13F-HR filed by OPPENHEIMER & CO INC
OPPENHEIMER & CO INC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 1,288 holding rows worth $3,533,082,000.
- Accession
- 0001085146-17-001333
- Filer
- CIK 822581
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,288 entries on the cover page, a total value of $3,533,082,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,533,082,000 with VALUE read as thousands by filing date, 13F file number 028-04046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DSW INC-CLASS A | 23334L102 | CL A | 61,101 | $1,263,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 25,092 | $1,261,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 24,362 | $1,258,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 13,311 | $1,257,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 22,414 | $1,252,000 | thousands by filing date | |
| GLOBAL X FTSE GREECE 20 ETF | 37950E366 | COMMON | 157,193 | $1,251,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 6,054 | $1,249,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 33,917 | $1,249,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 45,050 | $1,248,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 25,821 | $1,235,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 18,148 | $1,234,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 63,279 | $1,234,000 | thousands by filing date | |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 8,849 | $1,226,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 17,473 | $1,222,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 54,399 | $1,221,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 24,083 | $1,219,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 36,300 | $1,218,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 26,256 | $1,218,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,124 | $1,217,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 77,692 | $1,217,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 9,482 | $1,217,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 18,249 | $1,212,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 45,961 | $1,207,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 19,768 | $1,205,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 28,817 | $1,202,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 20,954 | $1,185,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 9,058 | $1,178,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 68,862 | $1,176,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 16,100 | $1,169,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 31,376 | $1,168,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 36,667 | $1,167,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 40,613 | $1,161,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 10,985 | $1,160,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 12,477 | $1,153,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 28,598 | $1,140,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 17,520 | $1,139,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 15,610 | $1,128,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 50,000 | $1,119,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 46,370 | $1,115,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 11,948 | $1,113,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 58,198 | $1,113,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 24,550 | $1,110,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 21,352 | $1,110,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 247,457 | $1,109,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 24,390 | $1,104,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 18,483 | $1,102,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 35,186 | $1,101,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 58,499 | $1,101,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 15,525 | $1,095,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 21,550 | $1,093,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 15,951 | $1,093,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 12,590 | $1,091,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 21,882 | $1,091,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 59,891 | $1,090,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 36,177 | $1,087,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 19,900 | $1,086,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 23,943 | $1,085,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 44,919 | $1,080,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 71,792 | $1,073,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 12,100 | $1,071,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 44,959 | $1,070,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 6,616 | $1,070,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 23,955 | $1,070,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 15,323 | $1,064,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 86,586 | $1,064,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 50,351 | $1,063,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 30,901 | $1,061,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 595 | $1,059,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 34,495 | $1,059,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 7,983 | $1,058,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 31,600 | $1,050,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 8,755 | $1,034,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 8,933 | $1,032,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 30,738 | $1,032,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 7,998 | $1,020,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 31,617 | $1,015,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 32,500 | $1,010,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 8,686 | $1,007,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 9,059 | $1,001,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 5,399 | $995,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 16,084 | $987,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 15,819 | $987,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 16,368 | $985,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 16,100 | $984,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 11,869 | $984,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 135,687 | $982,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 13,678 | $975,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 23,186 | $974,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 10,730 | $966,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 33,051 | $962,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 117,000 | $945,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 43,792 | $944,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 21,178 | $943,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 38,080 | $938,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 394,464 | $935,000 | thousands by filing date | |
| PACER FDS TR | 69374H105 | TRENDP US LAR CP | 36,914 | $933,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 7,433 | $929,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 25,703 | $928,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 19,700 | $924,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 15,645 | $921,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 17,020 | $920,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 23,771 | $920,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 17,673 | $919,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 18,808 | $911,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 43,642 | $908,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 19,055 | $907,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 11,151 | $905,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 13,339 | $905,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 11,231 | $904,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 38,100 | $903,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 360,010 | $903,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 13,775 | $902,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 30,784 | $901,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 8,829 | $900,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,938 | $899,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 35,369 | $898,000 | thousands by filing date | |
| INVESTORS TITLE CO | 461804106 | COMMON STOCK | 5,666 | $896,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 31,820 | $890,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 909 | $887,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 22,210 | $886,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 11,851 | $886,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 18,996 | $886,000 | thousands by filing date | |
| VERSUM MATLS INC | 92532W103 | COM | 28,880 | $884,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 14,022 | $874,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 29,430 | $873,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 36,470 | $871,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 35,218 | $870,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 21,252 | $868,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 44,750 | $859,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 8,355 | $853,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 42,146 | $851,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 45,682 | $842,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 5,388 | $839,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 7,203 | $830,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 21,840 | $827,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 14,890 | $826,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 5,967 | $822,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 8,857 | $816,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 17,000 | $816,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 19,865 | $811,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 25,500 | $811,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 11,741 | $807,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,310 | $803,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 4,208 | $803,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 26,846 | $798,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 10,071 | $796,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 8,694 | $795,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,035 | $793,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 22,572 | $774,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 8,323 | $773,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 87,888 | $773,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 21,983 | $769,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 18,302 | $769,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 15,154 | $766,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 5,811 | $761,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 23,203 | $755,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 14,590 | $749,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 8,730 | $748,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 6,853 | $747,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 13,658 | $747,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 43,449 | $747,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 13,521 | $745,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 52,200 | $743,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 49,149 | $741,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 59,316 | $739,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 18,086 | $738,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 26,867 | $736,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 70,627 | $735,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 18,901 | $735,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 111,700 | $733,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 66,000 | $730,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 16,710 | $726,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 8,537 | $724,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 57,157 | $720,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 19,387 | $716,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 13,657 | $715,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 21,040 | $715,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 21,235 | $710,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,212 | $708,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 15,617 | $703,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 84,958 | $702,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 5,648 | $699,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 14,000 | $698,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 20,707 | $697,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 14,409 | $697,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 56,849 | $688,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 33,105 | $685,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 11,697 | $684,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 51,607 | $682,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 44,600 | $680,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 17,602 | $678,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 11,442 | $676,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 22,772 | $674,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 8,891 | $673,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 6,619 | $673,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 18,684 | $672,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 16,635 | $671,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 12,310 | $670,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 21,943 | $669,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 8,000 | $668,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 6,352 | $667,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 8,545 | $665,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 13,912 | $661,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 7,818 | $659,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 19,137 | $657,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 31,575 | $653,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 15,946 | $649,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 27,914 | $649,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 8,031 | $646,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 8,122 | $637,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 17,042 | $636,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 12,970 | $634,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 56,020 | $628,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 27,503 | $627,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 2,860 | $626,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 4,261 | $626,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 16,165 | $625,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 19,565 | $625,000 | thousands by filing date | |
| ARROWMARK FINANCIAL CORP | 861780104 | COM | 30,979 | $625,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 19,793 | $623,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 45,052 | $623,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 120,155 | $620,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 40,070 | $619,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 6,783 | $619,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 36,952 | $619,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,258 | $618,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 11,371 | $616,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 17,404 | $615,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 5,550 | $613,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 3,730 | $612,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 4,487 | $607,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 38,606 | $607,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,725 | $606,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 14,508 | $605,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 59,636 | $604,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 30,756 | $601,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,314 | $598,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 16,100 | $598,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 11,905 | $598,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 26,000 | $596,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 19,006 | $592,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10,310 | $592,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 28,791 | $592,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 6,091 | $592,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 24,156 | $590,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 28,811 | $584,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 31,060 | $580,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 5,442 | $579,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 24,460 | $576,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 11,703 | $575,000 | thousands by filing date | |
| CENTURY BANCORP INC -CL A | 156432106 | CL A | 9,450 | $575,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 61,703 | $574,000 | thousands by filing date | |
| BASSETT FURNITURE INDS INC COM | 070203104 | Stock | 21,293 | $573,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 8,510 | $562,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 22,254 | $561,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 5,724 | $561,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 32,802 | $560,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 47,513 | $558,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 7,668 | $557,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 9,500 | $557,000 | thousands by filing date | |
| ADDUS HOMECARE CORP | 006739106 | COM | 17,311 | $554,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 18,705 | $553,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 9,311 | $549,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 40,944 | $549,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 8,527 | $547,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 80,800 | $545,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 20,525 | $541,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 37,931 | $541,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 5,372 | $539,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 4,252 | $537,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 59,337 | $537,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 55,975 | $534,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 34,400 | $533,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 66,401 | $531,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 16,133 | $531,000 | thousands by filing date | |
| CHIPMOS TECHNOLOGIES INC SPONSORED ADR | 16965P103 | ADR | 29,936 | $531,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 7,096 | $529,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 10,600 | $525,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 4,000 | $523,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 9,935 | $523,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 50,636 | $521,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 16,300 | $519,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 30,400 | $519,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 89,088 | $518,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 33,370 | $518,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 15,971 | $515,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 34,732 | $515,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 10,066 | $514,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 10,656 | $514,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 10,330 | $513,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 8,782 | $513,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 4,889 | $512,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 6,192 | $511,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 5,066 | $508,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 34,935 | $507,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 40,000 | $501,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 8,400 | $499,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 25,775 | $499,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 8,200 | $498,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 4,973 | $496,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 27,779 | $496,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 9,422 | $496,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 49,474 | $494,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 7,532 | $492,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 25,425 | $491,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,738 | $490,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 26,755 | $490,000 | thousands by filing date | |
