13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 827 holding rows worth $1,596,253,000.
- Accession
- 0001085146-17-001804
- Filer
- CIK 1534400
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 827 entries on the cover page, a total value of $1,596,253,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,596,253,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 513,012 | $47,540,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 186,984 | $45,515,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 812,473 | $39,766,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 160,863 | $38,910,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 241,667 | $34,750,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 314,903 | $34,478,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 278,246 | $33,126,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 211,935 | $29,195,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 322,112 | $22,315,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 286,679 | $20,103,000 | thousands by filing date | |
| IJH | 464287507 | COM | 112,954 | $19,655,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 267,231 | $17,420,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 207,350 | $16,722,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 270,310 | $16,460,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 122,595 | $15,580,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 132,696 | $15,447,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 180,507 | $14,756,000 | thousands by filing date | |
| VTI | 922908769 | COM | 105,878 | $13,170,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 321,648 | $12,136,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 130,575 | $12,029,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 204,033 | $11,303,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 49,466 | $10,980,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 79,364 | $9,969,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,058,733 | $9,692,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 85,080 | $9,193,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 324,787 | $9,085,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 51,515 | $8,708,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 104,315 | $8,663,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 208,746 | $8,635,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 64,881 | $8,577,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 50,651 | $8,566,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 287,959 | $8,434,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,415 | $8,190,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 78,702 | $7,966,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 65,726 | $7,923,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 55,892 | $7,862,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 285,006 | $7,719,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 138,846 | $7,638,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 89,575 | $7,562,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 66,601 | $7,552,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 926,944 | $7,542,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 90,267 | $7,508,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 85,986 | $7,480,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 94,985 | $7,428,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 164,568 | $7,353,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 7,772 | $7,244,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 332,306 | $7,211,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 35,762 | $7,042,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 64,815 | $6,749,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 32,202 | $6,703,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 150,554 | $6,693,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 61,722 | $6,562,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 541,765 | $6,522,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 92,748 | $6,284,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 112,670 | $6,182,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 56,728 | $6,045,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 119,542 | $5,988,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 48,175 | $5,949,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 60,734 | $5,629,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 37,060 | $5,601,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 40,522 | $5,513,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 58,965 | $5,382,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 77,561 | $5,352,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 135,728 | $5,330,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 94,994 | $5,239,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 37,410 | $5,234,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 49,152 | $5,210,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 38,097 | $5,146,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 92,216 | $5,031,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 98,696 | $4,952,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 25,690 | $4,938,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 170,226 | $4,776,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 106,551 | $4,766,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 73,252 | $4,745,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 65,299 | $4,621,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 83,706 | $4,621,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 114,759 | $4,617,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 133,829 | $4,497,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 4,858 | $4,432,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 29,953 | $4,413,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 27,526 | $4,338,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 21,874 | $4,336,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 363,633 | $4,334,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 80,068 | $4,321,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 58,002 | $4,306,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 87,032 | $4,284,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 166,883 | $4,145,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 39,215 | $4,129,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 100,570 | $4,103,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 75,627 | $4,102,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 34,106 | $4,029,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 44,048 | $3,964,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 95,126 | $3,928,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 69,337 | $3,870,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 62,238 | $3,866,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 18,034 | $3,856,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 52,944 | $3,850,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 48,545 | $3,848,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 43,124 | $3,841,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 26,769 | $3,820,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 123,147 | $3,778,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 42,552 | $3,766,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 23,872 | $3,724,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 116,984 | $3,717,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 73,749 | $3,709,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 79,151 | $3,653,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 108,084 | $3,622,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 146,101 | $3,608,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 75,252 | $3,601,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 102,555 | $3,557,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 59,586 | $3,519,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 42,669 | $3,418,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 12,112 | $3,372,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,846 | $3,369,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 21,864 | $3,359,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 23,226 | $3,351,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 24,154 | $3,307,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 26,631 | $3,287,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 24,855 | $3,229,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 95,828 | $3,139,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 48,662 | $3,117,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 18,340 | $3,105,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 29,541 | $3,100,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 77,839 | $3,088,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 26,607 | $3,080,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 53,630 | $3,076,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 160,640 | $3,053,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 26,265 | $3,000,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 22,833 | $2,928,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 126,484 | $2,815,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 28,907 | $2,795,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 80,298 | $2,776,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 49,665 | $2,755,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 43,513 | $2,752,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 23,478 | $2,749,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 54,879 | $2,717,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 52,273 | $2,658,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 17,272 | $2,653,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 325,543 | $2,628,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 299,509 | $2,611,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 231,185 | $2,577,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 11,934 | $2,574,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 35,244 | $2,567,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 21,514 | $2,558,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 26,857 | $2,517,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 33,569 | $2,511,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 56,195 | $2,470,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 45,314 | $2,469,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 35,516 | $2,428,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 77,481 | $2,417,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 22,510 | $2,403,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 76,446 | $2,379,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 28,689 | $2,288,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 35,208 | $2,274,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 14,867 | $2,273,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 46,166 | $2,266,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 16,220 | $2,264,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 18,501 | $2,249,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 54,977 | $2,248,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 21,856 | $2,227,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 19,892 | $2,225,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 11,912 | $2,213,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 