13F-HR filed by MUFG Americas Holdings Corp
MUFG Americas Holdings Corp filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-04, with 1,131 holding rows worth $3,032,677,000.
- Accession
- 0001085146-17-001090
- Filer
- CIK 1011659
- Filed
- 2017-05-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,408 entries on the cover page, a total value of $3,032,677,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,032,677,000 with VALUE read as thousands by filing date, 13F file number 028-04665. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerMUFG Union Bank, N.A.028-04661
- included managerHIGHMARK CAPITAL MANAGEMENT INC/CA028-04663
- included managerBANK OF TOKYO - MITSUBISHI UFJ, LTD028-05836
- included managerMITSUBISHI UFJ FINANCIAL GROUP INC028-13582
- included managerMITSUBISHI UFJ SECURITIES (USA), Inc.028-15100
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CENTURY CASINOS INC | 156492100 | COM | 400 | $3,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 80 | $3,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 36 | $3,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 514 | $3,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 305 | $3,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 516 | $3,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 250 | $3,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 135 | $3,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 192 | $3,000 | thousands by filing date | |
| PSYCHEMEDICS CORP | 744375205 | COM NEW | 141 | $3,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 395 | $3,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 81 | $3,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CB1 | NOTE 2.250%12/1 | 3,000 | $3,000 | thousands by filing date | principal |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 120 | $3,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 361 | $3,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 1,400 | $3,000 | thousands by filing date | |
| NANTHEALTH INC | 630104107 | CMN | 640 | $3,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 885 | $2,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 110 | $2,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 31 | $2,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 41 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 153 | $2,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 190 | $2,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 132 | $2,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 143 | $2,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 130 | $2,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 145 | $2,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 91 | $2,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 23 | $2,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 160 | $2,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 60 | $2,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 88 | $2,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 106 | $2,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 30 | $2,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 46 | $2,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 190 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 98 | $2,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 107 | $2,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 70 | $2,000 | thousands by filing date | |
| ALLIANZGI DIVERSIFIED INCOME | 01883J108 | COM | 109 | $2,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 123 | $2,000 | thousands by filing date | |
| PARKE BANCORP INC | 700885106 | COMMON STOCK | 88 | $2,000 | thousands by filing date | |
| ASPEN AEROGELS INC | 04523Y105 | COMMON STOCK | 370 | $2,000 | thousands by filing date | |
| NRC HEALTH | 637372202 | COMMON STOCK | 103 | $2,000 | thousands by filing date | |
| JOHNSON OUTDOORS INC A | 479167108 | COMMON STOCK | 53 | $2,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 80 | $2,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 600 | $2,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 250 | $2,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 78 | $2,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 118 | $2,000 | thousands by filing date | |
| AUBURN NATL BANCORP | 050473107 | COM | 64 | $2,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 216 | $2,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 145 | $2,000 | thousands by filing date | |
| CUMBERLAND PHARMACEUTICALS I | 230770109 | COM | 230 | $2,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 70 | $2,000 | thousands by filing date | |
| TANDY LEATHER FACTORY INC | 87538X105 | COM | 183 | $2,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 50 | $2,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 123 | $2,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 160 | $2,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 660 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 140 | $2,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 50 | $2,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 260 | $2,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,055 | $2,000 | thousands by filing date | |
| PERFORMANT HEALTHCARE INC | 71377E105 | COM | 610 | $2,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 115 | $2,000 | thousands by filing date | |
| SOCIETAL CDMO INC | 75629F109 | COM | 185 | $2,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 52 | $2,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 80 | $2,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 79 | $2,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 105 | $2,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 230 | $2,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 213 | $2,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 105 | $2,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 110 | $2,000 | thousands by filing date | |
| BALLANTYNE STRONG INC | 058516105 | COM | 275 | $2,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 190 | $2,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 371 | $2,000 | thousands by filing date | |
| ONCOCYTE CORP | 68235C107 | COM | 376 | $2,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 360 | $2,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 306 | $2,000 | thousands by filing date | |
| KINDRED BIOSCIENCES INC COM | 494577109 | Stock | 350 | $2,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 87 | $2,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 89 | $1,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 131 | $1,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 16 | $1,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 213 | $1,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 37 | $1,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 55 | $1,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 59 | $1,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 58 | $1,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 104 | $1,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 84 | $1,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 34 | $1,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 81 | $1,000 | thousands by filing date | |
| HAWTHORN BANCSHARES INC | 420476103 | COMMON STOCK | 61 | $1,000 | thousands by filing date | |
| RCM TECHNOLOGIES INC | 749360400 | COMMON STOCK | 207 | $1,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 50 | $1,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 23 | $1,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 57 | $1,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 60 | $1,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 36 | $1,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 153 | $1,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 372 | $1,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 213 | $1,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 133 | $1,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 51 | $1,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 70 | $1,000 | thousands by filing date | |
| U.S. AUTO PARTS NETWORK INC | 90343C100 | COM | 406 | $1,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 292 | $1,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 213 | $1,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 80 | $1,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 140 | $1,000 | thousands by filing date | |
| AVIRAGEN THERAPEUTICS INC | 053761102 | COM | 1,340 | $1,000 | thousands by filing date | |
| NIVALIS THERAPEUTICS INC | 65481J109 | COM | 307 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEGON N V | 007924103 | NY REGISTRY SHS | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 39 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-17-001090 | this filing | 2017-05-04 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-18-002783 | added | 2018-11-14 | acceptance time not in the bulk data set |