13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-09, with 1,297 holding rows worth $3,627,297,000.
- Accession
- 0001085146-17-001697
- Filer
- CIK 822581
- Filed
- 2017-08-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,297 entries on the cover page, a total value of $3,627,297,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,627,297,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 51,153 | $324,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 64,507 | $323,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 32,058 | $321,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 3,341 | $319,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,235 | $318,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 5,827 | $318,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 10,830 | $318,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 7,370 | $316,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 2,105 | $315,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 14,423 | $315,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 4,225 | $314,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 3,409 | $314,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 3,214 | $314,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 23,336 | $313,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 24,700 | $313,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 8,500 | $312,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 14,655 | $310,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 49,306 | $310,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 17,500 | $310,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 30,390 | $308,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 11,839 | $308,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 13,233 | $307,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 19,887 | $305,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 48,988 | $305,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 28,000 | $304,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 7,744 | $303,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 9,000 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 9,389 | $303,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 22,090 | $301,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 5,802 | $300,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 23,013 | $299,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 100,886 | $298,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 12,641 | $298,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 19,636 | $297,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 39,282 | $296,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 2,418 | $294,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 8,549 | $294,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 70,700 | $290,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 2,675 | $288,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 4,582 | $288,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 15,000 | $285,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,753 | $284,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 4,000 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,157 | $282,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 9,576 | $280,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,321 | $279,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 2,535 | $277,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 7,525 | $277,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 72,926 | $275,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 7,105 | $275,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 9,119 | $274,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 20,450 | $274,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 2,800 | $272,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 23,277 | $272,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 18,704 | $272,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 9,527 | $272,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 4,010 | $271,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 13,274 | $271,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 14,428 | $270,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 8,330 | $270,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 3,523 | $269,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 4,113 | $265,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 5,000 | $265,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 4,532 | $265,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 3,040 | $264,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,862 | $263,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,904 | $263,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 3,620 | $263,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 3,000 | $262,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 60,000 | $259,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 18,081 | $259,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 4,100 | $257,000 | thousands by filing date | |
| PROSHARES TR | 74347B680 | S&P MDCP 400 DIV | 5,000 | $257,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,676 | $257,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,952 | $256,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 4,278 | $255,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 2,949 | $254,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 4,012 | $254,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 4,725 | $254,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,895 | $253,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 5,206 | $253,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 10,650 | $252,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 8,442 | $252,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,816 | $251,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 2,815 | $249,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 10,274 | $249,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 7,240 | $248,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 65,058 | $248,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 3,111 | $247,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 2,182 | $246,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 8,545 | $246,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,965 | $246,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 18,000 | $246,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,400 | $245,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 9,955 | $245,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 8,000 | $244,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 5,535 | $244,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 40,310 | $244,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 2,000 | $243,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 34,093 | $243,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 1,920 | $243,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 10,800 | $243,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 14,225 | $243,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 29,500 | $242,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 2,425 | $241,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 35,925 | $240,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 4,500 | $239,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 1,875 | $238,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 38,506 | $238,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 7,500 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,073 | $237,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 1,952 | $237,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 18,500 | $237,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 10,434 | $237,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 95,946 | $237,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 4,707 | $237,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 3,000 | $236,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,569 | $235,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 28,499 | $234,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 5,172 | $233,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 2,535 | $232,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,984 | $232,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 17,938 | $231,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 5,027 | $230,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 4,120 | $230,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 14,655 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,884 | $227,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 17,994 | $227,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 82,237 | $225,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 21,079 | $223,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 4,795 | $222,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,360 | $222,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 9,665 | $222,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 1,939 | $222,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 3,021 | $221,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 15,700 | $220,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 7,102 | $220,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 25,569 | $220,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 18,759 | $219,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 2,255 | $218,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 9,994 | $218,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 13,690 | $218,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 6,059 | $217,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,284 | $217,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 250 | $217,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 16,505 | $217,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 4,199 | $217,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1,529 | $216,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 6,167 | $215,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 89,583 | $215,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,576 | $215,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 15,000 | $215,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 26,702 | $215,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,536 | $215,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 16,850 | $214,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 170 | $214,000 | thousands by filing date | principal |
