13F-HR filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-07, with 1,135 holding rows worth $3,101,199,000.
- Accession
- 0001085146-17-001653
- Filer
- CIK 1011659
- Filed
- 2017-08-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 1,411 entries on the cover page, a total value of $3,101,199,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,101,199,000 with VALUE read as thousands by filing date, 13F file number 028-04665. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMUFG Union Bank, N.A.028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerBANK OF TOKYO - MITSUBISHI UFJ, LTD028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
- included managerMITSUBISHI UFJ SECURITIES (USA), Inc.028-15100
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NATUS MEDICAL INC | 639050103 | COM | 80 | $3,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 36 | $3,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 517 | $3,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 305 | $3,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 157 | $3,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 105 | $3,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 129 | $3,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 250 | $3,000 | thousands by filing date | |
| SUPERIOR INDS INTL INC | 868168105 | COM | 135 | $3,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 512 | $3,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 135 | $3,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 160 | $3,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 247 | $3,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 200 | $3,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 160 | $3,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,012 | $3,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 66 | $3,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 361 | $3,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 371 | $3,000 | thousands by filing date | |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 271 | $3,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 632 | $3,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 65 | $3,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 350 | $3,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 797 | $3,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 150 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 885 | $2,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 31 | $2,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 41 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 153 | $2,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 177 | $2,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 134 | $2,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 143 | $2,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 130 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 160 | $2,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 413 | $2,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 76 | $2,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 100 | $2,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 30 | $2,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 46 | $2,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 132 | $2,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 103 | $2,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 191 | $2,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 106 | $2,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 107 | $2,000 | thousands by filing date | |
| EVERBRIDGE INC | 29978A104 | COM | 65 | $2,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 232 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 70 | $2,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 245 | $2,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 110 | $2,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 123 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 149 | $2,000 | thousands by filing date | |
| AXT INC | 00246W103 | COM | 317 | $2,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 373 | $2,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 600 | $2,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 50 | $2,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 250 | $2,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,386 | $2,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 118 | $2,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 64 | $2,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 216 | $2,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 230 | $2,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 70 | $2,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 183 | $2,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 190 | $2,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 660 | $2,000 | thousands by filing date | |
| Ramaco Resources Inc | 75134P303 | COM CL B | 263 | $2,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 153 | $2,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 410 | $2,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 260 | $2,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 89 | $2,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 115 | $2,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 16 | $2,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 192 | $2,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 100 | $2,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 79 | $2,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 230 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 395 | $2,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 110 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 275 | $2,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 292 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 376 | $2,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 360 | $2,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 80 | $2,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 150 | $2,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 273 | $2,000 | thousands by filing date | |
| PROTEOSTASIS THERAPEUTICS IN | 74373B109 | COM | 526 | $2,000 | thousands by filing date | |
| OBALON THERAPEUTICS INC | 67424L100 | COM | 174 | $2,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 87 | $2,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 44 | $1,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 90 | $1,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 132 | $1,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 91 | $1,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 37 | $1,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 98 | $1,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 58 | $1,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 84 | $1,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 34 | $1,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 81 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,060 | $1,000 | thousands by filing date | |
| FS BANCORP INC | 30263Y104 | COM | 28 | $1,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 39 | $1,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 71 | $1,000 | thousands by filing date | |
| INVESTAR HOLDING CORP | 46134L105 | COMMON STOCK | 49 | $1,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 105 | $1,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 23 | $1,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 47 | $1,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 57 | $1,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 60 | $1,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 36 | $1,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 123 | $1,000 | thousands by filing date | |
| PRESURANCE HLDGS INC | 20731J102 | EQUITY | 174 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 955 | $1,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 71 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 213 | $1,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 213 | $1,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 51 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 406 | $1,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 9 | $1,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 130 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 59 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001653 | this filing | 2017-08-07 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-002784 | added | 2018-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-19-001208 | added | 2019-04-19 | acceptance time not in the bulk data set |