13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-23, with 422 holding rows worth $54,425,000.
- Accession
- 0001085146-17-002105
- Filer
- CIK 1416692
- Filed
- 2017-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 430 entries on the cover page, a total value of $54,425,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $54,425,000 with VALUE read as thousands by filing date, 13F file number 028-12762. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerACR LCG
- reports for this filerAthenaInvest Global
- reports for this filerDelaware Capital Large Cap Val
- reports for this filerDT Investments
- reports for this filerFederated Strategic Value
- reports for this filerFinancial Architects
- reports for this filerF-Squared All Weather Premium
- reports for this filerGood Harbor Tactical Core
- reports for this filerGracor Global
- reports for this filerHillman Capital Diversified Eq
- reports for this filerJP Morgan Mid Cap Value
- reports for this filerKayne Anderson SMID
- reports for this filerNavellier Large Cap Growth
- reports for this filerNeuberger Berman All-Cap Core
- reports for this filerNorthCoast Tactical Growth
- reports for this filerPolen Capital LCG
- reports for this filerSanta Barbara Dividend Growth
- reports for this filerUS Trust NY Value Equity
- reports for this filerWindhaven Investment
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 22,195 | $5,122,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 13,853 | $2,135,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 18,648 | $1,782,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 33,465 | $1,677,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 16,653 | $1,666,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 23,181 | $1,412,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 16,662 | $1,236,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 33,695 | $1,128,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 16,926 | $1,041,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,001 | $1,025,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 6,519 | $941,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 17,877 | $900,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 16,936 | $887,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 10,891 | $883,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 12,414 | $836,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,214 | $773,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 5,688 | $697,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 18,538 | $691,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,052 | $657,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 10,598 | $626,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 600 | $576,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 4,866 | $480,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 13,039 | $455,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 2,956 | $443,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,481 | $420,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 15,412 | $399,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,072 | $390,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 5,942 | $378,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 3,100 | $377,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,555 | $372,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 3,114 | $369,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 5,000 | $341,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 13,724 | $332,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,000 | $331,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 1,300 | $330,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 4,306 | $321,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,000 | $299,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 5,445 | $294,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 9,782 | $292,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 3,524 | $289,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 8,138 | $286,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,244 | $281,000 | thousands by filing date | principal |
| PepsiCo,Inc. | 713448108 | COM | 2,467 | $275,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,600 | $274,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 5,261 | $267,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 265 | $258,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 13,479 | $256,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,661 | $254,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 3,085 | $251,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 6,000 | $243,000 | thousands by filing date | call |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 10,000 | $242,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 9,000 | $234,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 5,477 | $215,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 7,211 | $207,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,766 | $195,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 5,520 | $191,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 3,526 | $183,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 800 | $180,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524763 | FUNDAMENTAL US S | 4,961 | $180,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 3,266 | $178,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 2,507 | $178,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 3,000 | $175,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 6,224 | $167,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 3,825 | $166,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,800 | $162,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,969 | $160,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,136 | $157,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 1,077 | $145,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 800 | $144,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,000 | $143,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 1,722 | $141,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 4,630 | $139,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 700 | $138,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 2,556 | $132,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 3,365 | $131,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 2,602 | $129,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 3,307 | $127,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 942 | $127,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 778 | $124,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 12,000 | $124,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 1,387 | $123,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,620 | $123,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 790 | $122,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,764 | $121,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,505 | $121,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1,420 | $120,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 600 | $120,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 1,276 | $119,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 3,327 | $117,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 610 | $116,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 356 | $116,000 | thousands by filing date | principal |
| WESTERN DIGITAL CORP | 958102105 | COM | 1,337 | $116,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 781 | $116,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 464 | $113,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 3,944 | $112,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 1,349 | $112,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 1,514 | $111,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 115 | $110,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 980 | $110,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 4,000 | $110,000 | thousands by filing date | call |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 1,000 | $109,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 2,717 | $109,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 1,404 | $108,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 428 | $108,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 100 | $107,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,700 | $105,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,600 | $105,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 1,645 | $104,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 600 | $104,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 1,069 | $103,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 2,500 | $103,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,800 | $102,000 | thousands by filing date | call |
