13F-HR filed by Alpha Cubed Investments, LLC
Alpha Cubed Investments, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-23, with 230 holding rows worth $664,347,000.
- Accession
- 0001085146-17-002097
- Filer
- CIK 1580830
- Filed
- 2017-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 230 entries on the cover page, a total value of $664,347,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $664,347,000 with VALUE read as thousands by filing date, 13F file number 028-16098. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 242,527 | $37,378,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 318,464 | $25,519,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 251,744 | $21,751,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 246,985 | $18,398,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 198,387 | $18,049,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 139,483 | $16,751,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 53,641 | $16,644,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 156,197 | $16,638,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 105,405 | $16,515,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 88,352 | $16,473,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 486,704 | $16,368,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 231,937 | $16,057,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 350,970 | $15,797,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 161,399 | $15,415,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 117,016 | $15,213,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 391,420 | $14,905,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 299,909 | $14,842,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 121,176 | $14,066,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 95,674 | $13,638,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 175,992 | $13,514,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 270,437 | $13,324,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 160,724 | $13,176,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 176,911 | $11,352,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 10,904 | $10,617,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 220,497 | $9,616,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 64,283 | $9,350,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 169,213 | $9,332,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 54,382 | $9,292,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 61,710 | $8,562,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 227,598 | $7,684,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 76,569 | $7,547,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 39,765 | $7,211,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 60,021 | $6,428,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 24,655 | $6,194,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,690 | $5,470,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 49,670 | $4,414,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 29,096 | $4,193,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 25,420 | $3,792,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,636 | $3,783,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 19,021 | $3,725,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 66,149 | $3,573,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 33,428 | $3,518,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 72,667 | $3,451,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 23,198 | $3,410,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 13,695 | $3,248,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 114,569 | $3,233,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 3,121 | $2,993,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 8,857 | $2,955,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 12,105 | $2,936,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,597 | $2,924,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 19,808 | $2,888,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 23,175 | $2,772,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 53,129 | $2,754,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 46,442 | $2,494,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 30,718 | $2,489,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 36,065 | $2,478,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 25,164 | $2,385,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 23,750 | $2,312,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 32,965 | $2,257,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 6,219 | $2,227,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 36,000 | $2,206,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 20,571 | $2,154,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 83,316 | $2,111,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 28,029 | $2,012,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 7,690 | $1,955,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 12,801 | $1,809,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 101,395 | $1,700,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 41,760 | $1,636,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,948 | $1,627,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,501 | $1,617,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 66,526 | $1,609,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 16,002 | $1,461,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 29,177 | $1,411,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 8,336 | $1,370,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,313 | $1,344,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 6,299 | $1,322,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 12,138 | $1,279,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 8,534 | $1,265,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,971 | $1,255,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 11,351 | $1,244,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 23,734 | $1,230,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 11,261 | $1,194,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,859 | $1,158,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 17,119 | $1,111,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,895 | $1,109,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 30,796 | $1,099,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 17,200 | $984,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 17,799 | $974,000 | thousands by filing date | |
| VTI | 922908769 | COM | 7,355 | $953,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 17,832 | $952,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 79,154 | $947,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 16,670 | $933,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 7,401 | $926,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 8,312 | $923,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 18,430 | $896,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 16,925 | $885,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 4,846 | $866,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 13,171 | $843,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 84,010 | $785,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 10,022 | $774,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 5,344 | $766,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 8,775 | $756,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,201 | $726,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,827 | $714,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,685 | $704,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 15,503 | $697,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 26,585 | $693,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,590 | $671,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 26,988 | $671,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 27,000 | $654,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 14,934 | $653,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 8,060 | $643,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 16,410 | $637,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,438 | $629,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,731 | $628,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 33,875 | $601,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,101 | $595,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,746 | $589,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 8,987 | $573,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 6,134 | $573,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 7,663 | $569,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,790 | $563,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $549,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 30,862 | $548,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 8,211 | $544,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,909 | $543,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,446 | $531,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 3,298 | $531,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 3,270 | $511,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 9,353 | $487,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 3,556 | $486,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,227 | $471,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 20,931 | $469,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 4,527 | $467,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 4,085 | $466,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 7,666 | $463,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,452 | $453,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 7,100 | $448,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,370 | $447,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 6,826 | $446,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 2,970 | $443,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 418 | $437,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 4,715 | $433,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 7,429 | $431,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,058 | $424,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 8,651 | $421,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 5,226 | $418,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 10,751 | $413,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,291 | $410,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 5,990 | $390,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,970 | $385,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 9,286 | $381,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 21,943 | $377,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 8,055 | $376,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 7,765 | $374,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,599 | $367,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 6,794 | $352,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,554 | $351,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 5,421 | $350,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 8,328 | $347,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,157 | $338,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 23,690 | $334,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,300 | $322,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,408 | $312,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,953 | $309,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 14,766 | $306,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 10,700 | $305,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 3,532 | $302,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,910 | $296,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 15,359 | $295,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 1,161 | $295,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,572 | $291,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 8,033 | $286,000 | thousands by filing date | |
| SUNCOKE ENERGY PARTNERS LP | 86722Y101 | COMMON STOCK | 16,655 | $286,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,410 | $279,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,354 | $278,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 5,000 | $269,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,679 | $267,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 10,000 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,570 | $262,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,305 | $261,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 10,000 | $259,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 4,116 | $257,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 785 | $256,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,821 | $256,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 10,500 | $256,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 6,350 | $254,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 16,844 | $251,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,886 | $248,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 2,967 | $247,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,247 | $243,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,250 | $237,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,876 | $235,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 14,641 | $235,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,961 | $232,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 808 | $232,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 5,297 | $231,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,053 | $230,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,940 | $229,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,680 | $228,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 4,396 | $228,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 5,188 | $228,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 2,046 | $226,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,836 | $225,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1,503 | $223,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 2,400 | $215,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 4,091 | $213,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 5,206 | $212,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 3,080 | $211,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,680 | $206,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 2,013 | $205,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,319 | $204,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 10,763 | $196,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 18,193 | $185,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 13,200 | $178,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 10,809 | $151,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 14,696 | $149,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 20,864 | $145,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 13,700 | $136,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 10,000 | $125,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 10,000 | $120,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 14,870 | $90,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 81170YAB5 | NOTE 3.000%11/1 | 77,000 | $69,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 20,000 | $41,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 33,000 | $30,000 | thousands by filing date | principal |
| FULL HSE RESORTS INC | 359678109 | COM | 10,000 | $28,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 30,000 | $28,000 | thousands by filing date | principal |
| GSV CAP CORP | 36191JAB7 | NOTE 5.250% 9/1 | 21,000 | $21,000 | thousands by filing date | principal |
| TRANSENTERIX INC | 89366M201 | COM NEW | 10,000 | $14,000 | thousands by filing date | |
| Egalet Corporation | 28226BAB0 | Note 5.50% 4/1/20 | 16,000 | $8,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-002097 | this filing | 2017-10-23 | acceptance time not in the bulk data set |