13F-HR filed by Private Advisor Group, LLC
Private Advisor Group, LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 1,407 holding rows worth $3,575,925,000.
- Accession
- 0001085146-17-001162
- Filer
- CIK 1567755
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,407 entries on the cover page, a total value of $3,575,925,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,575,925,000 with VALUE read as thousands by filing date, 13F file number 028-15851. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PACKAGING CORP AMER COM | 695156109 | Stock | 28,586 | $353,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 8,581 | $351,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,226 | $351,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 9,020 | $351,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 53,415 | $349,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 7,413 | $349,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 3,536 | $347,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 10,868 | $347,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP CL A | 78410G104 | REIT | 2,900 | $345,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 18,874 | $345,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 11,274 | $344,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 7,088 | $344,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 4,025 | $343,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 4,152 | $343,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 24,171 | $341,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 10,009 | $340,000 | thousands by filing date | |
| Invesco S&P 500 Revenue ETF | 68386C104 | Exchange Traded Fund | 7,556 | $340,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,819 | $338,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 20,545 | $338,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 7,067 | $337,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 15,007 | $336,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 3,334 | $335,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 55,462 | $335,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,574 | $335,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 19,187 | $334,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,608 | $334,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 4,746 | $333,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 9,410 | $332,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 13,405 | $330,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 12,443 | $329,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 6,748 | $329,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 4,852 | $329,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 33,507 | $328,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 8,865 | $328,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 23,082 | $328,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 5,215 | $328,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 15,585 | $327,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 23,778 | $326,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 24,556 | $324,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 10,253 | $324,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 10,697 | $324,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 5,579 | $324,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 12,586 | $324,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 5,990 | $322,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 3,313 | $322,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 12,807 | $320,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 32,630 | $318,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 32,360 | $317,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 2,962 | $315,000 | thousands by filing date | |
| ALCOA CORP COM | 013872106 | Stock | 9,225 | $312,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 7,806 | $312,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,370 | $311,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 2,441 | $311,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 73,987 | $311,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,897 | $310,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 19,249 | $310,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 9,267 | $309,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 3,152 | $308,000 | thousands by filing date | |
| PACER FDS TR | 69374H881 | US CASH COWS 100 | 12,000 | $308,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 12,283 | $307,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 5,248 | $307,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 9,975 | $307,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 2,349 | $306,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 4,306 | $306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 5,357 | $306,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 4,402 | $305,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 6,000 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,420 | $303,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 6,514 | $302,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 17,462 | $301,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 19,244 | $299,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 15,794 | $299,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 20,650 | $298,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,060 | $298,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430206 | ACTIVEBETA EME | 9,895 | $298,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 21,844 | $298,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524748 | FUNDAMENTAL INTL | 9,709 | $297,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 15,012 | $295,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 4,110 | $295,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 8,262 | $294,000 | thousands by filing date | |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 5,652 | $293,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 4,938 | $293,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 7,377 | $293,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B399 | DWA TACT MLT | 10,500 | $293,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 13,886 | $291,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 71,523 | $291,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 4,367 | $291,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 84,265 | $291,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 19,458 | $291,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,897 | $290,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 8,682 | $290,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 6,044 | $290,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 6,029 | $289,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 5,265 | $289,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 28,350 | $288,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 10,097 | $288,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 5,063 | $287,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 21,100 | $287,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 37,068 | $287,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 6,905 | $286,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 20,779 | $285,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 5,011 | $285,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 17,487 | $284,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 20,364 | $284,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 29,620 | $283,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 2,524 | $282,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,588 | $281,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 8,954 | $281,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 22,556 | $281,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 6,098 | $280,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 8,284 | $280,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 25,498 | $280,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 40,000 | $280,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 15,043 | $280,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 8,118 | $280,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 7,001 | $280,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 22,643 | $279,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,236 | $279,000 | thousands by filing date | |
| ISHARES TR | 46432FBC0 | IBONDS MAR20 ETF | 10,637 | $279,000 | thousands by filing date | principal |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 20,003 | $278,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 7,730 | $278,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 16,680 | $277,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 3,891 | $277,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 25,413 | $276,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W858 | GUG S&P500EQWTFI | 7,365 | $276,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 50,349 | $274,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 5,212 | $273,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1,976 | $272,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,988 | $271,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 11,641 | $271,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 16,738 | $271,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 13,025 | $270,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 13,665 | $270,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,784 | $268,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 40,211 | $268,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 11,246 | $267,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 22,638 | $267,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 5,711 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,730 | $266,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,847 | $265,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 4,712 | $265,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 76,901 | $265,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 8,801 | $264,000 | thousands by filing date | |
