13F-HR filed by Institute for Wealth Management, LLC.
Institute for Wealth Management, LLC. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 436 holding rows worth $363,503,000.
- Accession
- 0001085146-17-001896
- Filer
- CIK 1533954
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 436 entries on the cover page, a total value of $363,503,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $363,503,000 with VALUE read as thousands by filing date, 13F file number 028-14899. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard S&P 500 ETF | 922908363 | COM | 43,649 | $9,693,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 54,312 | $7,805,000 | thousands by filing date | |
| VTI | 922908769 | COM | 57,299 | $7,128,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 80,644 | $5,568,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 93,880 | $5,480,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,515 | $5,345,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 19,858 | $4,796,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 27,951 | $4,221,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 24,706 | $3,570,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 24,808 | $3,507,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 17,441 | $3,462,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 90,458 | $3,422,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 67,613 | $3,170,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 128,575 | $3,111,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 114,511 | $3,095,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 26,628 | $2,920,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 35,318 | $2,831,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 19,834 | $2,735,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 17,034 | $2,724,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 20,355 | $2,693,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 40,944 | $2,574,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 70,250 | $2,569,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 33,201 | $2,556,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 29,305 | $2,511,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 9,833 | $2,390,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 44,534 | $2,381,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 35,007 | $2,374,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 43,380 | $2,359,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 41,521 | $2,271,000 | thousands by filing date | |
| POWERSHARES DYNAMIC OTC | 73935X203 | COM | 24,075 | $2,176,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 42,416 | $2,124,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 22,286 | $2,063,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 18,916 | $2,016,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 38,887 | $1,955,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 21,296 | $1,944,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 22,955 | $1,941,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 35,550 | $1,935,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,209 | $1,926,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 34,707 | $1,917,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 42,706 | $1,915,000 | thousands by filing date | |
| PROSHARES TR | 74347R206 | PSHS ULTRA QQQ | 16,617 | $1,915,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,469 | $1,895,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 16,956 | $1,874,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 76,627 | $1,865,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 27,532 | $1,812,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 20,414 | $1,788,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 19,068 | $1,709,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 19,562 | $1,702,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,973 | $1,693,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 11,490 | $1,686,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 31,621 | $1,668,000 | thousands by filing date | principal |
| Invesco Large-Cap Growth | 73935X609 | ETF | 45,758 | $1,648,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 24,180 | $1,555,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 46,121 | $1,551,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 15,001 | $1,549,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 28,252 | $1,537,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 19,648 | $1,527,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 33,967 | $1,509,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,598 | $1,493,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 16,778 | $1,483,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 10,787 | $1,477,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 14,200 | $1,473,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 12,517 | $1,472,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 122,478 | $1,466,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 35,571 | $1,453,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 67,218 | $1,452,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 14,931 | $1,440,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 48,955 | $1,420,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 13,568 | $1,409,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 245,375 | $1,386,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 85,136 | $1,339,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 12,201 | $1,326,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 27,182 | $1,296,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 11,388 | $1,282,000 | thousands by filing date | |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 15,976 | $1,280,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 9,812 | $1,269,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 10,502 | $1,264,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 10,220 | $1,257,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 15,663 | $1,251,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 13,663 | $1,239,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 110,362 | $1,227,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 7,969 | $1,226,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,224,000 | $1,224,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 8,181 | $1,219,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 19,208 | $1,219,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19,347 | $1,200,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 14,936 | $1,200,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 7,830 | $1,199,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 21,139 | $1,183,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 18,851 | $1,181,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 19,999 | $1,157,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 10,472 | $1,154,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 11,474 | $1,148,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 9,313 | $1,131,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 7,392 | $1,130,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 6,565 | $1,126,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 7,951 | $1,121,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 23,733 | $1,087,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 16,291 | $1,076,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 38,361 | $1,069,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 12,973 | $1,063,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 14,509 | $1,057,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 18,778 | $1,048,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,059 | $1,041,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 15,395 | $1,038,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,729 | $1,037,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 9,051 | $1,027,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 7,221 | $1,024,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 42,450 | $1,021,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $1,019,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8,871 | $1,015,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 17,130 | $1,012,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 7,805 | $1,004,000 | thousands by filing date | |
| AXONENTERPRISEINC | 05464C101 | STOK | 39,395 | $1,000,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 17,493 | $1,000,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,973 | $985,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 23,925 | $984,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 17,710 | $981,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,800 | $979,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 12,543 | $978,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 14,453 | $978,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 4,404 | $974,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 13,562 | $968,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 6,836 | $964,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 28,622 | $962,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 19,019 | $957,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 57,882 | $956,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 17,801 | $931,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 100,950 | $920,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,823 | $912,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 24,437 | $910,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,511 | $906,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 30,607 | $896,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 7,028 | $893,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 9,829 | $884,000 | thousands by filing date | |
