13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 309 holding rows worth $1,850,116,000.
- Accession
- 0001085146-17-001727
- Filer
- CIK 1466538
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 331 entries on the cover page, a total value of $1,850,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,850,116,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerCOWEN & COMPANY, LLC028-04125
- included managerQuadratic Capital Management LLC028-17713
- included managerCowen Investment Management LLC028-13626
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 3,345,226 | $210,080,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 11,363,178 | $143,290,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 889,365 | $97,341,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 284,802 | $90,029,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 1,361,342 | $68,326,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 207,800 | $50,246,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 204,700 | $49,496,000 | thousands by filing date | put |
| CENTURYLINK INC | 156700106 | COM | 1,811,400 | $43,256,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 4,916,084 | $42,475,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 265,000 | $37,344,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 1,372,236 | $35,459,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 311,690 | $31,297,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,306,000 | $30,220,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 269,200 | $29,463,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 819,567 | $27,488,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 227,600 | $26,939,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 428,700 | $25,988,000 | thousands by filing date | call |
| VWR CORP | 91843L103 | COM | 761,988 | $25,153,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 543,852 | $22,902,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 136,200 | $20,994,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 752,146 | $20,030,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 303,800 | $16,691,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 274,845 | $16,120,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 298,017 | $15,348,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 239,603 | $14,525,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 436,200 | $14,351,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 439,900 | $14,042,000 | thousands by filing date | call |
| ENSCO PLC | G3157S106 | SHS CLASS A | 2,653,100 | $13,690,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 352,600 | $13,304,000 | thousands by filing date | call |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 135,900 | $13,290,000 | thousands by filing date | put |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 1,229,365 | $12,576,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 229,500 | $11,819,000 | thousands by filing date | put |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 1,147,057 | $11,470,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 208,900 | $11,268,000 | thousands by filing date | call |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 1,004,252 | $10,173,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 526,500 | $10,030,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 415,309 | $9,918,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 228,100 | $9,468,000 | thousands by filing date | call |
| ALTABA INC | 021346101 | COM | 160,470 | $8,742,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 139,000 | $8,729,000 | thousands by filing date | call |
| TRIBUNE COMPANY | 896047503 | COMMON | 201,400 | $8,211,000 | thousands by filing date | call |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,135,712 | $8,188,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 150,405 | $7,956,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 8,210 | $7,947,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 144,600 | $7,945,000 | thousands by filing date | put |
| PAREXEL INTL CORP | 699462107 | COM | 90,738 | $7,886,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 46,600 | $7,801,000 | thousands by filing date | call |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 42,900 | $7,707,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 114,900 | $7,637,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 302,500 | $7,414,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 70,300 | $7,127,000 | thousands by filing date | put |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 186,720 | $6,841,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 674,800 | $6,768,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 200,800 | $6,735,000 | thousands by filing date | call |
| NORDSTROM INC | 655664100 | COM | 137,500 | $6,577,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 98,707 | $6,561,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 123,540 | $6,460,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 94,900 | $6,435,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 57,000 | $6,297,000 | thousands by filing date | put |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 387,900 | $6,187,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 95,074 | $6,184,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 101,700 | $6,043,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 67,800 | $6,007,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 139,287 | $5,847,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 106,316 | $5,754,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 99,400 | $5,423,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 342,821 | $5,365,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 266,100 | $5,282,000 | thousands by filing date | put |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 502,142 | $5,087,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 286,800 | $4,947,000 | thousands by filing date | put |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 491,715 | $4,942,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 501,150 | $4,921,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,624,900 | $4,793,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 211,000 | $4,783,000 | thousands by filing date | put |
| RITEAID CORP | 767754104 | COM | 1,603,300 | $4,731,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 113,900 | $4,728,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 111,100 | $4,678,000 | thousands by filing date | put |
| CARE CAP PPTYS INC | 141624106 | COM | 173,062 | $4,621,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 24,582 | $4,416,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 365,005 | $4,384,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 40,000 | $4,378,000 | thousands by filing date | put |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 23,800 | $4,276,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 608,400 | $4,125,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 71,806 | $3,969,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 26,000 | $3,890,000 | thousands by filing date | put |
| VANECK ETF TRUST | 92189F676 | COM | 44,900 | $3,676,000 | thousands by filing date | put |
| EQT CORP COM | 26884L109 | Stock | 60,100 | $3,521,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 34,600 | $3,508,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 14,000 | $3,385,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 22,500 | $3,351,000 | thousands by filing date | put |
| HRG GROUP INC COM | 40434J100 | Stock | 180,914 | $3,204,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 50,000 | $3,140,000 | thousands by filing date | put |
| UNILEVER N V | 904784709 | N Y SHS NEW | 55,200 | $3,051,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 299,300 | $3,014,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 12,300 | $2,990,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 90,076 | $2,964,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 65,000 | $2,947,000 | thousands by filing date | put |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 295,553 | $2,888,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 300,000 | $2,856,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 51,700 | $2,855,000 | thousands by filing date | put |
