13F-HR filed by Good Life Advisors, LLC
Good Life Advisors, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-01, with 216 holding rows worth $264,229,000.
- Accession
- 0001085146-17-002178
- Filer
- CIK 1696260
- Filed
- 2017-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 216 entries on the cover page, a total value of $264,229,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $264,229,000 with VALUE read as thousands by filing date, 13F file number 028-17714. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| IJH | 464287507 | COM | 122,725 | $22,179,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 83,691 | $19,525,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 71,592 | $18,315,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 121,471 | $13,289,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 123,377 | $10,834,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 128,279 | $9,585,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 80,658 | $6,596,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 145,029 | $6,418,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 37,360 | $5,671,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 29,512 | $5,196,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 34,443 | $5,090,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 47,567 | $4,731,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 31,933 | $3,868,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 140,906 | $3,580,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 21,656 | $3,377,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 32,359 | $3,087,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 58,639 | $2,954,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 20,165 | $2,870,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 22,441 | $2,633,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 67,217 | $2,572,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 47,685 | $2,513,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 55,544 | $2,415,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 26,801 | $2,370,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 17,385 | $2,259,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 14,987 | $2,236,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 49,977 | $2,209,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,966 | $2,126,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 12,034 | $2,080,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 8,005 | $2,037,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 24,287 | $1,993,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 30,978 | $1,976,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 16,293 | $1,700,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 13,921 | $1,611,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 52,388 | $1,601,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 32,067 | $1,569,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 21,586 | $1,476,000 | thousands by filing date | |
| VTI | 922908769 | COM | 10,930 | $1,431,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 50,462 | $1,337,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 56,358 | $1,318,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,874 | $1,275,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 8,497 | $1,258,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 41,875 | $1,256,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 11,188 | $1,138,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,747 | $1,137,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 9,712 | $1,099,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,757 | $1,080,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 8,487 | $1,079,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 16,305 | $1,048,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 8,665 | $1,036,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 9,725 | $1,034,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 12,104 | $1,025,000 | thousands by filing date | |
| MGC | 921910873 | COM | 11,620 | $1,014,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 6,477 | $993,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,227 | $970,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 28,507 | $966,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 12,239 | $936,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 12,631 | $904,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 14,306 | $795,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 763 | $759,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,587 | $757,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,088 | $747,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 28,030 | $726,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,912 | $704,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,671 | $704,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 8,320 | $701,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,066 | $690,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 3,691 | $686,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,672 | $674,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,578 | $673,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 6,524 | $623,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,210 | $618,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 9,041 | $599,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,706 | $591,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 16,309 | $588,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,588 | $586,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11,782 | $583,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 11,853 | $577,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,198 | $575,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 5,965 | $571,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,325 | $570,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 30,427 | $559,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,593 | $558,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 12,153 | $552,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,391 | $533,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 13,266 | $532,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 8,857 | $530,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 16,693 | $518,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,149 | $506,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,727 | $505,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,494 | $490,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 11,985 | $461,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 2,438 | $459,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 17,280 | $455,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 4,020 | $453,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 454 | $450,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 5,571 | $445,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 7,538 | $439,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 5,618 | $431,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,505 | $431,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,587 | $430,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 4,671 | $429,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,342 | $425,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 9,251 | $425,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,746 | $414,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,384 | $412,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,553 | $403,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,332 | $401,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 7,692 | $397,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 9,190 | $397,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 9,323 | $397,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,692 | $396,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 9,226 | $380,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 6,067 | $378,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 2,353 | $376,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 10,611 | $376,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,440 | $373,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 9,890 | $371,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 9,907 | $370,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 6,609 | $369,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 1,674 | $364,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,277 | $359,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 4,600 | $358,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,399 | $357,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,122 | $355,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,937 | $353,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,766 | $349,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 10,174 | $344,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 11,397 | $343,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 12,803 | $339,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,135 | $335,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,898 | $335,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 5,160 | $334,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,980 | $325,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 5,070 | $323,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,624 | $323,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 16,997 | $322,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 5,658 | $321,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 3,474 | $320,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 320 | $320,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 1,388 | $319,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,186 | $318,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,813 | $313,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 3,372 | $312,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 4,689 | $311,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 6,090 | $309,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 13,155 | $309,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,625 | $307,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,927 | $306,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 4,951 | $305,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,436 | $304,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,901 | $304,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 59,297 | $304,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 5,312 | $297,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,094 | $294,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,691 | $289,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,643 | $285,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,948 | $283,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,964 | $270,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 5,184 | $266,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 2,765 | $265,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 14,549 | $261,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,980 | $259,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 15,032 | $258,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 3,781 | $257,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,762 | $256,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 1,723 | $256,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,689 | $255,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,713 | $251,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 5,162 | $251,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,901 | $248,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,126 | $242,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,663 | $241,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 3,169 | $241,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,329 | $240,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 2,951 | $238,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,250 | $236,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,526 | $234,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,017 | $233,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 4,281 | $231,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,324 | $230,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 4,401 | $230,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 7,372 | $226,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 9,449 | $224,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 5,607 | $222,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 14,757 | $219,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 2,589 | $218,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10,065 | $216,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,739 | $213,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 461 | $212,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,799 | $210,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,654 | $209,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 915 | $208,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,035 | $208,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1,231 | $206,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,150 | $206,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,936 | $205,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 1,513 | $204,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 29,324 | $204,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,055 | $203,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 3,841 | $202,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,164 | $201,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 1,445 | $200,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 25,639 | $184,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,813 | $180,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 14,388 | $175,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 14,343 | $174,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 19,277 | $154,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,366 | $129,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 16,705 | $111,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,651 | $110,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 19,863 | $77,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 11,045 | $66,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 12,000 | $24,000 | thousands by filing date | principal |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 10,000 | $13,000 | thousands by filing date | principal |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 10,000 | $11,000 | thousands by filing date | principal |
| ATOSSA GENETICS INC | 04962H209 | COM NEW | 20,333 | $10,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002178 | this filing | 2017-11-01 | acceptance time not in the bulk data set |