94,363 | $2,165,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 38,753 | $2,148,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 34,259 | $2,145,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 38,540 | $2,140,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 27,596 | $2,094,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 17,020 | $2,090,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 47,504 | $2,087,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 67,745 | $2,068,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 379,401 | $2,043,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,843 | $2,041,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 13,750 | $2,007,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 46,272 | $2,007,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 16,540 | $2,005,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 13,906 | $1,985,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 15,304 | $1,978,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 18,313 | $1,977,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 62,515 | $1,955,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 88,136 | $1,951,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 39,507 | $1,941,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 37,370 | $1,939,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 20,045 | $1,923,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 16,227 | $1,913,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 32,696 | $1,909,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 246,936 | $1,906,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 2,424,539 | $1,906,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 15,496 | $1,905,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 9,724 | $1,897,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 48,997 | $1,892,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 78,290 | $1,889,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 153,078 | $1,883,000 | thousands by filing date | |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 65,888 | $1,874,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 18,915 | $1,851,000 | thousands by filing date | |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 73,230 | $1,846,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 18,059 | $1,846,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 36,936 | $1,835,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 517,428 | $1,829,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 12,700 | $1,791,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 23,355 | $1,790,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M365 | GUG BUL 2020 HY | 71,953 | $1,784,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 22,437 | $1,759,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 171,486 | $1,734,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 23,289 | $1,721,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 11,778 | $1,720,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 43,182 | $1,685,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 121,580 | $1,683,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 247,570 | $1,676,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 13,835 | $1,673,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 43,632 | $1,672,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 14,191 | $1,667,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,896 | $1,665,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 241,137 | $1,664,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 19,722 | $1,657,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 32,920 | $1,653,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 38,144 | $1,632,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 15,894 | $1,608,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 15,610 | $1,607,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 106,212 | $1,607,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 66,643 | $1,604,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 64,675 | $1,597,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 20,423 | $1,591,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 27,471 | $1,588,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 14,249 | $1,582,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 29,506 | $1,577,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 17,719 | $1,573,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 19,483 | $1,559,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 26,052 | $1,549,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 15,133 | $1,546,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,755 | $1,527,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 11,644 | $1,519,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 18,921 | $1,516,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 75,334 | $1,509,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 11,236 | $1,499,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,141 | $1,495,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 13,794 | $1,476,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 87,623 | $1,476,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 155,027 | $1,471,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 18,397 | $1,466,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 50,586 | $1,456,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 43,411 | $1,449,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 43,280 | $1,437,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 8,469 | $1,423,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 21,385 | $1,420,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 8,536 | $1,415,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 19,788 | $1,414,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 19,216 | $1,413,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 9,745 | $1,404,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 12,702 | $1,397,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 9,373 | $1,396,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 9,949 | $1,390,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 54,251 | $1,386,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 44,096 | $1,380,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 34,783 | $1,348,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 620,031 | $1,348,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 27,615 | $1,343,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 70,647 | $1,337,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 28,836 | $1,336,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 15,922 | $1,333,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 9,143 | $1,323,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 17,736 | $1,317,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 108,830 | $1,315,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,162 | $1,302,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 158,410 | $1,302,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 17,666 | $1,293,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 14,900 | $1,292,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 8,430 | $1,280,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 24,607 | $1,278,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 31,662 | $1,277,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16,045 | $1,276,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 19,527 | $1,274,000 | thousands by filing date | |
| SPDR SER TR | 78468R713 | DORSEY WRGT FI | 49,184 | $1,263,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 27,699 | $1,258,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 54,349 | $1,255,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 10,764 | $1,237,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 11,285 | $1,234,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 17,300 | $1,220,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 3,817 | $1,215,000 | thousands by filing date | |
| EQUITY BANCSHARES INC CL A | 29460X109 | COMMON STOCK | 39,184 | $1,201,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 33,719 | $1,198,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 40,489 | $1,193,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 22,893 | $1,193,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 242,018 | $1,192,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 99,872 | $1,191,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 10,856 | $1,183,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 7,303 | $1,165,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 60,293 | $1,164,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 21,445 | $1,154,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 23,865 | $1,150,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5,183 | $1,146,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 21,446 | $1,144,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 12,403 | $1,143,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 13,882 | $1,143,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 19,071 | $1,141,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 29,433 | $1,132,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,892 | $1,123,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 8,930 | $1,121,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 7,100 | $1,094,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,773 | $1,093,000 | thousands by filing date | |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 17,215 | $1,087,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 37,530 | $1,080,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 68,761 | $1,073,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 48,293 | $1,070,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 54,851 | $1,063,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 10,305 | $1,053,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 7,015 | $1,041,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 29,012 | $1,033,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 28,267 | $1,029,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 30,354 | $1,027,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 103,551 | $1,021,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 17,540 | $1,014,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 15,180 | $1,008,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 8,005 | $994,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 35,829 | $989,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 10,601 | $986,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 8,704 | $983,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 19,709 | $978,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 71,092 | $970,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 11,806 | $967,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 28,981 | $954,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 9,754 | $948,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 923,000 | $944,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 14,309 | $941,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 44,156 | $939,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 23,872 | $925,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 13,274 | $923,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 33,889 | $918,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 45,803 | $910,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 