13F-HR filed by SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 597 holding rows worth $1,616,446,000.
- Accession
- 0001085146-17-001913
- Filer
- CIK 1351903
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 597 entries on the cover page, a total value of $1,616,446,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,616,446,000 with VALUE read as thousands by filing date, 13F file number 028-13970. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,828 | $250,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 419 | $250,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 254 | $249,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 36,965 | $248,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,485 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 2,893 | $243,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1,544 | $241,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,011 | $239,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,317 | $239,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 9,407 | $239,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 20,000 | $239,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 2,848 | $236,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 5,623 | $236,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 12,245 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,977 | $235,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 19,423 | $234,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,743 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1,614 | $231,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,327 | $231,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 2,086 | $227,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 3,427 | $222,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,162 | $222,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,856 | $222,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 2,354 | $222,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 3,790 | $219,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 13,825 | $219,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,078 | $217,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 7,838 | $212,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 4,558 | $211,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,650 | $210,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,894 | $209,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,287 | $209,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 30,414 | $209,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,200 | $208,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 2,003 | $208,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 7,005 | $208,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,582 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 2,161 | $207,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,280 | $205,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 4,539 | $205,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1,810 | $204,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1,468 | $204,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 5,612 | $204,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 3,398 | $203,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 1,641 | $202,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,443 | $202,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 2,511 | $202,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 11,281 | $202,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 23,268 | $196,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 12,044 | $196,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 11,041 | $186,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 18,131 | $184,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 12,018 | $182,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 14,383 | $176,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 11,638 | $174,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 14,447 | $163,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 11,239 | $162,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 11,670 | $160,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 16,229 | $157,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,651 | $153,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 36,740 | $152,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,039 | $149,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 25,370 | $144,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 63,000 | $142,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 11,506 | $137,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 10,750 | $135,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 14,723 | $131,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 23,798 | $120,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 23,450 | $114,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 59,103 | $113,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 12,097 | $97,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 14,337 | $97,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 95,000 | $95,000 | thousands by filing date | principal |
| MANITOWOC COMPANY INC | 563571108 | COM | 15,694 | $94,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 13,622 | $89,000 | thousands by filing date | |
| TOWN SPORTS INTL HLDGS INC | 89214A102 | COM | 17,841 | $83,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 10,200 | $81,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 10,402 | $77,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,393 | $65,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 15,994 | $62,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 25,545 | $61,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 15,800 | $50,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 10,325 | $48,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 45,000 | $46,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 45,000 | $46,000 | thousands by filing date | principal |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 12,500 | $45,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 14,375 | $43,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 37,038 | $39,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 11,500 | $38,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 71,015 | $37,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 25,446 | $34,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 11,482 | $26,000 | thousands by filing date | |
| BLACKROCK TCP CAPITAL CORP | 87238QAB9 | COM | 10,000 | $11,000 | thousands by filing date | principal |
| American Express Company | 025816109 | COM | 200 | $3,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 10,630 | $2,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 1,500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001913 | this filing | 2017-08-14 | acceptance time not in the bulk data set |