13F-HR filed by Moors & Cabot, Inc.
Moors & Cabot, Inc. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-15, with 519 holding rows worth $592,727,000.
- Accession
- 0001085146-17-001305
- Filer
- CIK 1607239
- Filed
- 2017-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 519 entries on the cover page, a total value of $592,727,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $592,727,000 with VALUE read as thousands by filing date, 13F file number 028-16128. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 12,000 | $39,000 | thousands by filing date | |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 26,053 | $38,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 14,500 | $37,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 11,497 | $36,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 15,000 | $33,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 13,000 | $30,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 16,400 | $29,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 8,500 | $26,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 10,041 | $22,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q408 | COM PAR | 10,500 | $18,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 1,000 | $13,000 | thousands by filing date | call |
| PAYPALHLDGSINC | 70450Y103 | STOK | 1,500 | $12,000 | thousands by filing date | call |
| ALCOA CORP COM | 013872106 | Stock | 1,000 | $7,000 | thousands by filing date | call |
| YUM CHINA HLDGS INC | 98850P109 | COM | 1,000 | $7,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 16,000 | $7,000 | thousands by filing date | |
| BIOPHARMX CORP | 09072X101 | COM | 13,000 | $7,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,600 | $6,000 | thousands by filing date | call |
| JETBLUE AWYS CORP | 477143101 | COM | 2,000 | $3,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 1,000 | $2,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001305 | this filing | 2017-05-15 | acceptance time not in the bulk data set |