13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-10, with 1,376 holding rows worth $3,695,233,000.
- Accession
- 0001085146-17-001712
- Filer
- CIK 1567755
- Filed
- 2017-08-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,376 entries on the cover page, a total value of $3,695,233,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,695,233,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EDISON INTL COM | 281020107 | Stock | 4,557 | $348,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 23,331 | $348,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 26,521 | $348,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 12,280 | $348,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,269 | $344,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4,088 | $344,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 35,130 | $344,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 7,457 | $344,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 12,771 | $344,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 23,783 | $343,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 4,218 | $343,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 59,718 | $342,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 26,101 | $342,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 16,306 | $341,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,357 | $340,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 21,080 | $338,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 17,437 | $338,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 5,555 | $338,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 9,791 | $337,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 16,744 | $337,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,852 | $336,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 33,396 | $335,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,998 | $335,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 26,512 | $335,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,276 | $334,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 11,186 | $333,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 17,484 | $332,000 | thousands by filing date | |
| Vaneck Vectors AMT-Free Inter | 92189F544 | ETF | 13,920 | $332,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 5,125 | $330,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 6,151 | $330,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 32,706 | $330,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 11,821 | $327,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 11,956 | $326,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 7,967 | $325,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,153 | $325,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 8,370 | $325,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,399 | $323,000 | thousands by filing date | |
| HERC HLDGS INC COM | 42704L104 | Stock | 7,964 | $323,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 6,707 | $323,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 9,433 | $322,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,295 | $322,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 6,768 | $321,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 9,947 | $321,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 5,201 | $321,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 5,136 | $320,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 22,321 | $318,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 24,398 | $318,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 3,587 | $317,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 17,677 | $316,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,139 | $315,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 17,011 | $314,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 5,440 | $312,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 3,639 | $312,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 7,015 | $312,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 12,349 | $312,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 6,808 | $311,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 4,457 | $310,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,792 | $310,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 1,897 | $309,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,503 | $309,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,752 | $307,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 11,783 | $306,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 17,434 | $306,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 19,311 | $305,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,501 | $304,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 5,815 | $303,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 5,553 | $302,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,000 | $302,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,634 | $302,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 12,944 | $302,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,490 | $301,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 3,098 | $301,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,695 | $299,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21,531 | $298,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 4,433 | $297,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 5,972 | $297,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,497 | $296,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 80,419 | $296,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,488 | $295,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 6,501 | $293,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,563 | $293,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 7,840 | $292,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 94,140 | $292,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 30,308 | $291,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 7,169 | $291,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 19,878 | $289,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 16,071 | $289,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 17,875 | $289,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 40,074 | $287,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 20,022 | $287,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 3,527 | $286,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 5,673 | $286,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 7,020 | $286,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,013 | $283,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 9,802 | $282,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 29,838 | $282,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 7,516 | $279,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,711 | $279,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 36,423 | $277,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 15,206 | $276,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 20,164 | $276,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 4,343 | $275,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,461 | $275,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 7,656 | $275,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 11,130 | $275,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 17,594 | $274,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 7,187 | $273,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 18,182 | $273,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,477 | $272,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 6,584 | $272,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 21,341 | $272,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,056 | $271,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,688 | $271,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,687 | $271,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 9,564 | $271,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 45,949 | $271,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP GROWTH ESG | 524682101 | FUND | 10,685 | $271,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 9,542 | $270,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 11,330 | $270,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 3,242 | $269,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 70,810 | $269,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,351 | $268,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 10,732 | $268,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 21,107 | $268,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,559 | $268,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 525 | $267,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 2,412 | $267,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 7,432 | $267,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 3,684 | $266,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 8,284 | $266,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 7,929 | $265,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 8,873 | $265,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 5,102 | $263,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,027 | $263,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,885 | $263,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 17,263 | $263,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 15,958 | $262,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 18,924 | $262,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 4,114 | $262,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 20,160 | $262,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 9,530 | $262,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 3,554 | $261,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,637 | $260,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 17,500 | $260,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 2,696 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,235 | $258,000 | thousands by filing date | |
| FQF TR | 351680830 | O SHARES EUROP | 9,560 | $258,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 2,355 | $257,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,354 | $256,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 7,847 | $255,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,955 | $255,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,442 | $254,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 8,751 | $254,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 75,918 | $253,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 6,527 | $253,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 20,856 | $253,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 16,951 | $253,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 18,376 | $252,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,324 | $252,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 13,733 | $251,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 9,528 | $251,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 5,777 | $251,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 40,469 | $250,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 1,698 | $248,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,683 | $247,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 9,671 | $247,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 6,763 | $247,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,728 | $247,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 13,842 | $246,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,768 | $245,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 3,823 | $245,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 22,779 | $244,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 4,942 | $244,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 6,200 | $244,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 6,125 | $244,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,158 | $243,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 3,752 | $243,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,644 | $242,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 8,141 | $242,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4,113 | $242,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 14,876 | $241,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 8,429 | $239,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,620 | $239,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,231 | $239,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 4,043 | $239,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 2,531 | $238,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N832 | VCSHS US SML CAP | 5,631 | $238,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,581 | $237,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 17,305 | $237,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 19,076 | $237,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 18,702 | $237,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 8,358 | $237,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 6,317 | $235,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,454 | $235,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 19,913 | $235,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 16,928 | $234,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,312 | $234,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,284 | $234,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,284 | $234,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 2,951 | $231,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 22,243 | $231,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,230 | $230,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 2,344 | $229,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,388 | $229,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 3,326 | $227,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 6,893 | $227,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 6,999 | $227,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,114 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 6,138 | $225,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 9,200 | $224,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,470 | $223,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 5,565 | $223,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 4,413 | $222,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 7,602 | $222,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 2,517 | $222,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 12,389 | $222,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 8,336 | $221,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,672 | $220,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 12,168 | $220,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 8,724 | $219,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 5,100 | $219,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 8,576 | $219,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,016 | $218,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 2,140 | $217,000 | thousands by filing date | |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 4,258 | $216,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,449 | $216,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4,353 | $216,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 3,207 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 5,600 | $216,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 5,551 | $215,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 2,359 | $215,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,356 | $215,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 47,219 | $215,000 | thousands by filing date | |
| GUGGENHEIM ETF | 78355W866 | cs | 4,146 | $215,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 15,582 | $214,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,123 | $213,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,845 | $213,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 8,527 | $213,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 5,415 | $213,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 10,042 | $212,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 28,606 | $212,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 7,699 | $211,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,311 | $210,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,266 | $210,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 8,638 | $210,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,825 | $210,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,240 | $210,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 872 | $208,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,604 | $208,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,943 | $207,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 5,200 | $207,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,880 | $206,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 3,219 | $206,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,349 | $205,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 14,797 | $205,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,806 | $203,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,001 | $202,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 8,027 | $202,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 8,363 | $202,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,184 | $201,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 8,132 | $201,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 10,850 | $201,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 40,712 | $197,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 24,386 | $196,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,812 | $195,000 | thousands by filing date | |
| DIREXION SHS ETF TR ZACKS MLP | 25459y298 | INDX FD | 11,355 | $195,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 12,826 | $194,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 12,690 | $193,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,934 | $192,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 16,610 | $192,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 23,134 | $190,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 46,137 | $190,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,200 | $189,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,921 | $188,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 34,398 | $188,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 33,880 | $186,000 | thousands by filing date | |
| CORNERSTONE TOTAL RETURN FD | 21924U300 | COM | 11,400 | $185,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,274 | $185,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,979 | $184,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 11,128 | $184,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,059 | $183,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 23,200 | $182,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 38,263 | $178,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,394 | $176,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 12,400 | $173,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,126 | $170,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 10,860 | $170,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 17,440 | $170,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 33,576 | $170,000 | thousands by filing date | |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 21,000 | $168,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 15,179 | $166,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,702 | $164,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 11,929 | $163,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,448 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,136 | $161,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 12,792 | $161,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 19,818 | $157,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 69,599 | $155,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 19,626 | $153,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 17,972 | $147,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 39,207 | $146,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 24,122 | $145,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,421 | $145,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,000 | $143,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 30,752 | $142,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 17,300 | $141,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 16,669 | $140,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 13,972 | $138,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,477 | $137,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 10,196 | $136,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 12,643 | $135,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 16,349 | $130,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,004 | $127,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 18,861 | $127,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 11,810 | $122,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 15,245 | $122,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 10,462 | $121,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,257 | $121,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 21,672 | $121,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 10,000 | $120,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 13,409 | $118,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 18,063 | $115,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,492 | $113,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 10,215 | $109,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 14,627 | $106,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 87,500 | $105,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 43,705 | $102,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 12,122 | $100,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 22,685 | $100,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,645 | $99,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 68,918 | $99,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 20,000 | $99,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,000 | $97,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 10,230 | $94,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 13,683 | $91,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 14,105 | $86,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 90,000 | $86,000 | thousands by filing date | principal |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 23,515 | $83,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 11,419 | $81,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 80,000 | $80,000 | thousands by filing date | principal |
| CVR Partners, LP | 126633106 | LTD | 22,210 | $78,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 12,000 | $78,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 21,380 | $77,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 12,869 | $77,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,097 | $76,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,699 | $75,000 | thousands by filing date | |
| AURINIA PHARMACEUTICALS INC COM | 05156V102 | Stock | 10,000 | $62,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,008 | $57,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 14,400 | $54,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 44,933 | $53,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,503 | $53,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 11,496 | $52,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 28,200 | $50,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 30,200 | $50,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 17,929 | $47,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 33,723 | $46,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 10,065 | $45,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 13,000 | $44,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 10,000 | $43,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 40,000 | $40,000 | thousands by filing date | principal |
| PLUG PWR INC | 72919P202 | COM NEW | 17,072 | $35,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 10,404 | $35,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 15,086 | $31,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 10,888 | $30,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 19,853 | $30,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 74,073 | $30,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 22,175 | $28,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 10,000 | $21,000 | thousands by filing date | |
| VERTEX ENERGY INC | 92534K107 | COM | 15,250 | $16,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 12,000 | $13,000 | thousands by filing date | principal |
| SEADRILL ORD | G7945E105 | COM | 33,715 | $11,000 | thousands by filing date | |
| DEXTERA SURGICAL INC COM | 252366109 | CS | 40,000 | $11,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 16,533 | $8,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 12,605 | $7,000 | thousands by filing date | |
| AVINGER INC | 053734109 | COM | 10,754 | $5,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 13,639 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001712 | this filing | 2017-08-10 | acceptance time not in the bulk data set |