| CELANESE CORP DEL COM | 150870103 | Stock | 977 | $102,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 1,025 | $96,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 869 | $96,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 516 | $95,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 1,000 | $95,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1,857 | $95,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 6,000 | $94,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 600 | $93,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 2,400 | $93,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 756 | $91,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 94 | $90,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,073 | $90,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 500 | $90,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 595 | $90,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 1,500 | $90,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,500 | $89,000 | thousands by filing date | call |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 1,040 | $89,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 1,237 | $89,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 752 | $88,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 3,748 | $88,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 700 | $87,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 3,390 | $86,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 948 | $86,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 544 | $85,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,149 | $83,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 354 | $80,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 2,117 | $78,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 17,583 | $78,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 3,800 | $76,000 | thousands by filing date | put |
| MOMO INC | 60879B107 | ADR | 2,400 | $76,000 | thousands by filing date | put |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 393 | $75,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 650 | $75,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 1,000 | $74,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 30,000 | $74,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,000 | $73,000 | thousands by filing date | call |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 409 | $73,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 800 | $72,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 1,600 | $72,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 400 | $72,000 | thousands by filing date | call |
| BLOCK INC CL A | 852234103 | Stock | 2,500 | $72,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 1,954 | $70,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 387 | $69,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 3,379 | $69,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 400 | $68,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 200 | $68,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 5,000 | $68,000 | thousands by filing date | call |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,200 | $67,000 | thousands by filing date | call |
| Lockheed Martin Corporation | 539830109 | COM | 215 | $67,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 950 | $67,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 554 | $65,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 3,337 | $64,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 1,923 | $64,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,223 | $63,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 3,745 | $62,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 909 | $60,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,500 | $60,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 500 | $60,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 933 | $59,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 400 | $59,000 | thousands by filing date | call |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 1,000 | $59,000 | thousands by filing date | put |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 1,748 | $58,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 475 | $57,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 500 | $57,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 867 | $56,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,037 | $54,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 693 | $54,000 | thousands by filing date | |
| VTI | 922908769 | COM | 411 | $53,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 935 | $53,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 360 | $52,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,000 | $51,000 | thousands by filing date | put |
| SCHD | 808524797 | COM | 1,100 | $51,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 800 | $50,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 600 | $50,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 220 | $49,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,000 | $48,000 | thousands by filing date | call |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,843 | $48,000 | thousands by filing date | principal |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 800 | $47,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 953 | $47,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 800 | $46,000 | thousands by filing date | put |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 854 | $45,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 322 | $45,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 200 | $45,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 1,347 | $45,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 600 | $44,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 600 | $44,000 | thousands by filing date | call |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 400 | $44,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 3,000 | $44,000 | thousands by filing date | call |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 1,230 | $44,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,093 | $44,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 5,150 | $44,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 539 | $43,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 665 | $43,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 281 | $42,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 800 | $42,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061607 | GLB ASSET ALLO | 1,555 | $42,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 12,000 | $42,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 750 | $41,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,000 | $41,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 799 | $41,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 400 | $40,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 940 | $39,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 400 | $39,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 3,000 | $38,000 | thousands by filing date | call |
| ISHARES TR | 464288372 | COM | 850 | $38,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 474 | $38,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 1,000 | $38,000 | thousands by filing date | put |
| ARRIS INTL INC SHS | G0551A103 | SHS | 1,320 | $38,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 386 | $37,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,300 | $37,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 630 | $37,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 4,000 | $37,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 200 | $36,000 | thousands by filing date | put |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 718 | $36,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 673 | $35,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 800 | $35,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 897 | $34,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,100 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 267 | $33,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 863 | $33,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 200 | $32,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 853 | $32,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 490 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 373 | $31,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 925 | $31,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 220 | $30,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 300 | $30,000 | thousands by filing date | call |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 800 | $30,000 | thousands by filing date | call |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 475 | $30,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 450 | $30,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 200 | $29,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 371 | $29,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 1,000 | $29,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 2,000 | $29,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 568 | $28,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 520 | $28,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 700 | $28,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 500 | $28,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 1,126 | $28,000 | thousands by filing date | |
| NTNLGRIDPLCADRFSPONSOREDADR1ADRREPS5ORDSHS | 636274409 | STOK | 438 | $27,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 455 | $27,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 800 | $27,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 800 | $27,000 | thousands by filing date | call |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 400 | $26,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 1,550 | $26,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000 | $25,000 | thousands by filing date | call |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 700 | $25,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 340 | $24,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 600 | $24,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 1,324 | $24,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 700 | $24,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $23,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 201 | $22,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 400 | $22,000 | thousands by filing date | put |