| UTS CF CORP | G20307123 | UNIT | 230,180 | $2,831,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 73,800 | $2,785,000 | thousands by filing date | put |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 140,164 | $2,754,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 100,000 | $2,749,000 | thousands by filing date | put |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 269,600 | $2,709,000 | thousands by filing date | |
| QIWI PLC | 74735M108 | SPON ADR REP B | 109,467 | $2,702,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 22,500 | $2,663,000 | thousands by filing date | call |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 65,000 | $2,523,000 | thousands by filing date | put |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 55,500 | $2,516,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 79,389 | $2,442,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 127,000 | $2,348,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 334,424 | $2,228,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 54,500 | $2,116,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 65,000 | $2,100,000 | thousands by filing date | put |
| MARATHON PETE CORP COM | 56585A102 | Stock | 40,000 | $2,093,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 37,800 | $2,049,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 248,000 | $2,014,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 199,841 | $2,012,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 50,000 | $1,920,000 | thousands by filing date | call |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 41,100 | $1,891,000 | thousands by filing date | call |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 18,050 | $1,886,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 20,000 | $1,873,000 | thousands by filing date | call |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 208,420 | $1,845,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 178,699 | $1,833,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 80,500 | $1,825,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 39,100 | $1,765,000 | thousands by filing date | put |
| PATHEON N V | N6865W105 | SHS | 50,000 | $1,744,000 | thousands by filing date | call |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 40,000 | $1,724,000 | thousands by filing date | call |
| ILG INC | 44967H101 | COM | 62,000 | $1,704,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 163,455 | $1,652,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 101,600 | $1,620,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 35,430 | $1,536,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 27,500 | $1,511,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,651 | $1,500,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 38,500 | $1,488,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 53,050 | $1,484,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34985B202 | UNIT 09/30/2025 | 145,500 | $1,483,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 110,812 | $1,461,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 13,035 | $1,439,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,000 | $1,416,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 39,371 | $1,408,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 65,780 | $1,407,000 | thousands by filing date | |
| AVEXIS INC | 05366U100 | COM | 17,100 | $1,405,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 112,350 | $1,385,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 47,750 | $1,372,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 5,000 | $1,357,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 5,000 | $1,357,000 | thousands by filing date | call |
| ATWOOD OCEANICS INC | 050095108 | COM | 162,811 | $1,327,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 15,000 | $1,308,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 58,405 | $1,271,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 22,600 | $1,269,000 | thousands by filing date | put |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 1,031,229 | $1,248,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $1,208,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 54,200 | $1,207,000 | thousands by filing date | call |
| HORIZON PHARMA PLC | G4617B105 | SHS | 164,400 | $1,200,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 54,800 | $1,173,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 13,424 | $1,141,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 41,100 | $1,129,000 | thousands by filing date | put |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 5,684 | $1,119,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 37,500 | $1,116,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,400 | $1,115,000 | thousands by filing date | call |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 12,000 | $1,112,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 26,100 | $1,099,000 | thousands by filing date | call |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 105,200 | $1,077,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B103 | COM CL A | 110,033 | $1,069,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 35,000 | $1,042,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 10,000 | $1,032,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 100,000 | $1,010,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 12,600 | $1,003,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 335,000 | $988,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 95,500 | $980,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 13,130 | $936,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 57,500 | $903,000 | thousands by filing date | put |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 33,035 | $895,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 19,894 | $895,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 97,203 | $890,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 26,200 | $877,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 25,000 | $872,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 6,011 | $869,000 | thousands by filing date | |
| CONYERS PK ACQUISITION | 212894117 | *W EXP 07/20/202 | 329,011 | $862,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 10,700 | $853,000 | thousands by filing date | call |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 85,910 | $850,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 23,872 | $836,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 10,300 | $820,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 5,315 | $795,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 79,174 | $795,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 77,022 | $786,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 200,000 | $774,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 825 | $767,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 20,000 | $760,000 | thousands by filing date | put |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 35,000 | $760,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 32,500 | $723,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 17,500 | $715,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 16,500 | $709,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 22,200 | $709,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 33,100 | $706,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,000 | $701,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,500 | $692,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,400 | $677,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 10,900 | $647,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,000 | $646,000 | thousands by filing date | call |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 5,000 | $642,000 | thousands by filing date | put |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 4,250 | $618,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,000 | $594,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 6,664 | $575,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,500 | $565,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 13,000 | $560,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 30,700 | $553,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,671 | $551,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,000 | $543,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 35,500 | $542,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 10,000 | $526,000 | thousands by filing date | call |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 19,600 | $515,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,000 | $513,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 17,200 | $512,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 6,500 | $511,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 20,000 | $510,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 34,500 | $495,000 | thousands by filing date | put |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 25,000 | $494,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 5,719 | $491,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 20,450 | $487,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 44,124 | $484,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,329 | $466,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 22,495 | $459,000 | thousands by filing date | |
| OCULAR THERAPEUTIX INC | 67576A100 | COM | 49,200 | $456,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 15,000 | $450,000 | thousands by filing date | call |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 288,369 | $430,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 11,000 | $418,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $413,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 15,000 | $412,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 40,000 | $402,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 28,000 | $402,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 47,000 | $393,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 47,000 | $393,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 22,500 | $370,000 | thousands by filing date | call |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 44,000 | $368,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 40,800 | $364,000 | thousands by filing date | call |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 35,340 | $364,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 22,522 | $354,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,440 | $348,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 7,500 | $340,000 | thousands by filing date | put |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,000 | $337,000 | thousands by filing date | put |
| CABELAS INC | 126804301 | COM | 5,599 | $333,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 180,488 | $324,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,250 | $319,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 9,300 | $317,000 | thousands by filing date | call |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 29,000 | $292,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 1,734 | $288,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 9,500 | $285,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 569,374 | $285,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 25,000 | $281,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 30,200 | $278,000 | thousands by filing date | call |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 25,751 | $269,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G117 | *W EXP 07/31/2 | 285,456 | $265,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,800 | $262,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,000 | $257,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 25,000 | $257,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 7,500 | $253,000 | thousands by filing date | call |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 24,600 | $250,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 19,300 | $247,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 1,700 | $245,000 | thousands by filing date | put |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,500 | $245,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 8,800 | $241,000 | thousands by filing date | put |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 8,800 | $241,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 1,800 | $238,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 2,500 | $234,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $232,000 | thousands by filing date | call |
| TERADYNE INC COM | 880770102 | Stock | 7,600 | $228,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 8,517 | $228,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 5,000 | $227,000 | thousands by filing date | |
| FORWARD PHARMA A/S | 34986J105 | SPONSORED ADR | 11,085 | $225,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 14,100 | $217,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 73,701 | $214,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,556 | $206,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 20,000 | $198,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 5,000 | $169,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 16,101 | $167,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 300,000 | $165,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 5,000 | $150,000 | thousands by filing date | put |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 80,118 | $144,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 3,000 | $143,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 369,692 | $140,000 | thousands by filing date | |
| CISION LTD | G1992S117 | *W EXP 06/22/202 | 61,530 | $135,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 147,498 | $133,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 8,000 | $123,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 254,769 | $122,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 7,500 | $115,000 | thousands by filing date | call |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 2,000 | $108,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 8,000 | $102,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,500 | $85,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 5,000 | $82,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 9,500 | $79,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,000 | $75,000 | thousands by filing date | call |
| FORUM MERGER CORP | 34985B111 | *W EXP 06/01/202 | 219,622 | $75,000 | thousands by filing date | |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 68,472 | $55,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 2,100 | $47,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 500 | $27,000 | thousands by filing date | call |
| COBALT INTL ENERGY | 19075F304 | COM | 10,001 | $25,000 | thousands by filing date | |
| INNOCOLL HLDGS PLC | G4783X105 | SHS | 10,000 | $23,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 800 | $17,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 717,391 | $14,000 | thousands by filing date | |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 18,860 | $10,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 1,000 | $8,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R157 | *W EXP 02/02/202 | 45,182 | $8,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 17,896 | $6,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 17 | $1,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 951,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 373,750 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REMARK HLDGS INC | 75955K102 | COM | 22,222 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001727 | this filing | 2017-08-10 | acceptance time not in the bulk data set |