13F-HR filed by PINNACLE ASSOCIATES LTD
PINNACLE ASSOCIATES LTD filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-10, with 655 holding rows worth $5,236,312,000.
- Accession
- 0001085146-17-001161
- Filer
- CIK 743127
- Filed
- 2017-05-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 655 entries on the cover page, a total value of $5,236,312,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,236,312,000 with VALUE read as thousands by filing date, 13F file number 028-01669. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 9,443 | $480,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 11,000 | $477,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 13,597 | $454,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 5,807 | $450,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 8,644 | $445,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 14,101 | $445,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 24,112 | $445,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 77,728 | $439,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 3,278 | $432,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 8,346 | $429,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 5,080 | $426,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 3,145 | $418,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 8,995 | $415,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 13,097 | $408,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 5,055 | $408,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 13,626 | $407,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 16,870 | $406,000 | thousands by filing date | |
| VEON LTD | 91822M106 | SPONSORED ADR | 99,289 | $405,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 5,425 | $405,000 | thousands by filing date | |
| URSTADT BIDDLE PPTYS INC | 917286809 | PFD-G CV 6.75 | 15,575 | $401,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 49,603 | $397,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 11,575 | $388,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 3,076 | $386,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 17,450 | $382,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 4,010 | $380,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 4,800 | $377,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 5,985 | $377,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,400 | $372,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 72,514 | $372,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 16,075 | $370,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 28,378 | $368,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 8,900 | $366,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 69,735 | $359,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 38,250 | $354,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 23,425 | $354,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 7,045 | $353,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 3,109 | $349,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 8,169 | $347,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 51,825 | $344,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 5,775 | $344,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 6,606 | $342,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 30,794 | $342,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 8,059 | $340,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 250,000 | $340,000 | thousands by filing date | principal |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,603 | $335,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 11,325 | $335,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 12,475 | $331,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,143 | $328,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 5,990 | $328,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 4,099 | $327,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,341 | $325,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 27,103 | $317,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 7,099 | $316,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 65,250 | $313,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 34,388 | $312,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 2,444 | $312,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 7,375 | $310,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 10,159 | $307,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 14,400 | $307,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 5,300 | $307,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,623 | $306,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 19,500 | $305,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 2,776 | $303,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,624 | $301,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,635 | $300,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 19,915 | $297,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 2,548 | $293,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 7,650 | $291,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,858 | $287,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 8,900 | $283,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 2,111 | $282,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 2,883 | $281,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 22,700 | $281,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 7,295 | $280,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 5,040 | $278,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 19,105 | $277,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 8,666 | $274,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 8,302 | $271,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,218 | $270,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 4,254 | $267,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 2,735 | $267,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 4,850 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,480 | $260,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 4,000 | $259,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,600 | $257,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 10,300 | $255,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 15,898 | $254,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 17,414 | $254,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 10,650 | $253,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,747 | $253,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,750 | $252,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,000 | $249,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 7,185 | $247,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,345 | $246,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 39,779 | $245,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 4,120 | $244,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 11,650 | $242,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4,388 | $242,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 16,225 | $239,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 25,000 | $239,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 10,022 | $238,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 4,855 | $237,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,620 | $235,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 7,624 | $233,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 14,045 | $233,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 2,246 | $230,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 5,856 | $229,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,858 | $228,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1,727 | $227,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,095 | $226,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 940 | $224,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 6,170 | $223,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 6,596 | $222,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 795 | $221,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 5,588 | $221,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 2,687 | $219,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 1,650 | $219,000 | thousands by filing date | |
| WASTE CONNECTIONS INC COM | 94106B101 | Stock | 2,480 | $219,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 4,918 | $219,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 5,012 | $218,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 6,150 | $218,000 | thousands by filing date | |
| TUNIU CORP | 89977P106 | SPONSORED ADS | 24,900 | $218,000 | thousands by filing date | |
| BIOVERATIV INC | 09075E100 | COM | 3,979 | $217,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 4,750 | $215,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 23,822 | $213,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 10,000 | $206,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 6,450 | $205,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 13,036 | $204,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,253 | $203,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 3,715 | $201,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 4,053 | $201,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 5,483 | $200,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 10,115 | $182,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 11,425 | $182,000 | thousands by filing date | |
| SRC ENERGY INC | 78470V108 | COM | 20,600 | $174,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 33,600 | $163,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,500 | $161,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 36,000 | $153,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 11,000 | $138,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 10,425 | $136,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 12,100 | $135,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,180 | $134,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 11,500 | $120,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 12,624 | $103,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 10,249 | $96,000 | thousands by filing date | |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 15,000 | $91,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 30,600 | $79,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 10,235 | $75,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 19,700 | $67,000 | thousands by filing date | |
| MITCHAM INDS INC COM | 606501104 | COM | 10,800 | $53,000 | thousands by filing date | |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 58,200 | $52,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 19,500 | $33,000 | thousands by filing date | |
| VINCE HLDG CORP | 92719W108 | COM | 21,100 | $33,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 10,000 | $32,000 | thousands by filing date | |
| CARTESIAN INC | 146534102 | COM ADDED | 28,900 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001161 | this filing | 2017-05-10 | acceptance time not in the bulk data set |