13F-HR filed by Jefferies Group LLC
Jefferies Group LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 2,281 holding rows worth $13,436,133,000.
- Accession
- 0001085146-17-001347
- Filer
- CIK 1084580
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 2,281 entries on the cover page, a total value of $13,436,133,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $13,436,133,000 with VALUE read as thousands by filing date, 13F file number 028-10917. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerJEFFERIES LLC028-13184
- included managerJefferies Investment Advisers, LLC028-13965
- included managerJefferies Financial Products, LLC028-17499
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Coca-Cola Company | 191216100 | COM | 4,988 | $212,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 3,810 | $212,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 757 | $211,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 2,963 | $210,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 11,271 | $210,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 639 | $209,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 5,000 | $209,000 | thousands by filing date | call |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 2,416 | $209,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 3,996 | $208,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 7,600 | $208,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 1,449 | $207,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 7,166 | $206,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 4,431 | $206,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 18,110 | $206,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 5,510 | $206,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 9,300 | $206,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1,486 | $205,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 6,501 | $205,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 6,108 | $204,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 5,602 | $203,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 4,800 | $202,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 3,208 | $202,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 5,924 | $202,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 4,500 | $200,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 12,286 | $199,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 4,102 | $198,000 | thousands by filing date | |
| AVX CORP NEW | 002444107 | COM | 12,059 | $198,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,300 | $197,000 | thousands by filing date | put |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,300 | $197,000 | thousands by filing date | call |
| SMART & FINAL STORES INC | 83190B101 | COM | 16,166 | $196,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 29,375 | $195,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 19,900 | $195,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 12,550 | $192,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,100 | $192,000 | thousands by filing date | put |
| MFA FINL INC | 55272X102 | COM | 23,683 | $191,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 10,602 | $191,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 17,684 | $189,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 11,819 | $189,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 12,861 | $188,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 3,766 | $185,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 4,000 | $184,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 13,534 | $184,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 10,553 | $183,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 7,500 | $182,000 | thousands by filing date | call |
| American Tower Corporation | 03027X100 | COM | 1,487 | $181,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 10,434 | $181,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 103,574 | $181,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 13,020 | $180,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 12,729 | $178,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 200 | $177,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 40,040 | $176,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 45,512 | $176,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 41,924 | $173,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 26,000 | $173,000 | thousands by filing date | put |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 14,241 | $171,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 12,115 | $170,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 18,498 | $168,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 6,364 | $168,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q118 | *W EXP 09/09/202 | 93,987 | $168,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 5,079 | $167,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 3,250 | $166,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 5,671 | $166,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 12,275 | $166,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 1,473 | $165,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 2,779 | $165,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 4,700 | $164,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 5,489 | $164,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,100 | $163,000 | thousands by filing date | put |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 162,000 | $163,000 | thousands by filing date | principal |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 110,301 | $163,000 | thousands by filing date | |
| ROVI CORP | 779376AD4 | NOTE 0.500% 3/0 | 167,000 | $163,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL | 922417AD2 | NOTE 2.700% 1/1 | 154,000 | $161,000 | thousands by filing date | principal |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 47,002 | $160,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 5,300 | $158,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 12,500 | $158,000 | thousands by filing date | call |
| Heritage Commerce Corp | 426927109 | Common Stock | 11,133 | $157,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 11,888 | $156,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 11,645 | $156,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 55,000 | $156,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 165,000 | $155,000 | thousands by filing date | principal |
| PFPT1.25 12/18 | 743424AB9 | Bond 30/360P2 U | 81,000 | $155,000 | thousands by filing date | principal |
| ENBRIDGE INC COM | 29250N105 | Stock | 4,748 | $154,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,707 | $152,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 10,713 | $152,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 17,601 | $152,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 2,180 | $151,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 15,000 | $151,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 16,400 | $149,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 13,721 | $147,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 145,000 | $147,000 | thousands by filing date | principal |
| Danaher Corporation | 235851102 | COM | 1,700 | $145,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 4,000 | $144,000 | thousands by filing date | put |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 135,000 | $144,000 | thousands by filing date | principal |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 13,833 | $143,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 144,000 | $143,000 | thousands by filing date | principal |
| CHICOS FAS INC | 168615102 | COM | 10,000 | $142,000 | thousands by filing date | put |
| ENDURANCE INTL GROUP HLDGS I | 29272B105 | COM | 17,760 | $139,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 19,300 | $138,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 22,500 | $137,000 | thousands by filing date | put |
| OCWEN FINL CORP | 675746309 | COM NEW | 25,094 | $137,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 11,080 | $136,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,703 | $134,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 2,795 | $134,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 11,567 | $133,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 10,029 | $132,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 10,791 | $129,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 10,060 | $127,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 7,367 | $126,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 1,361 | $124,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 10,181 | $123,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 118,000 | $122,000 | thousands by filing date | principal |
| U S CONCRETE INC | 90333L201 | COM | 1,847 | $119,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 11,899 | $119,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 900 | $118,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 994 | $118,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 21,600 | $117,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 16,239 | $116,000 | thousands by filing date | |
| DERMIRA INC | 24983L104 | COM | 3,300 | $113,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 14,800 | $112,000 | thousands by filing date | call |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 5,620 | $111,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 31,977 | $110,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 15,599 | $110,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 17,668 | $108,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 12,473 | $107,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 5,440 | $107,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 3,500 | $103,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 1,051 | $103,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 10,700 | $103,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 18,500 | $103,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1,463 | $102,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 12,094 | $99,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 10,232 | $98,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 1,769 | $97,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 13,389 | $97,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 1,818 | $96,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 4,200 | $96,000 | thousands by filing date | call |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 2,047 | $96,000 | thousands by filing date | |