| SOUTHERN NATL BANCORP OF VA | 843395104 | COM | 50,248 | $884,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,483 | $882,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 24,434 | $880,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 41,224 | $877,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 14,348 | $877,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 34,197 | $851,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 54,914 | $848,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,306 | $846,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 8,130 | $839,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 10,078 | $829,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 430 | $807,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 12,363 | $790,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 85,916 | $785,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,017 | $782,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 9,854 | $779,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,859 | $767,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 6,297 | $761,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 19,502 | $758,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,457 | $757,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 16,028 | $755,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 12,037 | $753,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 12,334 | $746,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 10,132 | $745,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 25,014 | $745,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 22,034 | $740,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 17,088 | $739,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 19,156 | $738,000 | thousands by filing date | |
| PROSHARES TR | 74347X302 | MSCI EMRG ETF | 10,232 | $737,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 16,544 | $732,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 6,769 | $732,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,283 | $723,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 13,439 | $722,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 11,219 | $719,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 20,769 | $718,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 11,355 | $711,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,656 | $707,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 14,800 | $703,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 5,394 | $694,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 25,053 | $692,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,302 | $689,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 7,606 | $684,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 18,298 | $684,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 13,183 | $678,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,977 | $670,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 19,333 | $668,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,126 | $661,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 28,701 | $657,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 7,624 | $654,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 7,177 | $635,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,964 | $629,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,019 | $627,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 4,434 | $623,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 12,992 | $618,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,989 | $614,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 6,342 | $608,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,071 | $605,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 4,794 | $605,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 42,023 | $605,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 13,889 | $602,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 14,953 | $601,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 7,939 | $587,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,361 | $585,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 18,723 | $582,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 4,872 | $577,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,851 | $571,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 11,834 | $565,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 15,634 | $565,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 10,860 | $564,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 13,722 | $561,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 9,846 | $560,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,952 | $556,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,555 | $554,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 29,327 | $550,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,891 | $548,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 9,895 | $545,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 19,111 | $545,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,755 | $544,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 12,240 | $542,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,179 | $539,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,622 | $534,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 24,531 | $533,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 4,095 | $532,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 4,297 | $522,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 3,687 | $520,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,379 | $516,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 9,528 | $514,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,133 | $514,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 23,191 | $512,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 10,403 | $501,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,656 | $499,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 5,827 | $494,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,699 | $492,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 18,101 | $491,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,411 | $490,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 13,646 | $489,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 8,169 | $486,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 25,269 | $484,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,136 | $480,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 5,674 | $480,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 1,751 | $477,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 28,346 | $476,000 | thousands by filing date | principal |
| UnitedHealth Group Inc | 91324P102 | COM | 2,529 | $471,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 9,452 | $466,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 12,524 | $466,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 7,111 | $465,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 30,804 | $462,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 6,183 | $453,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 27,128 | $452,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 13,436 | $447,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,693 | $444,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 5,805 | $442,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 9,063 | $441,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,950 | $440,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,342 | $437,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 8,800 | $433,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 6,816 | $432,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 21,314 | $423,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 4,548 | $422,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 73,155 | $413,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,080 | $409,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 2,063 | $409,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,307 | $407,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,105 | $403,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 11,143 | $403,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 47,108 | $401,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 33,015 | $397,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 9,129 | $396,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 11,891 | $396,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,824 | $393,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 808 | $393,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,915 | $392,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 7,305 | $390,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 23,876 | $389,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,411 | $387,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 52,989 | $382,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 20,785 | $377,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,649 | $374,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 6,120 | $367,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,961 | $361,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 17,251 | $361,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 7,165 | $360,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,918 | $355,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 5,522 | $354,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 12,055 | $354,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 12,806 | $354,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 2,935 | $353,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,866 | $353,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 4,062 | $352,000 | thousands by filing date | |
