13F-HR filed by DLD Asset Management, LP
DLD Asset Management, LP filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 78 holding rows worth $623,037,000.
- Accession
- 0001085146-17-001241
- Filer
- CIK 1578299
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 116 entries on the cover page, a total value of $623,037,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $623,037,000 with VALUE read as thousands by filing date, 13F file number 028-17749. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 40,000,000 | $102,150,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 23,000,000 | $101,962,000 | thousands by filing date | principal |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 45,000,000 | $59,812,000 | thousands by filing date | principal |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 37,000,000 | $50,343,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 34,500,000 | $50,107,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 24,500,000 | $31,323,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 1,035,800 | $19,960,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 178,400 | $18,464,000 | thousands by filing date | call |
| WABASH NATL CORP | 929566AH0 | CNV | 9,986,000 | $18,140,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 245,800 | $17,466,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 15,000,000 | $17,363,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 16,000,000 | $16,966,000 | thousands by filing date | principal |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 220,300 | $15,655,000 | thousands by filing date | put |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 11,000,000 | $10,871,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 176,000 | $8,714,000 | thousands by filing date | put |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 526,700 | $7,864,000 | thousands by filing date | call |
| STILLWATER MINING CO | 86074Q102 | COM | 406,000 | $7,013,000 | thousands by filing date | put |
| ZOGENIX INC. | 98978L204 | Common Stock | 552,300 | $5,976,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 281,900 | $5,920,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 281,900 | $5,914,000 | thousands by filing date | put |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 330,400 | $5,779,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 248,406 | $4,781,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 126,100 | $4,442,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 147,100 | $4,251,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 231,000 | $2,983,000 | thousands by filing date | put |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 148,400 | $2,981,000 | thousands by filing date | put |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 523,900 | $2,598,000 | thousands by filing date | call |
| VERSARTIS INC | 92529L102 | COM | 109,400 | $2,334,000 | thousands by filing date | call |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 102,400 | $2,057,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 66,100 | $1,274,000 | thousands by filing date | call |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 17,000 | $1,071,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 14,000 | $898,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 439,500 | $870,000 | thousands by filing date | call |
| IMMUNE DESIGN CORP. | 45252L103 | Common Stock | 120,100 | $814,000 | thousands by filing date | call |
| IMMUNOMEDICS INC | 452907108 | COM | 107,200 | $692,000 | thousands by filing date | call |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 11,700 | $657,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 6,000 | $534,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 9,000 | $534,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 4,000 | $528,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 4,500 | $499,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 5,500 | $487,000 | thousands by filing date | |
| AEVI GENOMIC MEDICINE INC | 00835P105 | COM | 237,100 | $438,000 | thousands by filing date | call |
| LULULEMON ATHLETICA INC | 550021109 | COM | 8,000 | $415,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,000 | $402,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 19,000 | $395,000 | thousands by filing date | put |
| IXIA | 45071R109 | COM | 20,000 | $393,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 77,800 | $385,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 14,280 | $376,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 16,000 | $376,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 30,000 | $374,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 4,000 | $366,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 9,000 | $360,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 18,000 | $351,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 68,700 | $341,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 3,400 | $332,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 82,100 | $321,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 5,200 | $319,000 | thousands by filing date | |
| CEB INC | 125134106 | COM | 4,000 | $314,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 15,000 | $308,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 5,500 | $306,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 75,000 | $292,000 | thousands by filing date | put |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,000 | $286,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 11,000 | $270,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 21,000 | $265,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 19,000 | $262,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,000 | $251,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 5,000 | $235,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 5,000 | $202,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 10,073 | $182,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 11,069 | $170,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 20,000 | $154,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 10,000 | $122,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 20,000 | $96,000 | thousands by filing date | |
| SYNUTRA INTERNATIONAL INC | 87164C102 | COMMON STOCK | 15,100 | $90,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 11,100 | $83,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,000 | $69,000 | thousands by filing date | call |
| WRIGHT MED GROUP N V | N96617126 | RIGHT 03/01/2019 | 30,541 | $47,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 10,000 | $42,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001241 | this filing | 2017-05-12 | acceptance time not in the bulk data set |