| BANKRATE INC DEL | 06647F102 | COM | 16,615 | $214,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 7,100 | $213,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 40,063 | $213,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 2,750 | $211,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 4,667 | $211,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 6,560 | $211,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 11,224 | $211,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 14,246 | $211,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3,565 | $211,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 4,030 | $210,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 4,677 | $210,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 9,711 | $210,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 32,101 | $210,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 4,602 | $209,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 3,145 | $208,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 9,615 | $206,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 4,700 | $206,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,204 | $205,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 2,946 | $205,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 4,000 | $205,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1,834 | $204,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,349 | $203,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 20,480 | $203,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 6,500 | $202,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 14,450 | $202,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 15,463 | $202,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 20,000 | $202,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 10,867 | $201,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 13,894 | $201,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 11,500 | $201,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 13,000 | $199,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 82,012 | $199,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 12,253 | $196,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 35,520 | $195,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 16,404 | $194,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 13,987 | $193,000 | thousands by filing date | |
| GREAT ELM CAP GROUP INC | 39036P209 | COM NEW | 56,788 | $193,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 13,409 | $188,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 12,500 | $187,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 25,233 | $187,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 16,585 | $184,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 10,497 | $183,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 13,587 | $182,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 11,107 | $181,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 12,253 | $178,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 13,098 | $178,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 14,050 | $178,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 115,249 | $176,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 38,319 | $175,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,967 | $175,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 12,716 | $174,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 15,488 | $174,000 | thousands by filing date | |
| SOLARIS ENERGY INFRAS INC COM CL A | 83418M103 | Stock | 15,000 | $173,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 10,209 | $173,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 11,901 | $170,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 120,000 | $169,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 16,114 | $168,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 11,700 | $168,000 | thousands by filing date | |
| MEDIWOUND LTD | M68830104 | ORD SHS | 24,500 | $167,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 51,600 | $166,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 14,266 | $165,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 24,450 | $165,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 12,900 | $164,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 12,669 | $163,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 20,043 | $160,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,224 | $157,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 10,500 | $155,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 19,865 | $153,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 19,300 | $153,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 11,979 | $153,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 10,100 | $152,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 15,000 | $152,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 13,742 | $151,000 | thousands by filing date | |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 33,328 | $151,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 12,187 | $146,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 14,368 | $146,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 10,000 | $146,000 | thousands by filing date | |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 16,000 | $143,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 11,000 | $142,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 17,577 | $140,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 15,500 | $139,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 95,025 | $138,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,301 | $134,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,331 | $134,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E200 | FTSE COLOMBIA20 | 13,863 | $134,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 10,328 | $130,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 10,796 | $126,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 20,900 | $126,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 30,000 | $125,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 12,500 | $124,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,300 | $123,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 12,100 | $122,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 11,345 | $121,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 24,045 | $120,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 10,000 | $117,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 10,400 | $117,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 19,500 | $116,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,306 | $116,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 18,000 | $112,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 23,600 | $110,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 25,000 | $103,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 17,319 | $103,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 11,311 | $100,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 15,900 | $95,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 15,000 | $94,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 11,412 | $93,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 10,052 | $92,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 114,700 | $91,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 24,982 | $89,000 | thousands by filing date | |
| TONIX PHARMACEUTICALS HLDG C | 890260409 | COM | 20,080 | $87,000 | thousands by filing date | |
| RMG Networks Hldgs | 74966K102 | COM | 130,495 | $86,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 16,100 | $82,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 60,649 | $70,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 42,116 | $67,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 12,600 | $65,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 15,410 | $60,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 35,500 | $58,000 | thousands by filing date | |
| CHINA TECHFAITH WIRLS COMM T | 169424207 | SPON ADR NEW | 18,499 | $55,000 | thousands by filing date | |
| Xunlei Ltd-Adr | 98419E108 | COM | 14,000 | $45,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,000 | $43,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 11,264 | $43,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 16,000 | $41,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 15,188 | $38,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 32,654 | $38,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 11,118 | $36,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,204 | $32,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 26,000 | $32,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J114 | WTS | 10,000 | $29,000 | thousands by filing date | |
| APPLIED DNA SCIENCES INC | 03815U201 | COM NEW | 13,527 | $24,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 10,219 | $23,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 18,580 | $21,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 27,560 | $19,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 15,000 | $16,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 10,000 | $15,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 28,000 | $13,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 18,396 | $12,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 20,000 | $10,000 | thousands by filing date | |
| BIOBLAST PHARMA LTD | M20156101 | SHS | 13,100 | $8,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 10,000 | $7,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 10,000 | $6,000 | thousands by filing date | |
| CITIGROUP INC | 172967226 | WARRANT | 42,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001697 | this filing | 2017-08-09 | acceptance time not in the bulk data set |