 | $214,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,480 | $214,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 30,698 | $214,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 16,400 | $213,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,529 | $212,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,488 | $212,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,602 | $212,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 2,650 | $212,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,227 | $211,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 14,342 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 3,155 | $211,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,268 | $210,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 18,355 | $210,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 1,925 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 9,327 | $209,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 15,912 | $209,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 170 | $209,000 | thousands by filing date | principal |
| ONE GAS INC COM | 68235P108 | Stock | 2,796 | $206,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 925 | $206,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 80,226 | $204,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,220 | $202,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 7,878 | $201,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 3,730 | $200,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 14,075 | $199,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 19,677 | $198,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 18,825 | $183,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 51,644 | $183,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,587 | $182,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 10,787 | $182,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,280 | $182,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 12,937 | $181,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,642 | $180,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 25,857 | $179,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 32,750 | $179,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,242 | $172,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 10,452 | $172,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,000 | $172,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 59,995 | $172,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 37,853 | $170,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 24,450 | $170,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 14,599 | $168,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 11,785 | $167,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 14,450 | $167,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 51,600 | $167,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 14,266 | $166,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,300 | $165,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 11,253 | $164,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 10,574 | $164,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 29,379 | $163,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 19,177 | $163,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 15,579 | $161,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 10,007 | $160,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 14,719 | $159,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 10,523 | $158,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 12,667 | $153,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 12,200 | $153,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 111,449 | $149,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 10,500 | $148,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 11,313 | $147,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,500 | $147,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 14,566 | $147,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 13,085 | $146,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 13,863 | $143,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 26,300 | $141,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 11,600 | $140,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 13,562 | $138,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 20,863 | $138,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 11,336 | $137,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 27,810 | $133,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 31,400 | $132,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 12,097 | $130,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,328 | $128,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 12,500 | $126,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 20,900 | $126,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 80,725 | $123,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 10,150 | $122,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 14,841 | $115,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 25,000 | $114,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 15,900 | $114,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 11,200 | $114,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 15,300 | $112,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 13,346 | $111,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,600 | $108,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 17,480 | $106,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 10,990 | $103,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 14,729 | $101,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 14,500 | $99,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 19,105 | $93,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 14,292 | $92,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 11,197 | $90,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 16,100 | $87,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 110,700 | $87,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 14,000 | $86,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 15,000 | $86,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 12,160 | $83,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 17,600 | $75,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 51,316 | $72,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 10,000 | $71,000 | thousands by filing date | |
| RMG NETWORKS HLDG CORP | 74966K300 | COM NEW | 32,624 | $70,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 15,761 | $68,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 13,500 | $62,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,000 | $60,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 13,600 | $52,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,000 | $52,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,188 | $51,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 59,737 | $51,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,000 | $48,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 25,500 | $48,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,119 | $48,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 11,264 | $42,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,118 | $41,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 13,527 | $39,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 11,100 | $30,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 26,000 | $29,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,204 | $24,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 10,400 | $24,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,700 | $22,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 29,560 | $21,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 10,000 | $20,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 15,000 | $19,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 15,580 | $18,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,000 | $17,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $12,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 17,938 | $11,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 33,000 | $9,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,000 | $8,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 35,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002243 | this filing | 2017-11-09 | acceptance time not in the bulk data set |