| POWERSHARES FDMNL PUR MD VAL | 73935X880 | COM | 11,667 | $352,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,679 | $351,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 21,224 | $346,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,230 | $342,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1,631 | $340,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 39,496 | $340,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 2,864 | $339,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 4,065 | $338,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 18,424 | $334,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 6,351 | $333,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 5,613 | $328,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 13,380 | $328,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,986 | $327,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 11,070 | $323,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 12,443 | $319,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,346 | $316,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 8,251 | $316,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 3,805 | $316,000 | thousands by filing date | principal |
| WABCO HLDGS INC | 92927K102 | COM | 2,451 | $314,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 10,471 | $313,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,084 | $309,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 10,611 | $309,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 45,600 | $305,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 6,072 | $304,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 5,550 | $304,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,651 | $303,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 25,768 | $303,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,608 | $302,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 4,236 | $300,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,664 | $296,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,204 | $295,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 6,060 | $295,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,398 | $294,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,605 | $293,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 12,027 | $292,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,056 | $291,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,990 | $291,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 23,138 | $291,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,700 | $289,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,672 | $288,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,800 | $285,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 20,349 | $285,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 8,191 | $280,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,861 | $279,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,782 | $278,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 18,898 | $278,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 33,918 | $278,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 5,724 | $271,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 5,694 | $260,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 28,988 | $260,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 4,190 | $258,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 833 | $257,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 29,371 | $255,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,044 | $253,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,447 | $250,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,444 | $249,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 4,000 | $249,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 6,240 | $245,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 3,838 | $237,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 4,747 | $236,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 5,957 | $236,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,998 | $236,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 2,211 | $234,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,840 | $234,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,203 | $233,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 4,736 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 8,140 | $232,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 3,228 | $231,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,114 | $231,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,708 | $231,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,311 | $227,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 1,570 | $225,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 5,560 | $224,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 5,815 | $224,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 4,472 | $223,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,201 | $222,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,412 | $220,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 1,093 | $219,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 9,737 | $219,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 12,624 | $219,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,829 | $218,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 8,881 | $218,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,428 | $215,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,508 | $215,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 3,709 | $213,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 7,418 | $213,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06742A669 | IPATH SHILR CAPE | 1,993 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 8,444 | $209,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 2,750 | $208,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 10,350 | $208,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 6,784 | $206,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,151 | $206,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 3,855 | $205,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,050 | $201,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,326 | $201,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 8,186 | $200,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 70,780 | $199,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 11,367 | $198,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 21,802 | $192,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 12,865 | $188,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 18,135 | $181,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 12,014 | $175,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 10,701 | $173,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 10,619 | $168,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,061 | $154,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 12,092 | $151,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 13,179 | $147,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 14,650 | $140,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 10,000 | $138,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 30,448 | $132,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 10,000 | $130,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 15,737 | $127,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 19,981 | $122,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 18,791 | $116,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,246 | $115,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 11,110 | $108,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 50,000 | $107,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 15,779 | $103,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 16,996 | $102,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 19,370 | $83,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 14,807 | $81,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 11,684 | $75,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 14,348 | $74,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 10,097 | $70,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 10,039 | $62,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 24,909 | $59,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 10,000 | $53,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 22,153 | $33,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 25,000 | $25,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 25,000 | $25,000 | thousands by filing date | principal |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 13,000 | $13,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 1,200 | $10,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 200 | $1,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 600 | $1,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 800 | $1,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| HCA Healthcare Inc | 40412C101 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| META PLATFORMS INC CL A | 30303M102 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Microsoft Corp | 594918104 | COM | 700 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Netflix, Inc | 64110L106 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NVIDIA Corp | 67066G104 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Schlumberger Limited | 806857108 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NUCOR CORP COM | 670346105 | Stock | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| BP PLC SPONSORED ADR | 055622104 | ADR | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| APACHE CORP | 037411105 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001896 | this filing | 2017-08-14 | acceptance time not in the bulk data set |