| BLACKROCK STRATEGIC MUN TR | 09248T109 | COM | 19,557 | $263,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 3,592 | $261,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 1,686 | $261,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 16,356 | $261,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2,816 | $261,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 11,330 | $261,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 41,541 | $260,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 1,558 | $260,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 19,545 | $260,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 5,168 | $259,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 8,515 | $257,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 13,993 | $256,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,056 | $256,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 16,957 | $256,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 17,786 | $255,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 2,511 | $253,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 31,914 | $252,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,468 | $251,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 20,856 | $251,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 4,123 | $250,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 3,716 | $249,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 4,074 | $248,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,989 | $248,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 10,735 | $248,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 9,550 | $247,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 10,700 | $245,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 9,921 | $245,000 | thousands by filing date | principal |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 8,505 | $244,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 5,591 | $243,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 7,300 | $243,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 16,840 | $243,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 34,962 | $242,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 6,082 | $241,000 | thousands by filing date | |
| FARMERS CAP BANK CORP | 309562106 | COMMON STOCK | 6,200 | $241,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,530 | $240,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 2,022 | $240,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 16,645 | $240,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 8,661 | $240,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1,891 | $238,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 10,314 | $238,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 9,879 | $238,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 9,536 | $238,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 32,599 | $237,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 14,982 | $237,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 13,268 | $236,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 5,949 | $236,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 3,991 | $236,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 8,821 | $236,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 5,490 | $236,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,174 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 6,866 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,465 | $234,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 3,530 | $234,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 3,625 | $234,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 4,083 | $233,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 12,960 | $233,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,877 | $232,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,064 | $232,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 2,899 | $232,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 19,042 | $232,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 5,435 | $231,000 | thousands by filing date | |
| CHEMUNG FINANCIAL CORP | 164024101 | COMMON STOCK | 6,063 | $231,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 3,602 | $231,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 7,834 | $229,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 11,198 | $229,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 3,643 | $228,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 28,440 | $228,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 8,451 | $228,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,643 | $227,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 72,568 | $227,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 5,498 | $226,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 3,440 | $226,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 14,619 | $225,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 5,324 | $224,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1,284 | $223,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 17,785 | $223,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 6,052 | $222,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 3,695 | $222,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 18,128 | $222,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 9,851 | $222,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 2,404 | $221,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 6,750 | $221,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 4,568 | $221,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 15,162 | $221,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 9,607 | $220,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,791 | $220,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 3,280 | $220,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 15,513 | $220,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 7,025 | $219,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10,563 | $219,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 47,182 | $218,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 2,389 | $216,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 5,230 | $216,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 10,056 | $216,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,525 | $215,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,285 | $215,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 4,260 | $214,000 | thousands by filing date | |
| IHS MARKIT LTD | G47567105 | SHS | 5,097 | $214,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 5,771 | $213,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 17,000 | $213,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 12,789 | $213,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 7,861 | $212,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 14,786 | $211,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 3,159 | $211,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 49,313 | $210,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 1,997 | $210,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 3,206 | $210,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,389 | $210,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 7,953 | $210,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 4,487 | $210,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 8,992 | $209,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 3,459 | $209,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 15,403 | $208,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 14,825 | $208,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,779 | $207,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 126,284 | $207,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 2,635 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 4,207 | $206,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 14,270 | $206,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 26,915 | $206,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 6,187 | $205,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 7,912 | $205,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 3,155 | $204,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 2,423 | $204,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 2,954 | $204,000 | thousands by filing date | |
| REALITY SHS ETF TR | 75605A405 | DIVCN LDRS ETF | 7,520 | $204,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 18,361 | $203,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 2,405 | $202,000 | thousands by filing date | |