| FERRARI N V | N3167Y103 | COM | 200 | $22,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 800 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 1,098 | $22,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 200 | $22,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 416 | $21,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 350 | $21,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 434 | $21,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 160 | $21,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 547 | $21,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 507 | $21,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 354 | $20,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 166 | $20,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 200 | $20,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 490 | $19,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 425 | $19,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 352 | $19,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 175 | $18,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 1,205 | $18,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 170 | $18,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 100 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 195 | $17,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 400 | $17,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 100 | $16,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 800 | $16,000 | thousands by filing date | call |
| V F CORP COM | 918204108 | Stock | 250 | $16,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 350 | $16,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 90 | $15,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 280 | $15,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 195 | $15,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 145 | $15,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 365 | $14,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 500 | $14,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 89 | $14,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 345 | $14,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 500 | $14,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $14,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 70 | $13,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 392 | $13,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 114 | $13,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 200 | $13,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,100 | $13,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 2,000 | $13,000 | thousands by filing date | principal |
| TRIPADVISOR INC | 896945201 | COM | 315 | $13,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 100 | $13,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,100 | $13,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 800 | $13,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 587 | $13,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 100 | $13,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 100 | $12,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 100 | $12,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 200 | $12,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 800 | $12,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,025 | $12,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 400 | $12,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $12,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 200 | $11,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 50 | $11,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 140 | $11,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 155 | $11,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 70 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 155 | $11,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 339 | $11,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 500 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 30 | $10,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 200 | $10,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 250 | $10,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 50 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 300 | $10,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 425 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $10,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 130 | $9,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 50 | $9,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 33 | $9,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 300 | $9,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 130 | $9,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 150 | $9,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 350 | $9,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 50 | $9,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 280 | $9,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 121 | $8,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 100 | $8,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 27 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 46 | $8,000 | thousands by filing date | principal |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 500 | $8,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 50 | $8,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 150 | $8,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 650 | $8,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 600 | $8,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 330 | $8,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06746L422 | IPATH S&P500 VIX | 200 | $8,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 50 | $7,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 30 | $7,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 200 | $7,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 750 | $7,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 325 | $7,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 650 | $7,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 121 | $7,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 192 | $7,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 200 | $7,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 200 | $7,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 100 | $6,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 230 | $6,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 155 | $6,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 660 | $6,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 74 | $5,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 85 | $5,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 200 | $5,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 140 | $5,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 125 | $5,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 85 | $5,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 60 | $5,000 | thousands by filing date | |
| US FOODS HLDG CORP COM | 912008109 | Stock | 200 | $5,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 100 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 300 | $5,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 80 | $5,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 50 | $5,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 215 | $5,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 425 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 250 | $5,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 37 | $4,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 70 | $4,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 150 | $4,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 189 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 140 | $4,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 75 | $4,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 200 | $4,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 70 | $4,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 67 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 100 | $4,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 375 | $4,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 200 | $4,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 200 | $3,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 19 | $3,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 180 | $3,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 189 | $3,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 50 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 200 | $3,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524789 | FUNDAMENTAL US B | 85 | $3,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 250 | $3,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 350 | $3,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 25 | $2,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 19 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051101 | XTRACK MSCI EMRG | 100 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 192 | $2,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 500 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 108 | $1,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 16 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 25 | $1,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 77 | $1,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 50 | $1,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC NPV ADR | 594837304 | SPON ADR NEW | 25 | $1,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON BEER INC CL A | 100557107 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIRNETX HLDG CORP | 92823T108 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002105 | this filing | 2017-10-23 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-17-002173 | base | 2017-11-01 | acceptance time not in the bulk data set |