13F-HR filed by NINE MASTS CAPITAL Ltd
NINE MASTS CAPITAL Ltd filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-11, with 76 holding rows worth $591,120,000.
- Accession
- 0001085146-17-001181
- Filer
- CIK 1569356
- Filed
- 2017-05-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 76 entries on the cover page, a total value of $591,120,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $591,120,000 with VALUE read as thousands by filing date, 13F file number 028-16783. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SINA CORP | 82922RAD5 | NOTE 1.000%12/0 | 97,500,000 | $98,658,000 | thousands by filing date | principal |
| FOX CORP CLASS B | 90130A200 | COM | 1,402,254 | $44,564,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 5,506,273 | $40,025,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 2,483,236 | $39,085,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 35,000,000 | $38,938,000 | thousands by filing date | principal |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 30,000,000 | $31,238,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,000,000 | $26,288,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 20,000,000 | $23,225,000 | thousands by filing date | principal |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 473,885 | $17,084,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 480,192 | $15,770,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 2,135,656 | $13,277,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 133,400 | $11,883,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 343,900 | $11,637,000 | thousands by filing date | |
| YY INC | 98426TAB2 | NOTE 2.250 4/0 | 11,520,000 | $11,513,000 | thousands by filing date | principal |
| SEADRILL ORD | G7945E105 | COM | 14,625,958 | $11,254,000 | thousands by filing date | put |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,281,250 | $11,000,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,658,866 | $10,749,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 563,237 | $10,442,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 674,439 | $9,025,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 250,000 | $8,518,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 297,300 | $8,146,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,004,730 | $7,988,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 801,483 | $7,614,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 1,431,674 | $5,591,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 81,792 | $5,322,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 63,300 | $5,253,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 44,400 | $5,048,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 60,100 | $5,025,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 46,300 | $5,023,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 61,900 | $5,019,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 62,900 | $5,016,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 62,900 | $5,014,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 360,000 | $4,453,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 700,869 | $4,406,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 35,700 | $4,209,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 105,784 | $3,185,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 127,489 | $2,993,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 80,300 | $2,965,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 44,830 | $2,606,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 49,119 | $1,998,000 | thousands by filing date | |
| LIBERTY INTERACTIVE LLC | 530610AD6 | NOTE 1.750% 9/1 | 1,000,000 | $1,129,000 | thousands by filing date | principal |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 108,800 | $1,067,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 40,600 | $859,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 98,500 | $570,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 42,700 | $525,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 7,040 | $515,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 31,300 | $481,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 54,900 | $416,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 32,700 | $357,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 13,400 | $303,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 18,100 | $250,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 5,943 | $242,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 11,200 | $241,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 14,100 | $236,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 18,700 | $235,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 3,600 | $201,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 30,300 | $201,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 22,200 | $193,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 8,200 | $170,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 1,500 | $155,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 12,260 | $155,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,700 | $153,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 1,800 | $153,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 2,600 | $153,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 3,700 | $153,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,900 | $149,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 2,700 | $148,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 5,000 | $137,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 25,000 | $116,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 10,000 | $95,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 5,500 | $75,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 1,020 | $74,000 | thousands by filing date | put |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 6,000 | $64,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 1,600 | $51,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 3,300 | $45,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 400 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001181 | this filing | 2017-05-11 | acceptance time not in the bulk data set |