13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-15, with 512 holding rows worth $601,800,000.
- Accession
- 0001085146-17-001936
- Filer
- CIK 1607239
- Filed
- 2017-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 512 entries on the cover page, a total value of $601,800,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $601,800,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 13,000 | $30,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 26,053 | $27,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,000 | $24,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 10,865 | $23,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,500 | $21,000 | thousands by filing date | put |
| BIOPHARMX CORP | 09072X101 | COM | 40,000 | $19,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 20,000 | $18,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 11,372 | $12,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,000 | $6,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 15,400 | $5,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 5,000 | $5,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 9,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001936 | this filing | 2017-08-15 | acceptance time not in the bulk data set |