13F-HR filed by INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-11, with 591 holding rows worth $1,322,666,000.
- Accession
- 0001085146-17-001744
- Filer
- CIK 1351904
- Filed
- 2017-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 591 entries on the cover page, a total value of $1,322,666,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,322,666,000 with VALUE read as thousands by filing date, 13F file number 028-14413. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,764 | $244,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 26,757 | $240,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,321 | $238,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 4,493 | $238,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,112 | $237,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,794 | $236,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 19,678 | $234,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 7,009 | $233,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,657 | $231,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,317 | $230,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 17,175 | $229,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 12,285 | $227,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,321 | $225,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,316 | $224,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,521 | $223,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 63,115 | $222,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 3,376 | $221,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,353 | $221,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,488 | $220,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,309 | $219,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,010 | $218,000 | thousands by filing date | |
| PROSHARES TR | 74347B698 | RUSS 2000 DIVD | 3,975 | $217,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 10,742 | $216,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2,925 | $214,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 15,940 | $213,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 21,041 | $213,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 1,885 | $212,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 10,644 | $211,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 349 | $210,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 859 | $210,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,293 | $209,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,290 | $209,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 16,079 | $207,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 7,349 | $207,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 800 | $206,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 3,600 | $206,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 9,114 | $205,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 5,869 | $205,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4,934 | $204,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 36,559 | $204,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 4,081 | $203,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,360 | $203,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 11,877 | $202,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 13,342 | $200,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 17,517 | $199,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 11,150 | $194,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 25,320 | $191,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 14,661 | $191,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 13,013 | $185,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 47,225 | $185,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 30,000 | $184,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,846 | $180,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 22,413 | $178,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,019 | $168,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 10,000 | $167,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 10,368 | $167,000 | thousands by filing date | |
| ABRDN WORLD HEALTHCARE FUND | 87911L108 | BEN INT SHS | 10,700 | $162,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 13,630 | $161,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 32,370 | $160,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 23,375 | $159,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,284 | $157,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,020 | $148,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,959 | $136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 10,400 | $136,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,515 | $130,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 13,000 | $127,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,086 | $107,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 23,550 | $107,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 13,980 | $106,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,750 | $103,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 23,984 | $103,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 10,000 | $98,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 15,429 | $95,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,797 | $85,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 17,637 | $81,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,629 | $79,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 11,612 | $73,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60,000 | $60,000 | thousands by filing date | principal |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 50,134 | $56,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 23,050 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 40,000 | $41,000 | thousands by filing date | principal |
| Lee Enterprises Inc | 523768109 | COM | 21,230 | $40,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 13,500 | $38,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 13,748 | $36,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 24,000 | $33,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 30,000 | $28,000 | thousands by filing date | principal |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 20,389 | $18,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 20,000 | $17,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 25,050 | $15,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 24,500 | $11,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 13,300 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001744 | this filing | 2017-08-11 | acceptance time not in the bulk data set |