13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 95 holding rows worth $767,962,000.
- Accession
- 0001085146-17-001777
- Filer
- CIK 1578299
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 141 entries on the cover page, a total value of $767,962,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $767,962,000 with VALUE read as thousands by filing date, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 45,000,000 | $122,653,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 23,204,000 | $93,720,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 65,000,000 | $85,110,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 39,500,000 | $57,960,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 30,000,000 | $52,581,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 42,500,000 | $50,694,000 | thousands by filing date | principal |
| ARISTA NETWORKS INC | 040413106 | COM | 189,500 | $28,377,000 | thousands by filing date | put |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 307,000 | $24,446,000 | thousands by filing date | call |
| WABASH NATL CORP | 929566AH0 | CNV | 9,986,000 | $19,216,000 | thousands by filing date | principal |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 807,600 | $18,729,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907AK4 | NOTE 4.750 2/1 | 10,000,000 | $18,404,000 | thousands by filing date | principal |
| ARISTA NETWORKS INC | 040413106 | COM | 99,302 | $14,874,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 12,000,000 | $13,630,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 120,600 | $13,191,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 10,500,000 | $11,231,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 10,500,000 | $11,117,000 | thousands by filing date | principal |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 485,900 | $8,250,000 | thousands by filing date | put |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 230,300 | $8,228,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 200,000 | $6,750,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 364,300 | $6,186,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 130,000 | $6,082,000 | thousands by filing date | put |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 5,000,000 | $6,016,000 | thousands by filing date | principal |
| INVACARE CORP | 461203AF8 | NOTE 5.000% 2/1 | 5,500,000 | $5,940,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 53,000 | $5,797,000 | thousands by filing date | call |
| OTONOMY INC | 68906L105 | COM | 307,500 | $5,790,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 295,000 | $5,062,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 75,000 | $4,583,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 200,000 | $4,532,000 | thousands by filing date | put |
| Mallinckrodt Plc | G5785G107 | SHS | 100,000 | $4,480,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 461,200 | $4,077,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 570,000 | $4,059,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 447,200 | $3,953,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 225,000 | $3,463,000 | thousands by filing date | put |
| VERSARTIS INC | 92529L102 | COM | 173,900 | $3,029,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240M108 | COM | 140,000 | $2,982,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 201,500 | $2,916,000 | thousands by filing date | put |
| NEURALSTEM INC | 64127R401 | COM NEW | 359,700 | $2,101,000 | thousands by filing date | call |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 96,730 | $1,660,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 230,000 | $1,640,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R401 | COM NEW | 274,400 | $1,602,000 | thousands by filing date | put |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 111,000 | $1,564,000 | thousands by filing date | put |
| INVACARE CORP | 461203101 | COMMON STOCK | 100,000 | $1,318,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 17,675 | $1,150,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 17,600 | $1,044,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 496,700 | $934,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 56,100 | $864,000 | thousands by filing date | call |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 15,598 | $825,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 192,600 | $776,000 | thousands by filing date | call |
| LIPOCINE INC NEW | 53630X104 | CMN | 182,800 | $737,000 | thousands by filing date | put |
| LIPOCINE INC NEW | 53630X104 | CMN | 181,800 | $730,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 11,000 | $691,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 6,470 | $597,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,666 | $527,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,560 | $491,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 48,500 | $488,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 4,680 | $470,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 18,200 | $465,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 5,400 | $430,000 | thousands by filing date | put |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 20,795 | $419,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 8,060 | $405,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 31,192 | $393,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 20,600 | $381,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 25,800 | $373,000 | thousands by filing date | call |
| WEST CORP | 952355204 | COM | 15,600 | $364,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,000 | $355,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 8,500 | $347,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 9,000 | $346,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 8,000 | $337,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 37,800 | $313,000 | thousands by filing date | put |
| WOLVERINE BANCORP INC | 977880103 | COM | 7,800 | $313,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 5,000 | $297,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 15,000 | $286,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 7,278 | $282,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 10,400 | $277,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 8,839 | $274,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 25,000 | $252,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 5,200 | $240,000 | thousands by filing date | |
| ASB BANCORP INC N C | 00213T109 | COM | 5,200 | $229,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 2,600 | $226,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 4,996 | $208,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 24,000 | $207,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 17,300 | $190,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 25,995 | $187,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 25,994 | $183,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 26,000 | $174,000 | thousands by filing date | |
| FIRST SOUTH BANCORP INC VA | 33646W100 | COM | 10,398 | $172,000 | thousands by filing date | |
| NORSAT INTL INC NEW | 656512209 | COM NEW | 14,663 | $167,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 10,398 | $139,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 20,795 | $105,000 | thousands by filing date | |
| SAJAN INC | 79379T202 | COM NEW | 15,600 | $91,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,300 | $69,000 | thousands by filing date | call |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 10,000 | $68,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,000 | $32,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 10,398 | $29,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 10,000 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001777 | this filing | 2017-08-11 | acceptance time not in the bulk data set |