13F-HR filed by COWEN INC.
COWEN INC. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-12, with 231 holding rows worth $2,072,061,000.
- Accession
- 0001085146-17-001196
- Filer
- CIK 1466538
- Filed
- 2017-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 243 entries on the cover page, a total value of $2,072,061,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,072,061,000 with VALUE read as thousands by filing date, 13F file number 028-14571. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRAMIUS ADVISORS LLC028-10674
- included managerCOWEN & COMPANY, LLC028-04125
- included managerQuadratic Capital Management LLC028-17713
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 1,153,535 | $159,065,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 1,492,179 | $145,801,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 1,399,828 | $144,882,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 2,238,768 | $128,102,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,014,804 | $114,876,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,265,370 | $112,719,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,732,033 | $106,347,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 6,560,136 | $81,870,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 2,033,402 | $71,311,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 1,158,012 | $61,490,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 472,200 | $53,453,000 | thousands by filing date | call |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 815,954 | $52,286,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,122,562 | $52,098,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 570,200 | $49,334,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 501,395 | $40,277,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 4,102,957 | $39,758,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 429,200 | $34,212,000 | thousands by filing date | put |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 532,000 | $32,915,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 1,334,513 | $32,886,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 183,397 | $27,564,000 | thousands by filing date | put |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 926,200 | $21,543,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 164,100 | $17,695,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 380,000 | $14,227,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 603,282 | $14,165,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 316,961 | $13,629,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 228,100 | $12,450,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 686,200 | $11,052,000 | thousands by filing date | call |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 656,225 | $10,893,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 265,674 | $10,340,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 977 | $10,112,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 119,493 | $9,965,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 67,078 | $9,826,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 1,304,395 | $9,796,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 182,400 | $9,687,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 342,100 | $9,196,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,687 | $9,174,000 | thousands by filing date | call |
| WEST CORP | 952355204 | COM | 359,672 | $8,783,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,390 | $8,535,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 177,007 | $7,873,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 869 | $7,741,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 1,082,014 | $7,592,000 | thousands by filing date | call |
| UNILEVER N V | 904784709 | N Y SHS NEW | 93,452 | $7,357,000 | thousands by filing date | put |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 732,580 | $7,304,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 1,150 | $7,061,000 | thousands by filing date | put |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 110,285 | $6,950,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 670 | $6,935,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 7,513 | $6,661,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 74,533 | $6,342,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 189,100 | $6,155,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 57,000 | $5,894,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 57,000 | $5,894,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 163,718 | $5,354,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 300,000 | $4,917,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 342,300 | $4,734,000 | thousands by filing date | put |
| VANECK VECTORS ETF TR | 92189F809 | COAL ETF | 342,300 | $4,734,000 | thousands by filing date | call |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 136 | $4,451,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 10,457 | $4,445,000 | thousands by filing date | put |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 491 | $4,375,000 | thousands by filing date | put |
| HRG GROUP INC COM | 40434J100 | Stock | 219,250 | $4,236,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 102,161 | $4,059,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,745 | $4,051,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 500 | $4,017,000 | thousands by filing date | put |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 60,000 | $3,979,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 34,400 | $3,894,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 156 | $3,677,000 | thousands by filing date | call |
| ALLERGAN PLC | G0177J108 | SHS | 14,750 | $3,524,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 88,207 | $3,421,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 193,100 | $3,335,000 | thousands by filing date | put |
| UTS CF CORP | G20307123 | UNIT | 310,101 | $3,318,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 50,000 | $3,316,000 | thousands by filing date | call |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 64,572 | $3,186,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 352 | $3,132,000 | thousands by filing date | call |
| PRIVATEBANCORP INC | 742962103 | COM | 51,672 | $3,068,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 738 | $3,066,000 | thousands by filing date | put |
| HOSTESS BRANDS INC | 44109J114 | WTS | 1,044,897 | $2,947,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 800 | $2,791,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 120,005 | $2,787,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 500 | $2,719,000 | thousands by filing date | put |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 270,826 | $2,714,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 48,774 | $2,590,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 64,742 | $2,521,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 133,150 | $2,454,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 700 | $2,442,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 38,000 | $2,367,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 182,350 | $2,345,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 227,485 | $2,332,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 415 | $2,308,000 | thousands by filing date | call |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 65,500 | $2,285,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 248,000 | $2,242,000 | thousands by filing date | put |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 341,380 | $2,175,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 199,848 | $2,002,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 464 | $1,928,000 | thousands by filing date | call |
| Dow Chemical Company | 260543103 | COM | 293 | $1,862,000 | thousands by filing date | call |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 19,164 | $1,834,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 25,000 | $1,803,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 162,731 | $1,798,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 597 | $1,770,000 | thousands by filing date | call |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 166,888 | $1,717,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 51,060 | $1,705,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 162,619 | $1,678,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 32,550 | $1,617,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 56,290 | $1,574,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 15,500 | $1,511,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 155,000 | $1,502,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 229 | $1,458,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 229 | $1,458,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 250 | $1,447,000 | thousands by filing date | call |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 139,853 | $1,411,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 82,800 | $1,389,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 154,000 | $1,357,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 32,500 | $1,311,000 | thousands by filing date | call |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 75,000 | $1,287,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 500 | $1,281,000 | thousands by filing date | call |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 61,749 | $1,236,000 | thousands by filing date | |