10,772 | $909,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 7,321 | $906,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 8,148 | $904,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 14,903 | $895,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 10,426 | $892,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 24,873 | $887,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 56,412 | $886,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 14,783 | $875,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 29,422 | $874,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 15,336 | $872,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 9,280 | $868,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 30,234 | $861,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 30,540 | $858,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 4,381 | $850,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 4,942 | $850,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 16,644 | $844,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 7,382 | $841,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 34,072 | $836,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 10,259 | $825,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 16,009 | $823,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 11,446 | $822,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 12,328 | $819,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 16,666 | $808,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 15,432 | $805,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 12,244 | $803,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 12,842 | $802,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 7,869 | $802,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 15,990 | $800,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 9,626 | $797,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 36,252 | $784,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 12,508 | $776,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 17,104 | $773,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 16,588 | $770,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 3 | $765,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 30,008 | $765,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 33,692 | $763,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 9,799 | $762,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 38,493 | $761,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 6,264 | $759,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 807 | $756,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 12,862 | $756,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 8,650 | $755,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505301 | YLD SHS HGH INC | 37,642 | $741,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 7,287 | $739,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 51,041 | $735,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 31,219 | $725,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 18,491 | $718,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 10,667 | $714,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 11,345 | $714,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 12,869 | $708,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 5,875 | $698,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 23,397 | $697,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 26,374 | $693,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 35,300 | $691,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 13,285 | $690,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 12,543 | $687,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 60,979 | $687,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 10,935 | $683,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 11,396 | $682,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 38,674 | $678,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 11,955 | $676,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 12,885 | $673,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 30,750 | $673,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 15,612 | $672,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,183 | $672,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5,047 | $670,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 5,926 | $669,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,603 | $665,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 41,500 | $662,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 23,831 | $661,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 6,538 | $659,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 7,754 | $654,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 13,002 | $652,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 7,970 | $650,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 9,223 | $646,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 3,100 | $646,000 | thousands by filing date | |
| WBI BULLBEAR GLOBAL INCOME ETF | 00400R874 | ETF | 24,733 | $626,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 27,197 | $619,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 18,706 | $618,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 14,130 | $615,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,543 | $615,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 7,770 | $609,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 16,842 | $607,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 5,140 | $602,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 4,197 | $601,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 20,979 | $601,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 23,638 | $601,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,723 | $600,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 16,125 | $600,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 5,425 | $597,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 12,401 | $597,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 4,472 | $595,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 6,387 | $594,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 8,523 | $593,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 11,199 | $583,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 21,112 | $583,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 18,698 | $582,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 37,644 | $580,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 29,915 | $579,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 10,318 | $575,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 66,501 | $575,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 14,295 | $569,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 16,346 | $569,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 11,219 | $567,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 5,074 | $565,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 3,950 | $562,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,991 | $562,000 | thousands by filing date | |
| HULL TACTICAL US ETF | 301505806 | ETF | 20,615 | $562,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 5,309 | $555,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 5,343 | $553,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 11,997 | $550,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 4,454 | $550,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 11,780 | $548,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 137,660 | $548,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 8,217 | $545,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 11,815 | $543,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 18,630 | $543,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 17,714 | $542,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 66,790 | $541,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,542 | $539,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 35,259 | $529,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 5,447 | $527,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 5,850 | $526,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 7,781 | $522,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 16,135 | $519,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 9,910 | $518,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 3,161 | $511,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 23,792 | $510,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 4,154 | $508,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 7,324 | $508,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 21,160 | $505,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 7,737 | $498,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 8,764 | $497,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 88,508 | $497,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 32,765 | $497,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 24,530 | $496,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 8,477 | $493,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 11,718 | $493,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 12,792 | $490,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 4,021 | $488,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 22,839 | $486,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 7,111 | $483,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 5,144 | $480,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 2,411 | $479,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 22,825 | $478,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 12,121 | $478,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,209 | $477,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 29,187 | $476,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 4,705 | $472,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 3,348 | $470,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 3,100 | $470,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 15,610 | $469,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 34,997 | $465,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 13,563 | $463,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 2,902 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 14,743 | $460,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,566 | $459,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 23,352 | $459,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 7,048 | $459,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,281 | $456,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 11,222 | $456,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 15,300 | $456,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 22,809 | $455,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 17,479 | $455,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 7,654 | $454,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,060 | $453,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 24,652 | $452,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,062 | $450,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,072 | $449,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 5,341 | $448,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 13,404 | $448,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 12,200 | $444,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001804 | this filing | 2017-08-14 | acceptance time not in the bulk data set |