| ISHARES TR | 46434V282 | U S EQUITY FACTR | 7,297 | $202,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 8,077 | $202,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 2,725 | $201,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,441 | $201,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,317 | $200,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 3,709 | $200,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 2,539 | $200,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,791 | $198,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 11,553 | $198,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 132,181 | $196,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 11,457 | $187,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 14,400 | $187,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 15,831 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 15,934 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 12,871 | $183,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 12,774 | $182,000 | thousands by filing date | |
| PROSHARES VIX SHORT-TERM FUTURES ETF | 74347W262 | ETF | 13,503 | $182,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 12,787 | $181,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 10,498 | $181,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL INCOME T | 27826U108 | SH BEN INT | 13,644 | $178,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 51,751 | $175,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 12,830 | $174,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 10,561 | $174,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 14,002 | $174,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 15,284 | $172,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 17,894 | $172,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 33,576 | $171,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 12,900 | $170,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 34,310 | $170,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 20,086 | $169,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 12,381 | $168,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 29,650 | $167,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 75,922 | $166,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 10,289 | $164,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 29,823 | $163,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 76,693 | $163,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 19,378 | $160,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 18,297 | $159,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 13,028 | $159,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,425 | $158,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 50,170 | $157,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 24,029 | $157,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 21,592 | $156,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 12,547 | $156,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 17,722 | $156,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,487 | $153,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 15,926 | $153,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 13,563 | $152,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 12,212 | $150,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 20,931 | $149,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 13,276 | $149,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 13,379 | $148,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 13,060 | $148,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 19,480 | $147,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 27,534 | $144,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 16,366 | $140,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 14,655 | $140,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 18,000 | $140,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 10,665 | $138,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 10,839 | $136,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 62,099 | $136,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 10,923 | $135,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 88,665 | $134,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 52,379 | $132,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 13,000 | $131,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 16,403 | $131,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 21,627 | $130,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,450 | $130,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 110,193 | $129,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 15,269 | $128,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 51,636 | $127,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 10,000 | $124,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 87,500 | $123,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 42,947 | $121,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 15,245 | $119,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 50,286 | $118,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 100,126 | $116,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 75,395 | $116,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 20,794 | $116,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 51,318 | $115,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 20,257 | $115,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 16,087 | $111,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 21,005 | $108,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 22,142 | $105,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 10,267 | $104,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 10,255 | $101,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 80,942 | $97,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 14,268 | $97,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 17,047 | $96,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 11,995 | $95,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 11,000 | $95,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 11,804 | $92,000 | thousands by filing date | |
| COGINT INC | 19241Q101 | COM | 20,000 | $92,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 14,556 | $91,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,056 | $90,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 10,943 | $89,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 14,935 | $89,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,292 | $85,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 14,105 | $83,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 25,392 | $80,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 11,492 | $78,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 16,393 | $77,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 13,203 | $75,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 50,266 | $73,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 10,243 | $73,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 25,891 | $72,000 | thousands by filing date | |
| LANDSTAR SYS INC COM | 515098101 | Stock | 30,352 | $64,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 10,710 | $62,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 50,089 | $62,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 14,400 | $62,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 28,200 | $62,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 50,064 | $60,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 38,175 | $60,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 40,226 | $55,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 12,008 | $55,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 32,623 | $52,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 10,404 | $52,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 10,188 | $51,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 37,983 | $50,000 | thousands by filing date | |
| PSIVIDA CORP | 74440J101 | COM | 30,000 | $49,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 15,150 | $46,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 40,000 | $40,000 | thousands by filing date | principal |
| SEADRILL ORD | G7945E105 | COM | 56,022 | $39,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 19,853 | $34,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 16,440 | $32,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 18,450 | $30,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 13,868 | $23,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 10,050 | $22,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 16,951 | $17,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 12,000 | $12,000 | thousands by filing date | principal |
| NEUROMETRIX INC | 641255500 | COM PAR NEW | 20,000 | $12,000 | thousands by filing date | |
| Timmins Gold Corp | 88741P103 | COM | 23,000 | $9,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 16,533 | $9,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 10,000 | $9,000 | thousands by filing date | principal |
| Ampio Pharmaceuticals | 03209T109 | COM | 12,605 | $8,000 | thousands by filing date | |
| DELCATH SYS INC | 24661P500 | COM PAR | 13,639 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001162 | this filing | 2017-05-10 | acceptance time not in the bulk data set |