13F-HR filed by J.P. Morgan Private Wealth Advisors LLC
J.P. Morgan Private Wealth Advisors LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 1,232 holding rows worth $13,175,605,000.
- Accession
- 0001085146-17-001778
- Filer
- CIK 1418204
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,389 entries on the cover page, a total value of $13,175,605,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,175,605,000 with VALUE read as thousands by filing date, 13F file number 028-12624. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RITEAID CORP | 767754104 | COM | 105,363 | $311,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 8,662 | $311,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 13,203 | $310,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 5,126 | $309,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,338 | $309,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 5,251 | $308,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,073 | $308,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 4,959 | $308,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,981 | $307,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 19,219 | $306,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 6,552 | $304,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 13,144 | $304,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 7,543 | $303,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 3,999 | $302,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 12,300 | $302,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 114,520 | $302,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 12,405 | $296,000 | thousands by filing date | |
| HEALTHCARE SVCS GROUP INC | 421906108 | COM | 6,325 | $296,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 7,176 | $292,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 6,575 | $291,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 6,938 | $291,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 5,306 | $290,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 11,316 | $289,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 26,099 | $288,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 12,927 | $288,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,372 | $288,000 | thousands by filing date | |
| NEW AGE BEVERAGES CORP | 64157V108 | COM | 56,109 | $288,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 5,313 | $286,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 33,272 | $285,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 36,600 | $285,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 7,089 | $285,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,332 | $284,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 2,830 | $283,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 2,983 | $282,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,604 | $282,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,425 | $281,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,359 | $281,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 5,874 | $281,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 30,000 | $281,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 6,365 | $280,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 3,258 | $279,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 16,041 | $279,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 1,854 | $277,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,276 | $277,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,074 | $277,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 7,238 | $276,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,679 | $275,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 4,394 | $275,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 29,500 | $274,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 5,620 | $274,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,005 | $274,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 15,075 | $273,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 10,212 | $272,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,538 | $272,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 4,179 | $269,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 21,180 | $268,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 11,653 | $266,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 7,977 | $265,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C302 | S&P SMALLCAP 600 | 4,012 | $265,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 8,064 | $263,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 2,516 | $263,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 2,605 | $262,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,470 | $260,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,417 | $260,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 8,086 | $260,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 12,350 | $258,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 12,131 | $258,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,736 | $257,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 8,729 | $257,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 7,567 | $257,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 5,388 | $256,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 28,462 | $255,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 6,990 | $255,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 9,856 | $254,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 7,255 | $253,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 5,487 | $252,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 20,000 | $252,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 64,927 | $252,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 6,711 | $251,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 2,125 | $250,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 41,735 | $250,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 2,240 | $249,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 5,846 | $249,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,597 | $248,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 18,079 | $244,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 15,081 | $243,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 1,070 | $242,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 2,852 | $242,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 20,000 | $241,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 9,528 | $239,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 15,856 | $239,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 3,989 | $238,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,640 | $237,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 8,395 | $237,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 1,792 | $235,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 7,800 | $234,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 5,641 | $234,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,851 | $234,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 3,133 | $233,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,427 | $232,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,224 | $232,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 20,351 | $232,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 10,050 | $232,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 4,680 | $231,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 3,684 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,375 | $230,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,775 | $230,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 5,512 | $230,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 2,785 | $227,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 10,410 | $227,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 8,826 | $227,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 3,378 | $226,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 2,226 | $225,000 | thousands by filing date | |
| VANECK LOW CARBON ENERGYETF | 92189F502 | UIT EXCHANGE TRADED | 3,752 | $225,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 2,561 | $223,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 2,958 | $222,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 6,191 | $221,000 | thousands by filing date | |
| UROGEN PHARMA LTD | M96088105 | COMMON STOCK | 12,250 | $221,000 | thousands by filing date | |
| Adobe Systems Inc | 98979H103 | COM | 156,894 | $221,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 30,753 | $219,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 3,169 | $219,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,002 | $218,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1,909 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 3,252 | $217,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 1,030 | $216,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 3,431 | $215,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 9,077 | $215,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 6,555 | $214,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 4,260 | $214,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 4,473 | $214,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 8,910 | $214,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X657 | INTL TECH ETF | 5,025 | $214,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,775 | $213,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 3,314 | $213,000 | thousands by filing date | |
| ENVISION HEALTHCARE CORP | 29414D100 | COM | 3,393 | $213,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 6,166 | $212,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 1,050 | $211,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 25,350 | $211,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 33,438 | $210,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 12,000 | $209,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 6,198 | $207,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 4,247 | $206,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 2,962 | $206,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 9,125 | $205,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 4,615 | $203,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 7,042 | $203,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 6,237 | $203,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 13,666 | $203,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 4,281 | $202,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 3,281 | $202,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 2,739 | $200,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 10,096 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 13,474 | $198,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 11,443 | $194,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 17,443 | $192,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 20,245 | $191,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,987 | $189,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10,076 | $189,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 21,421 | $186,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 10,885 | $185,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,064 | $178,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 21,249 | $178,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 11,339 | $178,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 12,100 | $177,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 20,000 | $169,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 15,000 | $167,000 | thousands by filing date | |
| UNITED SEC BANCSHARES CALIF | 911460103 | COM | 17,824 | $165,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 18,083 | $159,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 21,832 | $158,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11,360 | $155,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 10,272 | $153,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 14,000 | $148,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 20,385 | $145,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 15,544 | $145,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 15,766 | $144,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 52,370 | $143,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 10,690 | $142,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 19,349 | $138,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 14,727 | $134,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 54,550 | $133,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 10,378 | $123,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 96,000 | $119,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 16,598 | $108,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 15,599 | $106,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 11,257 | $101,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,000 | $99,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 11,629 | $94,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,726 | $90,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 14,900 | $90,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 10,590 | $87,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 22,324 | $85,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 10,000 | $84,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 27,908 | $83,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 10,590 | $81,000 | thousands by filing date | |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 60,000 | $81,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 25,006 | $79,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 27,450 | $72,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 33,734 | $71,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 15,439 | $69,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 14,681 | $69,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,991 | $68,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 17,164 | $68,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 27,000 | $65,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 133,750 | $64,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 26,000 | $64,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 12,025 | $64,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 30,000 | $57,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 10,000 | $51,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 20,000 | $50,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 58,838 | $47,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 10,000 | $46,000 | thousands by filing date | |
| DIGIRAD CORP | 253827109 | COM | 11,090 | $45,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 12,002 | $44,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 10,000 | $40,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 17,500 | $38,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 29,400 | $36,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 32,000 | $35,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 12,500 | $34,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 15,357 | $32,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 11,066 | $27,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 35,800 | $24,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 15,423 | $23,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 20,000 | $19,000 | thousands by filing date | principal |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 11,600 | $16,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 15,000 | $15,000 | thousands by filing date | principal |
| GREAT PANTHER MINING | 39115V101 | COM | 10,000 | $13,000 | thousands by filing date | |
| INSTITUTIONAL FINL MKTS INC | 45779L107 | COM | 11,518 | $13,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 15,060 | $12,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 10,000 | $10,000 | thousands by filing date | principal |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 30,500 | $9,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 10,000 | $6,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001778 | this filing | 2017-08-11 | acceptance time not in the bulk data set |