13F-HR filed by Worth Venture Partners, LLC
Worth Venture Partners, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 118 holding rows worth $115,933,000.
- Accession
- 0001085146-17-001799
- Filer
- CIK 1696778
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 119 entries on the cover page, a total value of $115,933,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,933,000 with VALUE read as thousands by filing date, 13F file number 028-17947. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerDLD Asset Management, LP028-17749
- included managerPCJ Investment Counsel Ltd.028-12690
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 5,740,000 | $15,766,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 2,958,000 | $11,985,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 8,292,000 | $10,830,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 5,037,000 | $7,371,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 3,828,000 | $6,716,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 5,424,000 | $6,469,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 33,000 | $2,641,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 82,000 | $2,512,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 1,273,000 | $2,451,000 | thousands by filing date | principal |
| ARISTA NETWORKS INC | 040413106 | COM | 12,661 | $1,897,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 13,272 | $1,870,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 1,529,000 | $1,740,000 | thousands by filing date | principal |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 103,200 | $1,434,000 | thousands by filing date | call |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,340,000 | $1,431,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 1,338,000 | $1,409,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 5,800 | $1,402,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 15,459 | $1,386,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,465 | $1,331,000 | thousands by filing date | |
| SILICOM LTD | M84116108 | ORD | 28,084 | $1,246,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 19,160 | $1,146,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 152,604 | $1,097,000 | thousands by filing date | |
| DSP GROUP INC | 23332B106 | COM | 87,719 | $1,018,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 6,700 | $998,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 38,300 | $975,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 26,200 | $916,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 62,534 | $887,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 11,234 | $867,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 36,500 | $778,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 5,446 | $767,000 | thousands by filing date | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 639,000 | $767,000 | thousands by filing date | principal |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 13,283 | $756,000 | thousands by filing date | |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 702,000 | $756,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,027 | $682,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 18,000 | $674,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 8,352 | $662,000 | thousands by filing date | |
| OOMA INC | 683416101 | COM | 82,105 | $657,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 141,814 | $651,000 | thousands by filing date | |
| APPTIO INC | 03835C108 | CL A | 37,499 | $651,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 125,045 | $625,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 9,564 | $595,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 38,684 | $559,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 17,825 | $555,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 24,962 | $545,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 28,339 | $481,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,000 | $475,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 24,351 | $461,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,577 | $461,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 15,200 | $448,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 7,801 | $429,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 30,727 | $396,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 61,600 | $394,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 28,900 | $389,000 | thousands by filing date | call |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 2,977 | $372,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 5,778 | $372,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 17,800 | $368,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 2,970 | $361,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 6,592 | $360,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,870 | $354,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 26,774 | $353,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 4,752 | $352,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 14,436 | $350,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,470 | $348,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 13,845 | $342,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 8,000 | $338,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 8,875 | $338,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 46,001 | $338,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 40,594 | $330,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 6,070 | $324,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 24,120 | $318,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 19,084 | $309,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 271,982 | $305,000 | thousands by filing date | |
| OTONOMY INC | 68906L105 | COM | 39,200 | $274,000 | thousands by filing date | call |
| EASTERLY GOVERNMENT PROPERTIES | 27616P103 | COMMON STOCK | 12,910 | $270,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 19,629 | $249,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,506 | $242,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 6,500 | $235,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 780 | $234,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 36,600 | $232,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 46,600 | $229,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,183 | $225,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 239 | $222,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 4,329 | $221,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 12,335 | $212,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 29,325 | $209,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 16,585 | $203,000 | thousands by filing date | |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 102,000 | $201,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 58,300 | $198,000 | thousands by filing date | call |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 26,600 | $184,000 | thousands by filing date | |
| VERSARTIS INC | 92529L102 | COM | 22,000 | $163,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 15,480 | $136,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 11,521 | $135,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 25,600 | $104,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 56,800 | $95,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 23,180 | $93,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 28,800 | $92,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,188 | $50,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 72,600 | $44,000 | thousands by filing date | put |
| NEURALSTEM INC | 64127R401 | COM NEW | 46,700 | $43,000 | thousands by filing date | call |
| NEURALSTEM INC | 64127R401 | COM NEW | 37,900 | $30,000 | thousands by filing date | put |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 21,030 | $28,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 23,300 | $28,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 25,600 | $20,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 12,800 | $20,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,100 | $17,000 | thousands by filing date | call |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 62,700 | $12,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 15,500 | $9,000 | thousands by filing date | put |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 16,700 | $8,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 5,300 | $6,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 24,200 | $6,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 18,000 | $5,000 | thousands by filing date | put |
| ARCONIC INC | 03965L100 | COM | 25,500 | $4,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 12,800 | $3,000 | thousands by filing date | put |
| ARISTA NETWORKS INC | 040413106 | COM | 1,300 | $2,000 | thousands by filing date | put |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 14,200 | $1,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 400 | $1,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 43 | $1,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| CARA THERAPEUTICS INC | 140755109 | COM | 3,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001799 | this filing | 2017-08-11 | acceptance time not in the bulk data set |