| STERLING BANCORP DEL | 85917A100 | COM | 51,960 | $1,231,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,476 | $1,224,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 32,500 | $1,211,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,000 | $1,187,000 | thousands by filing date | put |
| HOLLYFRONTIER CORP | 436106108 | COM | 411 | $1,165,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 28,569 | $1,152,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 114,614 | $1,146,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 27,180 | $1,145,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 375 | $1,110,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 174 | $1,106,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 18,975 | $1,098,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 13,984 | $1,076,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 24,737 | $1,064,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 104,860 | $1,056,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 88,800 | $1,049,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 54,800 | $1,010,000 | thousands by filing date | call |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 422 | $980,000 | thousands by filing date | put |
| BIOVERATIV INC | 09075E100 | COM | 17,836 | $971,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 95,670 | $957,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 29,850 | $937,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 45,000 | $936,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 33,735 | $931,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 22,500 | $929,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,710 | $915,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 50,000 | $863,000 | thousands by filing date | put |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 50,000 | $858,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 7,385 | $811,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 165 | $807,000 | thousands by filing date | put |
| NCR VOYIX CORPORATION | 62886E108 | COM | 175 | $799,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 4,500 | $784,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 18,908 | $776,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 56,425 | $759,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 530 | $730,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 6,511 | $709,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 16,736 | $700,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 760 | $679,000 | thousands by filing date | put |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 760 | $679,000 | thousands by filing date | call |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 66,449 | $676,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 16,500 | $673,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 76,900 | $657,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 5,000 | $642,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 19,900 | $629,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 52,600 | $621,000 | thousands by filing date | call |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,075 | $609,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 30,191 | $589,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 28,100 | $589,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 5,300 | $576,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 58,160 | $575,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 295 | $571,000 | thousands by filing date | put |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 31,140 | $570,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 20,000 | $567,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,000 | $562,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 5,000 | $555,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 20,511 | $553,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 35,500 | $546,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,500 | $534,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 400 | $518,000 | thousands by filing date | call |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 46,634 | $509,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 113,300 | $482,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,000 | $476,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 10,000 | $457,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 100 | $454,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 7,000 | $452,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 520 | $441,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 5,000 | $433,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 290,873 | $396,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 16,750 | $386,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 42,600 | $381,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 5,440 | $373,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 11,900 | $370,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,750 | $364,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 29,473 | $340,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 100 | $338,000 | thousands by filing date | put |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 145 | $335,000 | thousands by filing date | call |
| FRED S INC CLASS A | 356108100 | COM | 250 | $328,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 50 | $326,000 | thousands by filing date | put |
| DASEKE INC | 23753F115 | *W EXP 02/27/202 | 289,908 | $325,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 75 | $319,000 | thousands by filing date | put |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 635,566 | $318,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M114 | *W EXP 10/19/202 | 160,931 | $306,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 100 | $299,000 | thousands by filing date | call |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 57 | $292,000 | thousands by filing date | call |
| TIME INC NEW | 887228104 | COM | 15,000 | $290,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 3,500 | $275,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 200 | $259,000 | thousands by filing date | put |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 350 | $250,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 85 | $248,000 | thousands by filing date | call |
| CYTOSORBENTS CORP | 23283X206 | CMN | 55,065 | $248,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 5,000 | $245,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,500 | $244,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 101 | $224,000 | thousands by filing date | call |
| HOLOGIC INC | 436440101 | COM | 5,000 | $213,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 5,000 | $211,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 100 | $193,000 | thousands by filing date | put |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 100 | $193,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 5,000 | $169,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 500,000 | $165,000 | thousands by filing date | principal |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 21,000 | $150,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 13 | $144,000 | thousands by filing date | put |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 12,558 | $133,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,000 | $130,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 12,313 | $126,000 | thousands by filing date | |
| DEUTSCHE BK AG | D1T769565 | RIGHT 04/06/2017 | 50,000 | $118,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 25 | $114,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 1,500 | $96,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4 | $94,000 | thousands by filing date | put |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 25,000 | $80,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 53,417 | $67,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 9 | $48,000 | thousands by filing date | call |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 62,037 | $45,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 78,500 | $44,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 2,000 | $26,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 10,000 | $17,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 33,400 | $17,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 25,000 | $13,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 881,814 | $2,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 151,251 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001196 | this filing | 2017-05-12 | acceptance time not in the bulk data set |