| VIVEVE MED INC | 92852W204 | COM NEW | 15,000 | $95,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 3,700 | $91,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 4,500 | $89,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 11,052 | $89,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 6,500 | $87,000 | thousands by filing date | put |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 15,325 | $86,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 25,000 | $86,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 11,197 | $85,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 10,394 | $84,000 | thousands by filing date | |
| YUMA ENERGY INC NEW | 98872F105 | COM | 35,792 | $84,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 1,219 | $83,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 3,747 | $81,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 3,879 | $81,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 10,500 | $81,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 5,200 | $78,000 | thousands by filing date | call |
| PPG INDS INC COM | 693506107 | Stock | 734 | $77,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,179 | $75,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 9,900 | $75,000 | thousands by filing date | put |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 1,000 | $73,000 | thousands by filing date | call |
| BCE INC COM NEW | 05534B760 | Stock | 2,168 | $72,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 8,000 | $72,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 42,700 | $70,000 | thousands by filing date | put |
| TIFFANY & CO NEW | 886547108 | COM | 721 | $69,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 4,600 | $69,000 | thousands by filing date | |
| RH | 74967X103 | COM | 1,428 | $66,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 3,482 | $66,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366JAB7 | NOTE | 100,000 | $66,000 | thousands by filing date | principal |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 1,063 | $65,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 14,663 | $65,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 50,000 | $65,000 | thousands by filing date | principal |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,000 | $64,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 1,884 | $63,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 2,800 | $63,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 2,150 | $62,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 692 | $60,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 1,200 | $60,000 | thousands by filing date | call |
| MYLAN NV | N59465109 | SHS EURO | 1,534 | $60,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 65,000 | $60,000 | thousands by filing date | principal |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 20,210 | $59,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 33,700 | $58,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 800 | $57,000 | thousands by filing date | put |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 29,000 | $57,000 | thousands by filing date | principal |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,775 | $56,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 599 | $55,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 52,000 | $55,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,500 | $54,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 13,800 | $54,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 14,000 | $53,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 699 | $52,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,200 | $52,000 | thousands by filing date | call |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 305 | $52,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,200 | $50,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 1,200 | $49,000 | thousands by filing date | put |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 948 | $48,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 362 | $47,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,397 | $47,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 17,100 | $47,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 1,213 | $46,000 | thousands by filing date | |
| AUSTRALIA & NEW ZEALA BKG 14 | Q0426RND6 | DEBT 4.400% 5/1 | 45,000 | $46,000 | thousands by filing date | principal |
| EXELIXIS INC COM | 30161Q104 | Stock | 2,000 | $43,000 | thousands by filing date | put |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 11,200 | $43,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT | 891160MJ9 | NOTE 3.625% 9/1 | 44,000 | $43,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 800 | $42,000 | thousands by filing date | call |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 17,574 | $42,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 42,000 | $42,000 | thousands by filing date | principal |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 611 | $41,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 1,372 | $40,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1,688 | $40,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 500 | $40,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 1,900 | $39,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 600 | $39,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 22,500 | $39,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 354 | $38,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 1,047 | $38,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 24,000 | $38,000 | thousands by filing date | principal |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 800 | $37,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 2,508 | $37,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,600 | $37,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 39,000 | $37,000 | thousands by filing date | principal |
| EMERSON ELEC CO COM | 291011104 | Stock | 600 | $36,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 600 | $36,000 | thousands by filing date | put |
| IMPAX LABORATORIES INC | 45256B101 | COM | 2,733 | $35,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 650 | $34,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 400 | $33,000 | thousands by filing date | call |
| AIRMEDIA GROUP INC | 009411109 | ADR | 11,674 | $32,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 2,100 | $30,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $29,000 | thousands by filing date | call |
| HOLLYFRONTIER CORP | 436106108 | COM | 983 | $28,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 4,468 | $28,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 24,000 | $28,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 27,000 | $27,000 | thousands by filing date | principal |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 23,000 | $23,000 | thousands by filing date | principal |
| PAYPALHLDGSINC | 70450Y103 | STOK | 500 | $22,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 1,600 | $21,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 1,271 | $21,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 16,000 | $21,000 | thousands by filing date | principal |
| STATE STR CORP COM | 857477103 | Stock | 247 | $20,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 300 | $20,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 20,000 | $20,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 32,000 | $20,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 232 | $19,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 571 | $18,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 667 | $17,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 1,100 | $16,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 9,500 | $16,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 32,550 | $15,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 24,508 | $15,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 30,975 | $15,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,100 | $15,000 | thousands by filing date | call |
| CIENA CORP | 171779AE1 | NOTE | 12,000 | $12,000 | thousands by filing date | principal |
| MasterCard, Inc | 57636Q104 | COM | 100 | $11,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 200 | $11,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 100 | $9,000 | thousands by filing date | call |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 76 | $8,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 300 | $8,000 | thousands by filing date | call |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 10,000 | $8,000 | thousands by filing date | principal |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 725 | $7,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 762 | $7,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 215 | $6,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 615 | $6,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 122 | $5,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 520 | $5,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 39 | $3,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 381 | $3,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 24 | $2,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 49 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 79 | $2,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 88 | $2,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 948,763 | $2,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 188 | $2,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 61 | $1,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 57 | $1,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 6,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRANCO NEV CORP COM | 351858105 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOISE CASCADE CO DEL | 09739D100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IHS MARKIT LTD | G47567105 | SHS | 40,300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRI POINTE HOMES INC | 87265H109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARRIS INTL INC SHS | G0551A103 | SHS | 49,800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001347 | this filing | 2017-05-15 | acceptance time not in the bulk data set |