| VOXX INTERNATIONAL CORP | 91829F104 | COMMON STOCK | 94,300 | $490,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 26,073 | $490,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 10,970 | $487,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 79,700 | $486,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 5,916 | $483,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 34,543 | $483,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 2,394 | $479,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 9,602 | $477,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 16,538 | $476,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,731 | $476,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,206 | $475,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,200 | $474,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 5,653 | $473,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 2,764 | $473,000 | thousands by filing date | |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 20,518 | $472,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 5,299 | $470,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 6,344 | $469,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 12,990 | $467,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 6,000 | $465,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 5,546 | $464,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 31,773 | $464,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 3,940 | $462,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,950 | $461,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,963 | $461,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15,889 | $461,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 7,956 | $459,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 10,325 | $458,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 4,855 | $458,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 26,013 | $457,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 13,100 | $457,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 12,503 | $454,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 5,555 | $453,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 31,355 | $451,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 30,122 | $451,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 13,117 | $451,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 2,614 | $450,000 | thousands by filing date | |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 8,736 | $448,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 8,372 | $448,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 6,938 | $448,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 23,100 | $446,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 13,000 | $445,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,210 | $445,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 3,467 | $445,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 26,625 | $444,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 10,131 | $442,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 25,260 | $441,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 8,602 | $440,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 9,337 | $440,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 20,985 | $440,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 80,050 | $437,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 3,265 | $436,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 11,928 | $433,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 6,532 | $433,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 29,595 | $431,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,495 | $430,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 13,910 | $430,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 32,079 | $429,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 22,254 | $429,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 16,662 | $427,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 23,705 | $426,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 14,487 | $425,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 6,419 | $421,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 11,653 | $415,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 34,534 | $415,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 13,423 | $412,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 14,550 | $411,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 8,650 | $409,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 65,776 | $407,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 5,841 | $406,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 4,165 | $406,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 2,530 | $405,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 22,500 | $405,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 15,490 | $405,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 18,686 | $405,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 3,208 | $404,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,939 | $403,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 20,629 | $403,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 5,509 | $403,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 5,021 | $400,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 13,570 | $400,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 4,793 | $397,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 9,121 | $397,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,907 | $396,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 10,300 | $396,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 15,203 | $396,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 27,550 | $392,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 24,877 | $390,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 5,634 | $390,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,496 | $388,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 39,634 | $388,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 83,287 | $388,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 15,490 | $388,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,917 | $383,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,032 | $383,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 19,700 | $382,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 34,407 | $379,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 3,554 | $378,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 6,942 | $378,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 10,005 | $376,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 5,647 | $376,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 19,011 | $375,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 6,264 | $375,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,734 | $374,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 7,800 | $374,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 22,500 | $370,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 69,581 | $370,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 8,751 | $369,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,100 | $369,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 16,369 | $369,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 5,681 | $367,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 21,076 | $367,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 8,950 | $367,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 14,757 | $366,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 2,893 | $366,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 26,594 | $365,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 21,083 | $365,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 6,200 | $364,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 100,871 | $364,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,559 | $363,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 3,469 | $360,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,817 | $360,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 4,004 | $360,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 7,760 | $360,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 5,668 | $360,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 5,928 | $359,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 4,451 | $359,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,776 | $358,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 20,178 | $358,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 27,111 | $357,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 10,849 | $356,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 5,688 | $356,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 35,058 | $356,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 30,820 | $355,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,231 | $352,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 6,828 | $350,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 7,570 | $349,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 25,000 | $349,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 15,346 | $347,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 3,603 | $346,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,411 | $346,000 | thousands by filing date | |
| FQF TR | 351680855 | OSHARS FTSE US | 11,982 | $346,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 23,813 | $342,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,684 | $340,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 79,696 | $339,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 3,070 | $339,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 2,791 | $336,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 39,640 | $336,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 146,791 | $336,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 54,405 | $335,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 12,109 | $334,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 22,500 | $334,000 | thousands by filing date | |
| KVH INDS INC | 482738101 | COM | 39,786 | $334,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 2,765 | $334,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 7,951 | $333,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 31,022 | $333,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 10,345 | $331,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 5,966 | $330,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,700 | $330,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 3,812 | $329,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 263 | $326,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 9,125 | $326,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 18,714 | $326,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 4,013 | $325,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,722 | $322,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 10,966 | $321,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 3,261 | $320,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 23,985 | $320,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,275 | $317,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 7,710 | $317,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 5,210 | $316,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 10,238 | $315,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 9,080 | $313,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 17,241 | $313,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 30,390 | $311,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 7,116 | $311,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 3,480 | $310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 7,418 | $310,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 24,700 | $310,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 93,802 | $309,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 4,173 | $307,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 8,459 | $307,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 7,019 | $307,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 3,965 | $305,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 9,443 | $305,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 15,200 | $305,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 27,275 | $304,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 34,472 | $304,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 8,082 | $303,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 41,868 | $303,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 34,591 | $303,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,361 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1,988 | $300,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 251 | $300,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001333 | this filing | 2017-05-15 | acceptance time not in the bulk data set |