13F-HR filed by INVESTMENT CENTERS OF AMERICA INC
INVESTMENT CENTERS OF AMERICA INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 639 holding rows worth $1,296,345,000.
- Accession
- 0001085146-17-001382
- Filer
- CIK 1351904
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 639 entries on the cover page, a total value of $1,296,345,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,296,345,000 with VALUE read as thousands by filing date, 13F file number 028-14413. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerPRUDENTIAL PLC028-03582
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 23,750 | $262,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,149 | $262,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 22,321 | $261,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,813 | $259,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 144 | $257,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,132 | $256,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 19,690 | $256,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 49,651 | $256,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8,505 | $255,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,578 | $254,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 7,329 | $254,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 7,182 | $252,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,623 | $250,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 2,975 | $250,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,806 | $249,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 3,075 | $248,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 11,758 | $248,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 6,839 | $248,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 9,268 | $247,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,200 | $247,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,649 | $244,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,826 | $243,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 11,676 | $243,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 13,713 | $242,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 3,074 | $241,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 892 | $241,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,216 | $241,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 2,126 | $240,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 1,543 | $240,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 71,042 | $240,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 26,757 | $238,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 8,121 | $238,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 3,216 | $237,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 6,304 | $237,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 39,822 | $237,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 983 | $236,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 4,202 | $235,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 22,990 | $234,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 4,813 | $233,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 26,794 | $231,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 15,112 | $231,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 17,200 | $231,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 5,864 | $230,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1,948 | $230,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,600 | $229,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 9,273 | $228,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 5,348 | $228,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 11,530 | $228,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 6,245 | $226,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 7,349 | $226,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3,607 | $225,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 6,982 | $225,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 5,172 | $225,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 935 | $224,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 4,697 | $222,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,230 | $222,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 22,850 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,630 | $221,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 6,862 | $220,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 3,024 | $219,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 6,066 | $217,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 1,576 | $214,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 3,187 | $212,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 3,599 | $212,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 955 | $211,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 4,280 | $211,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 7,266 | $210,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,102 | $209,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 11,185 | $209,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 2,995 | $206,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 4,200 | $205,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 21,339 | $205,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 1,609 | $204,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 1,618 | $203,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 9,528 | $202,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,364 | $202,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 11,086 | $202,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,022 | $202,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,742 | $201,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 4,789 | $201,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,296 | $200,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,212 | $200,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 15,040 | $197,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 13,605 | $194,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 13,366 | $189,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 15,154 | $188,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 10,067 | $184,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 13,013 | $180,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 10,626 | $177,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 15,702 | $175,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 25,375 | $172,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 10,363 | $172,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 23,020 | $168,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 11,019 | $168,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 10,000 | $165,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 26,763 | $162,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 11,514 | $153,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 12,146 | $153,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,333 | $151,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 12,019 | $145,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 14,448 | $144,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 13,850 | $141,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 18,580 | $137,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 65,496 | $134,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 13,582 | $129,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,515 | $127,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,695 | $122,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 13,980 | $121,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 10,000 | $118,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 10,086 | $110,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 12,162 | $109,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 18,147 | $108,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 16,572 | $99,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 10,715 | $98,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 21,000 | $96,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 23,692 | $93,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 18,242 | $85,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 13,620 | $82,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 80,000 | $82,000 | thousands by filing date | principal |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 15,629 | $79,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 15,590 | $66,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 60,000 | $60,000 | thousands by filing date | principal |
| GOLDFIELD CORP | 381370105 | COM | 10,000 | $58,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 15,000 | $57,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 21,230 | $55,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 13,472 | $53,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 10,857 | $50,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 18,288 | $48,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,343 | $43,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 15,440 | $42,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 22,346 | $37,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 10,442 | $34,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 24,000 | $33,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 22,529 | $22,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 25,050 | $16,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 18,000 | $15,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 18,500 | $14,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 24,500 | $8,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 16,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001382 | this filing | 2017-05-15 | acceptance time not in the bulk data set |